Purchases and Sales Made in Q4 2022 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
22.2K+ 117.65% |
$1.03M - $1.2M
|
41K
$2.68M
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
16.2K+ 45.57% |
$756K - $879K
|
51.8K
$3.38M
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
14.9KNew |
$696K - $809K
|
14.9K
$974K
|
|
|
Feb 15, 2023
Q4 2022
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
6.13K+ 6.37% |
$286K - $332K
|
102K
$6.68M
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
4.45K+ 93.1% |
$208K - $241K
|
9.23K
$603K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.7K+ 22.44% |
$126K - $146K
|
14.7K
$960K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
1.36K+ 2885.11% |
$63.3K - $73.5K
|
1.4K
$91.6K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
968New |
$45.2K - $52.5K
|
968
$63.2K
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
823New |
$38.4K - $44.6K
|
823
$53.7K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
504+ 1.0% |
$23.5K - $27.3K
|
51.2K
$3.34M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
300+ 168.54% |
$14K - $16.3K
|
478
$31.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
259+ 3.05% |
$12.1K - $14K
|
8.74K
$571K
|
|
|
Feb 14, 2023
Q4 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
205+ 0.83% |
$9.56K - $11.1K
|
24.9K
$1.63M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
178New |
$8.3K - $9.65K
|
178
$11.6K
|
|
|
Feb 15, 2023
Q4 2022
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
51New |
$2.38K - $2.76K
|
51
$3.33K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1+ 0.05% |
$46.7 - $54.2
|
1.98K
$129K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-51- 0.82% |
$2.38K - $2.76K
|
6.16K
$402K
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-134- 0.34% |
$6.25K - $7.26K
|
39.2K
$2.56M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-165- 54.1% |
$7.7K - $8.94K
|
140
$9.14K
|
|
|
Feb 02, 2023
Q4 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-217- 3.27% |
$10.1K - $11.8K
|
6.41K
$419K
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-306- 13.17% |
$14.3K - $16.6K
|
2.02K
$132K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-320- 41.56% |
$14.9K - $17.3K
|
450
$29.4K
|
|
|
Feb 07, 2023
Q4 2022
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-541- 32.26% |
$25.2K - $29.3K
|
1.14K
$74.2K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-542- 11.2% |
$25.3K - $29.4K
|
4.3K
$281K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.5K- 2.16% |
$70.1K - $81.4K
|
68K
$4.44M
|
|
|
May 19, 2023
Q4 2022
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-4.45K- 84.4% |
$208K - $241K
|
823
$53.7K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-15.1K- 69.64% |
$704K - $819K
|
6.58K
$430K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-22.6K- 58.82% |
$1.06M - $1.23M
|
15.9K
$1.04M
|