Purchases and Sales Made in Q4 2023 in First Trust Iii Riverfront Dyn (RFEM)
This table provides information about the institutional ownership of First Trust Iii Riverfront Dyn (RFEM) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST III RIVERFRONT DYN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Old Mission Capital LLC
|
BUY
|
- |
63.9K+ 268.21% |
$3.31M - $3.8M
|
87.8K
$5.73M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
11.5KNew |
$594K - $682K
|
11.5K
$749K
|
|
|
Feb 14, 2024
Q4 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
8.18K+ 29.49% |
$424K - $486K
|
35.9K
$2.35M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
8.13K+ 17.46% |
$421K - $483K
|
54.7K
$3.57M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.66KNew |
$293K - $336K
|
5.66K
$369K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.67KNew |
$242K - $277K
|
4.67K
$305K
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
4.49KNew |
$233K - $267K
|
4.49K
$293K
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
2.13K+ 258.32% |
$110K - $126K
|
2.95K
$193K
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.92K+ 4.68% |
$99.3K - $114K
|
42.8K
$2.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
212+ 0.65% |
$11K - $12.6K
|
32.6K
$2.13M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
207+ 5.4% |
$10.7K - $12.3K
|
4.04K
$264K
|
|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
200+ 22.03% |
$10.4K - $11.9K
|
1.11K
$72.3K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
105+ 291.67% |
$5.44K - $6.24K
|
141
$9.21K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
47+ 71.21% |
$2.44K - $2.79K
|
113
$7.38K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
23New |
$1.19K - $1.37K
|
23
$1.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1+ 0.71% |
$51.8 - $59.4
|
141
$9.21K
|
|
|
Jan 19, 2024
Q4 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-1- 8.33% |
$51.8 - $59.4
|
11
$718
|
|
|
Jan 09, 2024
Q4 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-28- 0.34% |
$1.45K - $1.66K
|
8.12K
$530K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-79- 4.1% |
$4.09K - $4.69K
|
1.85K
$121K
|
|
|
Feb 09, 2024
Q4 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-122- 1.14% |
$6.32K - $7.25K
|
10.6K
$689K
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-352- 6.98% |
$18.2K - $20.9K
|
4.69K
$306K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-447- 9.53% |
$23.2K - $26.6K
|
4.24K
$277K
|
|
|
Feb 14, 2024
Q4 2023
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-468- 33.62% |
$24.3K - $27.8K
|
924
$60.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-610- 4.6% |
$31.6K - $36.2K
|
12.7K
$826K
|
|
|
Feb 13, 2024
Q4 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-757- 16.26% |
$39.2K - $45K
|
3.9K
$255K
|
|
|
Jan 31, 2024
Q4 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-770- 2.97% |
$39.9K - $45.7K
|
25.2K
$1.64M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-830- 2.04% |
$43K - $49.3K
|
39.8K
$2.6M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-1.35K- 4.05% |
$70.1K - $80.3K
|
32.1K
$2.09M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.7K- 77.49% |
$88.1K - $101K
|
494
$32.3K
|
|
|
Aug 28, 2024
Q4 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-4.97K- 5.21% |
$257K - $295K
|
90.3K
$5.9M
|
|
|
Feb 05, 2024
Q4 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-4.97K- 5.21% |
$257K - $295K
|
90.3K
$5.9M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.2K- 24.55% |
$269K - $309K
|
16K
$1.04M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-33.8K- 52.07% |
$1.75M - $2.01M
|
31.1K
$2.03M
|