Purchases and Sales Made in Q1 2022 in Riverfront Strategic Income Fd (RIGS)
This table provides information about the institutional ownership of Riverfront Strategic Income Fd (RIGS) during Q1 2022. The information is specifically focused on institutions that hold shares of RIVERFRONT STRATEGIC INCOME FD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
87.2KNew |
$2.05M - $2.14M
|
87.2K
$1.99M
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
80.8K+ 344.06% |
$1.89M - $1.99M
|
104K
$2.38M
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
67.2K+ 6.14% |
$1.58M - $1.65M
|
1.16M
$26.6M
|
|
|
Apr 20, 2022
Q1 2022
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
59.2K+ 16.87% |
$1.39M - $1.46M
|
410K
$9.38M
|
|
|
Apr 26, 2022
Q1 2022
|
Tap Consulting, LLC
|
BUY
|
- |
57.6K+ 17.62% |
$1.35M - $1.42M
|
384K
$8.79M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
34.7K+ 25.97% |
$813K - $852K
|
168K
$3.85M
|
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
31.8K+ 158.92% |
$746K - $781K
|
51.8K
$1.18M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
25.2K+ 65.22% |
$591K - $619K
|
63.8K
$1.46M
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
13.1K+ 8.42% |
$307K - $321K
|
168K
$3.85M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
8.94K+ 11.44% |
$210K - $220K
|
87.1K
$1.99M
|
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
BUY
|
- |
1.78K+ 1.67% |
$41.7K - $43.7K
|
108K
$2.48M
|
|
|
May 12, 2022
Q1 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
1.13KNew |
$26.6K - $27.9K
|
1.13K
$25.9K
|
|
|
May 13, 2022
Q1 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
845+ 1.8% |
$19.8K - $20.8K
|
47.8K
$1.09M
|
|
|
May 04, 2022
Q1 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
779+ 4.12% |
$18.3K - $19.1K
|
19.7K
$451K
|
|
|
May 10, 2022
Q1 2022
|
Truadvice, LLC
Sarasota, FL |
BUY
|
- |
410+ 4.57% |
$9.62K - $10.1K
|
9.39K
$215K
|
|
|
May 13, 2022
Q1 2022
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
341+ 1.51% |
$8K - $8.38K
|
23K
$526K
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
292New |
$6.85K - $7.18K
|
292
$6.68K
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
255+ 0.89% |
$5.98K - $6.27K
|
28.8K
$659K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
245+ 10.84% |
$5.75K - $6.02K
|
2.51K
$57.3K
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
114+ 1.33% |
$2.67K - $2.8K
|
8.71K
$199K
|
|
|
Apr 26, 2022
Q1 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
14+ 0.15% |
$328 - $344
|
9.11K
$208K
|
|
|
Apr 25, 2022
Q1 2022
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
1+ 0.45% |
$23.5 - $24.6
|
225
$5.15K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 20, 2022
Q1 2022
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-25Closed |
$587 - $615
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-90- 0.22% |
$2.11K - $2.21K
|
40K
$914K
|
|
|
May 13, 2022
Q1 2022
|
Assetmark, Inc
|
SELL
|
- |
-410- 1.22% |
$9.62K - $10.1K
|
33.3K
$761K
|
|
|
May 17, 2022
Q1 2022
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
SELL
|
- |
-500- 3.19% |
$11.7K - $12.3K
|
15.2K
$347K
|
|
|
Jun 13, 2022
Q1 2022
|
Paragon Private Wealth Management, LLC
|
SELL
|
- |
-954- 7.04% |
$22.4K - $23.4K
|
12.6K
$288K
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.09K- 0.77% |
$25.7K - $26.9K
|
141K
$3.22M
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.1K- 4.12% |
$25.7K - $26.9K
|
25.5K
$583K
|
|
|
May 16, 2022
Q1 2022
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.12KClosed |
$26.2K - $27.4K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-1.16KClosed |
$27.3K - $28.6K
|
0
$0
|
|
|
Apr 20, 2022
Q1 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.59K- 1.12% |
$37.4K - $39.2K
|
141K
$3.22M
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.18KClosed |
$51.1K - $53.5K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.29K- 10.2% |
$53.8K - $56.3K
|
20.2K
$462K
|
|
|
May 04, 2022
Q1 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-2.76K- 9.62% |
$64.7K - $67.7K
|
25.9K
$592K
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.07K- 7.47% |
$72.1K - $75.5K
|
38.1K
$871K
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.27K- 3.67% |
$76.7K - $80.4K
|
85.7K
$1.96M
|
|
|
May 05, 2022
Q1 2022
|
Professional Financial Advisors, LLC
|
SELL
|
- |
-4.25K- 47.51% |
$99.6K - $104K
|
4.69K
$107K
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8.72K- 23.61% |
$205K - $214K
|
28.2K
$645K
|
|
|
May 05, 2022
Q1 2022
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-15.1K- 7.47% |
$354K - $370K
|
187K
$4.27M
|
|
|
May 16, 2022
Q1 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-16.9KClosed |
$397K - $416K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-19.8K- 54.0% |
$465K - $487K
|
16.9K
$386K
|
|
|
Apr 20, 2022
Q1 2022
|
Wolf Group Capital Advisors
|
SELL
|
- |
-39.6K- 65.34% |
$928K - $972K
|
21K
$480K
|
|
|
May 16, 2022
Q1 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-49.2K- 78.75% |
$1.15M - $1.21M
|
13.3K
$303K
|
|