Latest Institutional Transactions on Riverfront Strategic Income Fd (RIGS)
This table provides information on the latest institutional transactions involving Riverfront Strategic Income Fd (RIGS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
7.51K+ 1.32% |
$169K - $180K
|
575K
$13.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-550- 2.67% |
$12.4K - $13.2K
|
20K
$463K
|
|
|
Nov 14, 2025
Q3 2025
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
BUY
|
- |
4+ 0.03% |
$89.9 - $95.7
|
14K
$324K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.13K+ 7.69% |
$47.8K - $50.9K
|
29.8K
$688K
|
|
|
Nov 14, 2025
Q3 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-314- 0.99% |
$7.06K - $7.51K
|
31.5K
$728K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.4K+ 20.49% |
$144K - $153K
|
37.6K
$869K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-140- 56.0% |
$3.15K - $3.35K
|
110
$2.54K
|
|
|
Nov 13, 2025
Q3 2025
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-932- 6.72% |
$20.9K - $22.3K
|
12.9K
$299K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-8.09K- 38.49% |
$182K - $193K
|
12.9K
$299K
|
|
|
Nov 13, 2025
Q3 2025
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-4.86K- 4.31% |
$109K - $116K
|
108K
$2.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
1.21KNew |
$27.1K - $28.8K
|
1.21K
$27.8K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12.2KNew |
$274K - $291K
|
12.2K
$281K
|
|
|
Nov 12, 2025
Q3 2025
|
Ifg Advisory, LLC
|
BUY
|
- |
539+ 2.45% |
$12.1K - $12.9K
|
22.5K
$520K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2K+ 0.59% |
$44.9K - $47.7K
|
340K
$7.85M
|
|
|
Nov 12, 2025
Q3 2025
|
Pfg Advisors
|
SELL
|
- |
-759- 4.53% |
$17.1K - $18.2K
|
16K
$370K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
24.9K+ 53.02% |
$560K - $596K
|
72K
$1.66M
|
|
|
Nov 10, 2025
Q3 2025
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-4.15K- 7.21% |
$93.2K - $99.2K
|
53.4K
$1.23M
|
|
|
Nov 06, 2025
Q3 2025
|
Savvy Advisors, Inc.
New York, NY |
BUY
|
- |
75.8K+ 97.81% |
$1.7M - $1.81M
|
153K
$3.54M
|
|
|
Nov 06, 2025
Q3 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
4.78K+ 3.42% |
$107K - $114K
|
145K
$3.34M
|
|
|
Nov 05, 2025
Q3 2025
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-9.7K- 3.17% |
$218K - $232K
|
297K
$6.86M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.32K+ 1.09% |
$29.6K - $31.6K
|
122K
$2.82M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-2.16K- 2.59% |
$48.5K - $51.6K
|
81.1K
$1.87M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.04K- 9.06% |
$90.8K - $96.6K
|
40.6K
$938K
|
|
|
Oct 24, 2025
Q3 2025
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
432+ 5.06% |
$9.71K - $10.3K
|
8.97K
$207K
|
|
|
Oct 24, 2025
Q3 2025
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
1.9K+ 1.58% |
$42.6K - $45.4K
|
122K
$2.81M
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-400- 20.0% |
$8.99K - $9.57K
|
1.6K
$37K
|
|
|
Oct 22, 2025
Q3 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
10.5KNew |
$235K - $250K
|
10.5K
$242K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-397- 2.64% |
$8.92K - $9.5K
|
14.6K
$339K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
43+ 5.38% |
$966 - $1.03K
|
842
$19.5K
|
|
|
Oct 20, 2025
Q3 2025
|
Meridian Financial, LLC
Holliston, MA |
BUY
|
- |
1.32K+ 1.43% |
$29.6K - $31.5K
|
93.2K
$2.15M
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
78+ 0.16% |
$1.73K - $1.83K
|
47.6K
$1.1M
|
|
|
Aug 29, 2025
Q2 2025
|
Evolution Wealth Management Inc.
Fort Myers, FL |
BUY
|
- |
88New |
$1.95K - $2.06K
|
88
$2.03K
|
|
|
Aug 26, 2025
Q2 2025
|
Claris Financial LLC
Glen Allen, VA |
SELL
|
- |
-10K- 38.99% |
$222K - $234K
|
15.7K
$362K
|
|
|
Aug 14, 2025
Q2 2025
|
Mgb Wealth Management, LLC
Addison, TX |
SELL
|
- |
-203- 8.77% |
$4.51K - $4.75K
|
2.11K
$48.8K
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-325- 35.33% |
$7.22K - $7.61K
|
595
$13.8K
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.09K+ 2.21% |
$24.2K - $25.5K
|
50.4K
$1.16M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
109+ 43.08% |
$2.42K - $2.55K
|
362
$8.37K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.57KNew |
$34.7K - $36.6K
|
1.57K
$36.2K
|
|
|
Jul 15, 2025
Q2 2025
|
Oregon Pacific Wealth Management, LLC
Medford, OR |
SELL
|
- |
-2.4K- 6.78% |
$53.3K - $56.2K
|
33K
$763K
|
|
|
Jul 14, 2025
Q2 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-10- 0.62% |
$222 - $234
|
1.59K
$36.8K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
11+ 13.41% |
$247 - $256
|
93
$2.15K
|
|
|
May 14, 2025
Q1 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
17.7KNew |
$397K - $410K
|
17.7K
$408K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.61K+ 16.89% |
$36.2K - $37.5K
|
11.2K
$258K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-56- 98.25% |
$1.26K - $1.3K
|
1
$23.1
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
612+ 1800.0% |
$13.8K - $14.2K
|
646
$14.9K
|
|
|
Apr 29, 2025
Q1 2025
|
Yankcom Partnership
Yankton, SD |
SELL
|
- |
-7.83K- 55.39% |
$176K - $182K
|
6.3K
$146K
|
|
|
Apr 22, 2025
Q1 2025
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
2.28KNew |
$51.3K - $53K
|
2.28K
$52.7K
|
|
| Q4 2024 | |||||||
|
Feb 26, 2025
Q4 2024
|
Capital A Wealth Management, LLC
New Castle, PA |
BUY
|
- |
170New |
$3.85K - $4K
|
170
$3.93K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.75KNew |
$39.7K - $41.2K
|
1.75K
$40.5K
|
|