Latest Institutional Transactions on Riverfront Strategic Income Fd (RIGS)
This table provides information on the latest institutional transactions involving Riverfront Strategic Income Fd (RIGS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 25, 2024
Q3 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
16.9KNew |
$381K - $401K
|
16.9K
$385K
|
|
|
Nov 15, 2024
Q3 2024
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
SELL
|
- |
-81- 0.58% |
$1.82K - $1.92K
|
14K
$319K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.13K+ 10.37% |
$93K - $97.9K
|
44K
$1M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
30K+ 11.11% |
$676K - $711K
|
300K
$6.84M
|
|
|
Nov 14, 2024
Q3 2024
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
266+ 1.28% |
$5.99K - $6.3K
|
21.1K
$481K
|
|
|
Nov 14, 2024
Q3 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
41.8KNew |
$941K - $990K
|
41.8K
$952K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-8.55K- 59.33% |
$192K - $203K
|
5.86K
$134K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-7.4K- 10.09% |
$167K - $175K
|
66K
$1.5M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.03K- 12.22% |
$68.1K - $71.7K
|
21.7K
$495K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
57New |
$1.28K - $1.35K
|
57
$1.3K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.17K+ 18.28% |
$116K - $122K
|
33.4K
$761K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-751- 2.46% |
$16.9K - $17.8K
|
29.8K
$678K
|
|
|
Nov 12, 2024
Q3 2024
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-3.91K- 3.38% |
$88K - $92.7K
|
112K
$2.55M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.2K+ 3.94% |
$252K - $265K
|
295K
$6.72M
|
|
|
Nov 08, 2024
Q3 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.96K- 0.96% |
$44.1K - $46.4K
|
203K
$4.62M
|
|
|
Nov 08, 2024
Q3 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
532New |
$12K - $12.6K
|
532
$12.1K
|
|
|
Nov 07, 2024
Q3 2024
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.21K- 1.37% |
$27.3K - $28.7K
|
87.4K
$1.99M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.69K- 3.98% |
$105K - $111K
|
113K
$2.58M
|
|
|
Oct 31, 2024
Q3 2024
|
Wolf Group Capital Advisors
|
BUY
|
- |
24.6KNew |
$554K - $583K
|
24.6K
$560K
|
|
|
Oct 30, 2024
Q3 2024
|
Ifg Advisory, LLC
|
BUY
|
- |
253+ 1.04% |
$5.69K - $5.99K
|
24.6K
$560K
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-272- 0.71% |
$6.12K - $6.44K
|
38K
$864K
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
795+ 26.95% |
$17.9K - $18.8K
|
3.75K
$85.3K
|
|
|
Oct 22, 2024
Q3 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-284K- 50.88% |
$6.38M - $6.72M
|
274K
$6.24M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
26+ 0.06% |
$585 - $616
|
41.6K
$948K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-15.8K- 49.15% |
$355K - $374K
|
16.3K
$372K
|
|
|
Oct 15, 2024
Q3 2024
|
Meridian Financial, LLC
Holliston, MA |
BUY
|
- |
2.09K+ 2.47% |
$47K - $49.5K
|
86.6K
$1.97M
|
|
|
Oct 15, 2024
Q3 2024
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-2.22K- 16.5% |
$50K - $52.7K
|
11.3K
$256K
|
|
|
Oct 15, 2024
Q3 2024
|
Pfg Advisors
|
SELL
|
- |
-3.49K- 16.47% |
$78.5K - $82.7K
|
17.7K
$403K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 10, 2024
Q3 2024
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
3.76K+ 6.1% |
$84.6K - $89.1K
|
65.4K
$1.49M
|
|
|
Oct 04, 2024
Q3 2024
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
1.59KNew |
$35.8K - $37.7K
|
1.59K
$36.2K
|
|
|
Oct 04, 2024
Q3 2024
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
260+ 0.93% |
$5.85K - $6.16K
|
28.3K
$645K
|
|
|
Oct 04, 2024
Q3 2024
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
10.7K+ 15.21% |
$240K - $253K
|
80.9K
$1.84M
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
4.29K+ 5.04% |
$96.1K - $98.2K
|
89.3K
$2.03M
|
|
|
Aug 13, 2024
Q2 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1- -0.0% |
$22.4 - $22.9
|
51.1K
$1.16M
|
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
3.01K+ 170.56% |
$67.4K - $68.9K
|
4.77K
$109K
|
|
|
Jul 26, 2024
Q2 2024
|
Zimmermann Investment Management & Planning LLC
|
SELL
|
- |
-8.09K- 24.74% |
$181K - $185K
|
24.6K
$560K
|
|
|
Jul 26, 2024
Q2 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
13+ 1.14% |
$292 - $298
|
1.15K
$26.2K
|
|
|
Jul 15, 2024
Q2 2024
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
863New |
$19.4K - $19.8K
|
863
$19.7K
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
10.2KNew |
$233K - $237K
|
10.2K
$233K
|
|
|
May 06, 2024
Q1 2024
|
Mgb Wealth Management, LLC
Addison, TX |
SELL
|
- |
-61- 2.09% |
$1.39K - $1.41K
|
2.86K
$65.1K
|
|
|
May 06, 2024
Q1 2024
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.45K- 12.87% |
$33K - $33.6K
|
9.81K
$223K
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.36K- 2.18% |
$99.3K - $101K
|
196K
$4.46M
|
|
|
Apr 23, 2024
Q1 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.36K- 68.24% |
$31K - $31.6K
|
634
$14.4K
|
|
|
Apr 23, 2024
Q1 2024
|
Washington Trust CO
|
BUY
|
- |
510New |
$11.6K - $11.8K
|
510
$11.6K
|
|
|
Apr 22, 2024
Q1 2024
|
Tap Consulting, LLC
|
SELL
|
- |
-7- 0.04% |
$159 - $162
|
17.7K
$402K
|
|
|
Apr 19, 2024
Q1 2024
|
Capital Wealth Management, LLC
W. Warwick, RI |
SELL
|
- |
-9.67K- 14.74% |
$220K - $224K
|
55.9K
$1.27M
|
|
| Q4 2023 | |||||||
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
267+ 19.97% |
$5.79K - $6.2K
|
1.6K
$36.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
19KNew |
$412K - $441K
|
19K
$433K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-21.9K- 41.0% |
$475K - $508K
|
31.5K
$718K
|
|