Latest Institutional Transactions on Riverfront Strategic Income Fd (RIGS)
This table provides information on the latest institutional transactions involving Riverfront Strategic Income Fd (RIGS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
194K+ 68.93% |
$4.37M - $4.51M
|
476K
$11M
|
|
|
May 15, 2025
Q1 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
3.35K+ 11.75% |
$75.4K - $77.9K
|
31.9K
$738K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.03K+ 2.22% |
$23.1K - $23.9K
|
47.5K
$1.1M
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.79K- 3.51% |
$40.3K - $41.6K
|
49.3K
$1.14M
|
|
|
May 15, 2025
Q1 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-2.26K- 2.55% |
$50.8K - $52.5K
|
86.4K
$2M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
11+ 13.41% |
$247 - $256
|
93
$2.15K
|
|
|
May 14, 2025
Q1 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
17.7KNew |
$397K - $410K
|
17.7K
$409K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.61K+ 16.89% |
$36.2K - $37.5K
|
11.2K
$258K
|
|
|
May 14, 2025
Q1 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-5.04K- 22.19% |
$113K - $117K
|
17.7K
$409K
|
|
|
May 14, 2025
Q1 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
325+ 54.62% |
$7.31K - $7.55K
|
920
$21.3K
|
|
|
May 14, 2025
Q1 2025
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-111K- 56.47% |
$2.51M - $2.59M
|
85.9K
$1.99M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-56- 98.25% |
$1.26K - $1.3K
|
1
$23.2
|
|
|
May 13, 2025
Q1 2025
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
BUY
|
- |
3+ 0.02% |
$67.4 - $69.7
|
14K
$324K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
244+ 175.54% |
$5.49K - $5.67K
|
383
$8.87K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-857- 5.11% |
$19.3K - $19.9K
|
15.9K
$368K
|
|
|
May 12, 2025
Q1 2025
|
Savvy Advisors, Inc.
New York, NY |
BUY
|
- |
71+ 0.09% |
$1.6K - $1.65K
|
77.9K
$1.8M
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
612+ 1800.0% |
$13.8K - $14.2K
|
646
$15K
|
|
|
May 09, 2025
Q1 2025
|
Mgb Wealth Management, LLC
Addison, TX |
BUY
|
- |
263+ 12.82% |
$5.91K - $6.11K
|
2.32K
$53.6K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
17.4KNew |
$390K - $403K
|
17.4K
$402K
|
|
|
May 08, 2025
Q1 2025
|
Ifg Advisory, LLC
|
SELL
|
- |
-1.34K- 5.98% |
$30.1K - $31.1K
|
21K
$487K
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8K+ 2.33% |
$180K - $186K
|
352K
$8.14M
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.49K- 5.05% |
$33.5K - $34.6K
|
28K
$648K
|
|
|
May 05, 2025
Q1 2025
|
Pfg Advisors
|
SELL
|
- |
-312- 1.78% |
$7.01K - $7.25K
|
17.2K
$398K
|
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
2.55K+ 5.73% |
$57.3K - $59.3K
|
47.1K
$1.09M
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
BUY
|
- |
2.32K+ 3.57% |
$52.2K - $54K
|
67.4K
$1.56M
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-5.88K- 5.31% |
$132K - $137K
|
105K
$2.42M
|
|
|
Apr 29, 2025
Q1 2025
|
Yankcom Partnership
Yankton, SD |
SELL
|
- |
-7.83K- 55.39% |
$176K - $182K
|
6.3K
$146K
|
|
|
Apr 28, 2025
Q1 2025
|
Oregon Pacific Wealth Management, LLC
Medford, OR |
BUY
|
- |
6.94K+ 24.39% |
$156K - $161K
|
35.4K
$820K
|
|
|
Apr 25, 2025
Q1 2025
|
Meridian Financial, LLC
Holliston, MA |
BUY
|
- |
2.33K+ 2.66% |
$52.4K - $54.1K
|
90K
$2.08M
|
|
|
Apr 24, 2025
Q1 2025
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-3.64K- 20.77% |
$81.8K - $84.5K
|
13.9K
$321K
|
|
|
Apr 22, 2025
Q1 2025
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
2.28KNew |
$51.3K - $53K
|
2.28K
$52.8K
|
|
|
Apr 17, 2025
Q1 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.63K+ 4.06% |
$36.6K - $37.8K
|
41.7K
$965K
|
|
|
Apr 16, 2025
Q1 2025
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
29+ 0.3% |
$652 - $674
|
9.54K
$221K
|
|
|
Apr 16, 2025
Q1 2025
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
18.9K+ 20.03% |
$425K - $439K
|
113K
$2.62M
|
|
|
Apr 14, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-35.4K- 95.67% |
$795K - $822K
|
1.6K
$37.1K
|
|
| Q4 2024 | |||||||
|
Jun 16, 2025
Q4 2024
|
Claris Financial LLC
Glen Allen, VA |
BUY
|
- |
25.7KNew |
$582K - $604K
|
25.7K
$594K
|
|
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.45K+ 31.23% |
$214K - $222K
|
39.7K
$919K
|
|
|
Feb 26, 2025
Q4 2024
|
Capital A Wealth Management, LLC
New Castle, PA |
BUY
|
- |
170New |
$3.85K - $4K
|
170
$3.94K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.75KNew |
$39.7K - $41.2K
|
1.75K
$40.5K
|
|
|
Feb 13, 2025
Q4 2024
|
Quest 10 Wealth Builders, Inc.
Fuquay Varina, VA |
BUY
|
- |
166New |
$3.76K - $3.91K
|
166
$3.84K
|
|
|
Feb 12, 2025
Q4 2024
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-3.7K- 17.54% |
$83.9K - $87.1K
|
17.4K
$403K
|
|
|
Feb 11, 2025
Q4 2024
|
Financial Counselors Inc
|
BUY
|
- |
10.7KNew |
$243K - $252K
|
10.7K
$248K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
165+ 26.03% |
$3.74K - $3.88K
|
799
$18.5K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
14+ 0.08% |
$317 - $330
|
16.9K
$392K
|
|
|
Jan 30, 2025
Q4 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
253New |
$5.74K - $5.96K
|
253
$5.86K
|
|
|
Jan 16, 2025
Q4 2024
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-6.86K- 10.48% |
$155K - $161K
|
58.5K
$1.35M
|
|
|
Jan 14, 2025
Q4 2024
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-102K- 91.32% |
$2.32M - $2.41M
|
9.72K
$225K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
41.8KNew |
$941K - $990K
|
41.8K
$968K
|
|
|
Nov 08, 2024
Q3 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
532New |
$12K - $12.6K
|
532
$12.3K
|
|