Latest Institutional Transactions on Riverfront Strategic Income Fd (RIGS)
This table provides information on the latest institutional transactions involving Riverfront Strategic Income Fd (RIGS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 16, 2020
Q3 2020
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-17.4KClosed |
$424K - $433K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.35KClosed |
$57.1K - $58.3K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-432Closed |
$10.5K - $10.7K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Avestar Capital, LLC
|
SELL
|
- |
-8.26KClosed |
$201K - $205K
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Dfpg Investments, LLC
|
SELL
|
- |
-8.83KClosed |
$215K - $219K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-20.2KClosed |
$450K - $502K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-49Closed |
$1.09K - $1.22K
|
0
$0
|
|
|
Aug 03, 2020
Q2 2020
|
Vicus Capital
State College, PA |
SELL
|
- |
-169KClosed |
$3.76M - $4.2M
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 18, 2020
Q1 2020
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-21.5KClosed |
$451K - $537K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-24.7KClosed |
$517K - $615K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-250Closed |
$5.23K - $6.23K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
-500Closed |
$10.5K - $12.5K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-7KClosed |
$147K - $175K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-34.2KClosed |
$716K - $853K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Good Life Advisors, LLC
|
SELL
|
- |
-144KClosed |
$3.01M - $3.59M
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-3.34KClosed |
$69.8K - $83.2K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-53.9KClosed |
$1.13M - $1.34M
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-37KClosed |
$774K - $922K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Sep 07, 2021
Q4 2019
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2KNew |
$49.5K - $49.9K
|
2K
$45.5K
|
|
|
Feb 14, 2020
Q4 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-133Closed |
$3.29K - $3.32K
|
0
$0
|
|
|
Jan 27, 2020
Q4 2019
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-260Closed |
$6.43K - $6.49K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-305Closed |
$7.51K - $7.61K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-832Closed |
$20.5K - $20.8K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 22, 2019
Q1 2019
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-97.7KClosed |
$2.35M - $2.41M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-937Closed |
$22.5K - $23.1K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-19.5KClosed |
$469K - $482K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-150Closed |
$3.6K - $3.7K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Ae Wealth Management LLC
|
SELL
|
- |
-17.7KClosed |
$422K - $435K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-8.75KClosed |
$209K - $215K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-8.97KClosed |
$214K - $221K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Us Bancorp \De\
|
SELL
|
- |
-351Closed |
$8.39K - $8.64K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-3.89KClosed |
$92.9K - $95.7K
|
0
$0
|
|
|
Jan 29, 2019
Q4 2018
|
Hudock, Inc.
|
SELL
|
- |
-444Closed |
$10.6K - $10.9K
|
0
$0
|
|
|
Jan 07, 2019
Q4 2018
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-919Closed |
$22K - $22.6K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
175KNew |
$4.26M - $4.32M
|
175K
$3.99M
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1.24KClosed |
$30.3K - $30.7K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-787Closed |
$19.1K - $19.4K
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-566Closed |
$13.8K - $14K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Feb 13, 2024
Q2 2018
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-1.31KClosed |
$31.8K - $32.3K
|
0
$0
|
|
|
Jul 31, 2018
Q2 2018
|
Bartlett & Co. LLC
|
SELL
|
- |
-1.31KClosed |
$31.8K - $32.3K
|
0
$0
|
|
|
Jul 30, 2018
Q2 2018
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-15.5KClosed |
$378K - $384K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 02, 2018
Q1 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-11.7KClosed |
$285K - $296K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
239New |
$5.99K - $6.09K
|
239
$5.44K
|
|
|
Feb 13, 2018
Q4 2017
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-446Closed |
$11.2K - $11.4K
|
0
$0
|
|
|
Jan 22, 2018
Q4 2017
|
First Manhattan CO
New York, NY |
SELL
|
- |
-987Closed |
$24.7K - $25.1K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
$25.4 - $25.4
|
1
$22.8
|
|