Latest Institutional Sells of Riverfront Strategic Income Fd (RIGS)
This list provides information on the latest institutional transactions involving Riverfront Strategic Income Fd (RIGS) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 22, 2024
Q3 2024
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-284K- 50.88% |
$6.38M - $6.72M
|
274K
$6.29M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-15.8K- 49.15% |
$355K - $374K
|
16.3K
$375K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-8.55K- 59.33% |
$192K - $203K
|
5.86K
$135K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-7.4K- 10.09% |
$167K - $175K
|
66K
$1.52M
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.69K- 3.98% |
$105K - $111K
|
113K
$2.6M
|
|
|
Nov 12, 2024
Q3 2024
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-3.91K- 3.38% |
$88K - $92.7K
|
112K
$2.57M
|
|
|
Oct 15, 2024
Q3 2024
|
Pfg Advisors
|
SELL
|
- |
-3.49K- 16.47% |
$78.5K - $82.7K
|
17.7K
$407K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.03K- 12.22% |
$68.1K - $71.7K
|
21.7K
$500K
|
|
|
Oct 15, 2024
Q3 2024
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-2.22K- 16.5% |
$50K - $52.7K
|
11.3K
$259K
|
|
|
Nov 08, 2024
Q3 2024
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.96K- 0.96% |
$44.1K - $46.4K
|
203K
$4.66M
|
|
|
Nov 07, 2024
Q3 2024
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.21K- 1.37% |
$27.3K - $28.7K
|
87.4K
$2.01M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-751- 2.46% |
$16.9K - $17.8K
|
29.8K
$684K
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-272- 0.71% |
$6.12K - $6.44K
|
38K
$872K
|
|
|
Nov 15, 2024
Q3 2024
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
SELL
|
- |
-81- 0.58% |
$1.82K - $1.92K
|
14K
$322K
|
|
| Q2 2024 | |||||||
|
Jul 26, 2024
Q2 2024
|
Zimmermann Investment Management & Planning LLC
|
SELL
|
- |
-8.09K- 24.74% |
$181K - $185K
|
24.6K
$565K
|
|
|
Aug 13, 2024
Q2 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1- -0.0% |
$22.4 - $22.9
|
51.1K
$1.17M
|
|
| Q1 2024 | |||||||
|
Apr 19, 2024
Q1 2024
|
Capital Wealth Management, LLC
W. Warwick, RI |
SELL
|
- |
-9.67K- 14.74% |
$220K - $224K
|
55.9K
$1.29M
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.36K- 2.18% |
$99.3K - $101K
|
196K
$4.5M
|
|
|
May 06, 2024
Q1 2024
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.45K- 12.87% |
$33K - $33.6K
|
9.81K
$225K
|
|
|
Apr 23, 2024
Q1 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.36K- 68.24% |
$31K - $31.6K
|
634
$14.6K
|
|
|
May 06, 2024
Q1 2024
|
Mgb Wealth Management, LLC
Addison, TX |
SELL
|
- |
-61- 2.09% |
$1.39K - $1.41K
|
2.86K
$65.7K
|
|
|
Apr 22, 2024
Q1 2024
|
Tap Consulting, LLC
|
SELL
|
- |
-7- 0.04% |
$159 - $162
|
17.7K
$406K
|
|
| Q4 2023 | |||||||
|
Jan 25, 2024
Q4 2023
|
Fiduciary Planning LLC
Coral Springs, FL |
SELL
|
- |
-275K- 90.99% |
$5.97M - $6.39M
|
27.3K
$626K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-21.9K- 41.0% |
$475K - $508K
|
31.5K
$725K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.53K- 7.23% |
$76.5K - $81.9K
|
45.3K
$1.04M
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1- 0.51% |
$21.7 - $23.2
|
194
$4.46K
|
|
| Q3 2023 | |||||||
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-6.94K- 43.22% |
$153K - $158K
|
9.11K
$209K
|
|
| Q2 2023 | |||||||
|
Aug 11, 2023
Q2 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-1.89K- 15.6% |
$42.5K - $43.5K
|
10.2K
$235K
|
|
| Q1 2023 | |||||||
|
May 05, 2023
Q1 2023
|
Assetmark, Inc
|
SELL
|
- |
-933- 3.19% |
$21K - $21.5K
|
28.3K
$650K
|
|
| Q4 2022 | |||||||
|
Jul 24, 2024
Q4 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-88.2KClosed |
$1.95M - $2.02M
|
0
$0
|
|
|
Feb 03, 2023
Q4 2022
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-1- 0.44% |
$22.1 - $23
|
227
$5.22K
|
|
| Q2 2022 | |||||||
|
Aug 12, 2022
Q2 2022
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-16.4KClosed |
$367K - $388K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-11.8KClosed |
$265K - $281K
|
0
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8.71KClosed |
$195K - $207K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-16.9KClosed |
$397K - $416K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-1.16KClosed |
$27.3K - $28.6K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.12KClosed |
$26.2K - $27.4K
|
0
$0
|
|
|
May 20, 2022
Q1 2022
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-25Closed |
$587 - $615
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 11, 2022
Q4 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-3.61KClosed |
$88.4K - $89.5K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-25.9KClosed |
$640K - $645K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-100Closed |
$2.48K - $2.5K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-48.5KClosed |
$1.2M - $1.21M
|
0
$0
|
|
|
Aug 09, 2021
Q2 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-13.1KClosed |
$323K - $325K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.65KClosed |
$90K - $90.7K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-416Closed |
$10.3K - $10.4K
|
0
$0
|
|
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-235Closed |
$5.8K - $5.85K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-134Closed |
$3.31K - $3.33K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-57.4KClosed |
$1.41M - $1.43M
|
0
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Strategic Investment Advisors
Farmington Hills, MI |
SELL
|
- |
-48.2KClosed |
$1.18M - $1.2M
|
0
$0
|
|
|
May 11, 2021
Q1 2021
|
Holistic Financial Partners
|
SELL
|
- |
-10.1KClosed |
$247K - $251K
|
0
$0
|
|