Latest Institutional Sells of Riverfront Strategic Income Fd (RIGS)
This list provides information on the latest institutional transactions involving Riverfront Strategic Income Fd (RIGS) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-8.09KClosed |
$198K - $201K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Jan 22, 2021
Q4 2020
|
Fluent Financial, LLC
|
SELL
|
- |
-137KClosed |
$3.35M - $3.4M
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-800Closed |
$19.6K - $19.9K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-17.4KClosed |
$424K - $433K
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Dfpg Investments, LLC
|
SELL
|
- |
-8.83KClosed |
$215K - $219K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Avestar Capital, LLC
|
SELL
|
- |
-8.26KClosed |
$201K - $205K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.35KClosed |
$57.1K - $58.3K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-432Closed |
$10.5K - $10.7K
|
0
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-90Closed |
$2.19K - $2.23K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 03, 2020
Q2 2020
|
Vicus Capital
State College, PA |
SELL
|
- |
-169KClosed |
$3.76M - $4.2M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-20.2KClosed |
$450K - $502K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-49Closed |
$1.09K - $1.22K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 01, 2020
Q1 2020
|
Good Life Advisors, LLC
|
SELL
|
- |
-144KClosed |
$3.01M - $3.59M
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-53.9KClosed |
$1.13M - $1.34M
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-37KClosed |
$774K - $922K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-34.2KClosed |
$716K - $853K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Procyon Advisors, LLC
|
SELL
|
- |
-24.7KClosed |
$517K - $615K
|
0
$0
|
|
|
May 18, 2020
Q1 2020
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-21.5KClosed |
$451K - $537K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-7KClosed |
$147K - $175K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-3.34KClosed |
$69.8K - $83.2K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
-500Closed |
$10.5K - $12.5K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-250Closed |
$5.23K - $6.23K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 27, 2020
Q4 2019
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-260Closed |
$6.43K - $6.49K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-133Closed |
$3.29K - $3.32K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 07, 2019
Q2 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-832Closed |
$20.5K - $20.8K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-305Closed |
$7.51K - $7.61K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 22, 2019
Q1 2019
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-97.7KClosed |
$2.35M - $2.41M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-19.5KClosed |
$469K - $482K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-937Closed |
$22.5K - $23.1K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-150Closed |
$3.6K - $3.7K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Ae Wealth Management LLC
|
SELL
|
- |
-17.7KClosed |
$422K - $435K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-8.97KClosed |
$214K - $221K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-8.75KClosed |
$209K - $215K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-3.89KClosed |
$92.9K - $95.7K
|
0
$0
|
|
|
Jan 07, 2019
Q4 2018
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-919Closed |
$22K - $22.6K
|
0
$0
|
|
|
Jan 29, 2019
Q4 2018
|
Hudock, Inc.
|
SELL
|
- |
-444Closed |
$10.6K - $10.9K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Us Bancorp \De\
|
SELL
|
- |
-351Closed |
$8.39K - $8.64K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1.24KClosed |
$30.3K - $30.7K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-787Closed |
$19.1K - $19.4K
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-566Closed |
$13.8K - $14K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Jul 30, 2018
Q2 2018
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-15.5KClosed |
$378K - $384K
|
0
$0
|
|
|
Feb 13, 2024
Q2 2018
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-1.31KClosed |
$31.8K - $32.3K
|
0
$0
|
|
|
Jul 31, 2018
Q2 2018
|
Bartlett & Co. LLC
|
SELL
|
- |
-1.31KClosed |
$31.8K - $32.3K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 02, 2018
Q1 2018
|
F Dx Advisors, Inc.
|
SELL
|
- |
-11.7KClosed |
$285K - $296K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Jan 22, 2018
Q4 2017
|
First Manhattan CO
New York, NY |
SELL
|
- |
-987Closed |
$24.7K - $25.1K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-446Closed |
$11.2K - $11.4K
|
0
$0
|
|