Latest Institutional Transactions on Riverfront Strategic Income Fd (RIGS)
This table provides information on the latest institutional transactions involving Riverfront Strategic Income Fd (RIGS) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.49K- 21.38% |
$189K - $199K
|
31.2K
$729K
|
|
|
Aug 29, 2025
Q2 2025
|
Evolution Wealth Management Inc.
Fort Myers, FL |
BUY
|
- |
88New |
$1.95K - $2.06K
|
88
$2.05K
|
|
|
Aug 26, 2025
Q2 2025
|
Claris Financial LLC
Glen Allen, VA |
SELL
|
- |
-10K- 38.99% |
$222K - $234K
|
15.7K
$365K
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
91.4K+ 19.21% |
$2.03M - $2.14M
|
567K
$13.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-133- 34.73% |
$2.95K - $3.11K
|
250
$5.84K
|
|
|
Aug 14, 2025
Q2 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-69- 0.22% |
$1.53K - $1.62K
|
31.8K
$742K
|
|
|
Aug 14, 2025
Q2 2025
|
Mgb Wealth Management, LLC
Addison, TX |
SELL
|
- |
-203- 8.77% |
$4.51K - $4.75K
|
2.11K
$49.3K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
4.68K+ 29.38% |
$104K - $109K
|
20.6K
$481K
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.33K+ 18.86% |
$74K - $78K
|
21K
$490K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
78+ 0.16% |
$1.73K - $1.83K
|
47.6K
$1.11M
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-325- 35.33% |
$7.22K - $7.61K
|
595
$13.9K
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.09K+ 2.21% |
$24.2K - $25.5K
|
50.4K
$1.18M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
26.9K+ 31.32% |
$597K - $630K
|
113K
$2.63M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-13.7K- 3.9% |
$304K - $321K
|
338K
$7.88M
|
|
|
Aug 11, 2025
Q2 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
109+ 43.08% |
$2.42K - $2.55K
|
362
$8.45K
|
|
|
Aug 11, 2025
Q2 2025
|
Alps Advisors Inc
Denver, CO |
BUY
|
- |
306KNew |
$6.8M - $7.17M
|
306K
$7.15M
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-38- 0.08% |
$844 - $890
|
47K
$1.1M
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-349- 1.25% |
$7.75K - $8.17K
|
27.6K
$645K
|
|
|
Aug 07, 2025
Q2 2025
|
Pfg Advisors
|
SELL
|
- |
-413- 2.4% |
$9.17K - $9.67K
|
16.8K
$391K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.31K- 13.3% |
$51.2K - $54K
|
15K
$351K
|
|
|
Aug 06, 2025
Q2 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
53.5K+ 61.87% |
$1.19M - $1.25M
|
140K
$3.26M
|
|
|
Aug 04, 2025
Q2 2025
|
Ifg Advisory, LLC
|
BUY
|
- |
937+ 4.46% |
$20.8K - $21.9K
|
22K
$513K
|
|
|
Aug 04, 2025
Q2 2025
|
Savvy Advisors, Inc.
New York, NY |
SELL
|
- |
-468- 0.6% |
$10.4K - $11K
|
77.5K
$1.81M
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
15.9K+ 15.17% |
$353K - $372K
|
121K
$2.82M
|
|
|
Jul 29, 2025
Q2 2025
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-998- 1.71% |
$22.2K - $23.4K
|
57.5K
$1.34M
|
|
|
Jul 23, 2025
Q2 2025
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
BUY
|
- |
4+ 0.03% |
$88.8 - $93.6
|
14K
$327K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.57KNew |
$34.7K - $36.6K
|
1.57K
$36.5K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
BUY
|
- |
15.8K+ 23.43% |
$351K - $370K
|
83.2K
$1.94M
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.91K+ 6.98% |
$64.6K - $68.2K
|
44.6K
$1.04M
|
|
|
Jul 16, 2025
Q2 2025
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
6.48K+ 5.72% |
$144K - $152K
|
120K
$2.8M
|
|
|
Jul 15, 2025
Q2 2025
|
Meridian Financial, LLC
Holliston, MA |
BUY
|
- |
1.87K+ 2.08% |
$41.6K - $43.8K
|
91.9K
$2.15M
|
|
|
Jul 15, 2025
Q2 2025
|
Oregon Pacific Wealth Management, LLC
Medford, OR |
SELL
|
- |
-2.4K- 6.78% |
$53.3K - $56.2K
|
33K
$770K
|
|
|
Jul 14, 2025
Q2 2025
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-1.01K- 10.54% |
$22.3K - $23.6K
|
8.54K
$199K
|
|
|
Jul 14, 2025
Q2 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-10- 0.62% |
$222 - $234
|
1.59K
$37.1K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
11+ 13.41% |
$247 - $256
|
93
$2.17K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
1.61K+ 16.89% |
$36.2K - $37.5K
|
11.2K
$260K
|
|
|
May 14, 2025
Q1 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
17.7KNew |
$397K - $410K
|
17.7K
$412K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-56- 98.25% |
$1.26K - $1.3K
|
1
$23.3
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
612+ 1800.0% |
$13.8K - $14.2K
|
646
$15.1K
|
|
|
Apr 29, 2025
Q1 2025
|
Yankcom Partnership
Yankton, SD |
SELL
|
- |
-7.83K- 55.39% |
$176K - $182K
|
6.3K
$147K
|
|
|
Apr 24, 2025
Q1 2025
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-3.64K- 20.77% |
$81.8K - $84.5K
|
13.9K
$324K
|
|
|
Apr 22, 2025
Q1 2025
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
2.28KNew |
$51.3K - $53K
|
2.28K
$53.2K
|
|
| Q4 2024 | |||||||
|
Feb 26, 2025
Q4 2024
|
Capital A Wealth Management, LLC
New Castle, PA |
BUY
|
- |
170New |
$3.85K - $4K
|
170
$3.97K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.75KNew |
$39.7K - $41.2K
|
1.75K
$40.9K
|
|
|
Feb 13, 2025
Q4 2024
|
Quest 10 Wealth Builders, Inc.
Fuquay Varina, VA |
BUY
|
- |
166New |
$3.76K - $3.91K
|
166
$3.87K
|
|
|
Feb 12, 2025
Q4 2024
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-3.7K- 17.54% |
$83.9K - $87.1K
|
17.4K
$406K
|
|
|
Feb 11, 2025
Q4 2024
|
Financial Counselors Inc
|
BUY
|
- |
10.7KNew |
$243K - $252K
|
10.7K
$250K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
165+ 26.03% |
$3.74K - $3.88K
|
799
$18.6K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
14+ 0.08% |
$317 - $330
|
16.9K
$395K
|
|