Purchases and Sales Made in Q1 2023 in Riverfront Strategic Income Fd (RIGS)
This table provides information about the institutional ownership of Riverfront Strategic Income Fd (RIGS) during Q1 2023. The information is specifically focused on institutions that hold shares of RIVERFRONT STRATEGIC INCOME FD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
194K+ 556.65% |
$4.35M - $4.47M
|
228K
$5.25M
|
|
|
May 15, 2023
Q1 2023
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
109K+ 761.08% |
$2.45M - $2.52M
|
123K
$2.84M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
58.8K+ 129.8% |
$1.32M - $1.36M
|
104K
$2.39M
|
|
|
May 05, 2023
Q1 2023
|
Capital Wealth Management, LLC
W. Warwick, RI |
BUY
|
- |
55.7KNew |
$1.25M - $1.28M
|
55.7K
$1.28M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
27.2K+ 92.4% |
$611K - $627K
|
56.6K
$1.3M
|
|
|
Apr 18, 2023
Q1 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
12.9K+ 3.77% |
$290K - $297K
|
355K
$8.15M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
12.5K+ 33.55% |
$282K - $289K
|
49.9K
$1.15M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
7.11K+ 19.63% |
$160K - $164K
|
43.3K
$996K
|
|
|
May 03, 2023
Q1 2023
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
6.2K+ 42.86% |
$139K - $143K
|
20.7K
$475K
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.88K+ 3.87% |
$110K - $113K
|
131K
$3.01M
|
|
|
Apr 17, 2023
Q1 2023
|
Paragon Private Wealth Management, LLC
|
BUY
|
- |
4.79K+ 41.3% |
$108K - $110K
|
16.4K
$376K
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
BUY
|
- |
4.72K+ 5.55% |
$106K - $109K
|
89.7K
$2.06M
|
|
|
Apr 26, 2023
Q1 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
4.52K+ 19.65% |
$102K - $104K
|
27.5K
$632K
|
|
|
May 01, 2023
Q1 2023
|
Truadvice, LLC
Sarasota, FL |
BUY
|
- |
4.02K+ 25.02% |
$90.5K - $92.9K
|
20.1K
$462K
|
|
|
May 12, 2023
Q1 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
3.68K+ 9.57% |
$82.8K - $85K
|
42.2K
$969K
|
|
|
Aug 13, 2024
Q1 2023
|
Meridian Financial, LLC
Holliston, MA |
BUY
|
- |
3.4K+ 5.71% |
$76.5K - $78.5K
|
63K
$1.45M
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
3.3K+ 18.73% |
$74.3K - $76.2K
|
20.9K
$481K
|
|
|
May 15, 2023
Q1 2023
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
2.7K+ 1.27% |
$60.8K - $62.4K
|
216K
$4.95M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.56KNew |
$35K - $35.9K
|
1.56K
$35.7K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
473+ 1.87% |
$10.6K - $10.9K
|
25.8K
$594K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
293+ 1.03% |
$6.59K - $6.76K
|
28.8K
$661K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
137New |
$3.08K - $3.16K
|
137
$3.15K
|
|
|
Jun 09, 2023
Q1 2023
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
BUY
|
- |
117+ 0.74% |
$2.63K - $2.7K
|
15.9K
$366K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
8+ 0.74% |
$180 - $185
|
1.1K
$25.2K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1- 0.51% |
$22.5 - $23.1
|
195
$4.48K
|
|
|
May 15, 2023
Q1 2023
|
Wolf Group Capital Advisors
|
SELL
|
- |
-98- 0.4% |
$2.2K - $2.26K
|
24.1K
$554K
|
|
|
May 22, 2023
Q1 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-256- 13.82% |
$5.76K - $5.91K
|
1.6K
$36.7K
|
|
|
May 04, 2023
Q1 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-705- 1.96% |
$15.9K - $16.3K
|
35.3K
$811K
|
|
|
May 05, 2023
Q1 2023
|
Assetmark, Inc
|
SELL
|
- |
-933- 3.19% |
$21K - $21.5K
|
28.3K
$650K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.68K- 3.52% |
$37.8K - $38.8K
|
46.1K
$1.06M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.82K- 73.05% |
$40.9K - $42K
|
671
$15.4K
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.88K- 2.7% |
$42.2K - $43.3K
|
67.6K
$1.55M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.49K- 6.42% |
$168K - $173K
|
109K
$2.51M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-8.49K- 10.69% |
$191K - $196K
|
70.9K
$1.63M
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-50.4K- 36.97% |
$1.13M - $1.16M
|
85.9K
$1.97M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-96.8K- 30.3% |
$2.18M - $2.24M
|
223K
$5.12M
|
|
|
Apr 18, 2023
Q1 2023
|
Tap Consulting, LLC
|
SELL
|
- |
-174K- 89.06% |
$3.92M - $4.02M
|
21.4K
$492K
|