Purchases and Sales Made in Q2 2021 in Riverfront Strategic Income Fd (RIGS)
This table provides information about the institutional ownership of Riverfront Strategic Income Fd (RIGS) during Q2 2021. The information is specifically focused on institutions that hold shares of RIVERFRONT STRATEGIC INCOME FD.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 16, 2021
Q2 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
738KNew |
$18.2M - $18.4M
|
738K
$16.9M
|
|
Aug 06, 2021
Q2 2021
|
Tap Consulting, LLC
|
BUY
|
- |
223KNew |
$5.51M - $5.55M
|
223K
$5.1M
|
|
Aug 12, 2021
Q2 2021
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
182KNew |
$4.49M - $4.52M
|
182K
$4.16M
|
|
Aug 16, 2021
Q2 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
83KNew |
$2.05M - $2.07M
|
83K
$1.9M
|
|
Aug 13, 2021
Q2 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
45.2KNew |
$1.12M - $1.12M
|
45.2K
$1.03M
|
|
Jul 20, 2021
Q2 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
25.9KNew |
$638K - $643K
|
25.9K
$591K
|
|
Aug 11, 2021
Q2 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
20KNew |
$494K - $498K
|
20K
$457K
|
|
Aug 24, 2021
Q2 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
14.3KNew |
$353K - $356K
|
14.3K
$327K
|
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
12.2K+ 51.86% |
$301K - $304K
|
35.7K
$817K
|
|
Aug 11, 2021
Q2 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
9.39KNew |
$232K - $234K
|
9.39K
$215K
|
|
Aug 02, 2021
Q2 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.03K+ 6.89% |
$124K - $125K
|
78.1K
$1.79M
|
|
Jul 26, 2021
Q2 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.71K+ 5.97% |
$116K - $117K
|
83.5K
$1.91M
|
|
Jul 19, 2021
Q2 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
3.7K+ 13.01% |
$91.5K - $92.2K
|
32.2K
$736K
|
|
Aug 16, 2021
Q2 2021
|
Truist Financial Corp
|
BUY
|
- |
3.7K+ 4.66% |
$91.3K - $92K
|
83.1K
$1.9M
|
|
Aug 13, 2021
Q2 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.29K+ 4.04% |
$56.6K - $57K
|
58.9K
$1.35M
|
|
Aug 12, 2021
Q2 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
1.32K+ 11.09% |
$32.7K - $32.9K
|
13.3K
$303K
|
|
Aug 13, 2021
Q2 2021
|
Ubs Group Ag
|
BUY
|
- |
1.19K+ 3.19% |
$29.4K - $29.7K
|
38.5K
$881K
|
|
Aug 11, 2021
Q2 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
766+ 4.92% |
$18.9K - $19.1K
|
16.3K
$374K
|
|
Jul 28, 2021
Q2 2021
|
Wolf Group Capital Advisors
|
BUY
|
- |
367+ 1.98% |
$9.06K - $9.13K
|
18.9K
$432K
|
|
Aug 04, 2021
Q2 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
100New |
$2.47K - $2.49K
|
100
$2.29K
|
|
Jul 20, 2021
Q2 2021
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
2+ 0.91% |
$49.4 - $49.8
|
222
$5.08K
|
|
Aug 13, 2021
Q2 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jul 19, 2021
Q2 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-58- 0.59% |
$1.43K - $1.44K
|
9.78K
$224K
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-134Closed |
$3.31K - $3.33K
|
0
$0
|
|
Jul 22, 2021
Q2 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-235Closed |
$5.8K - $5.85K
|
0
$0
|
|
Jul 28, 2021
Q2 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-362- 3.96% |
$8.94K - $9.01K
|
8.78K
$201K
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-416Closed |
$10.3K - $10.4K
|
0
$0
|
|
Jul 21, 2021
Q2 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-959- 5.25% |
$23.7K - $23.9K
|
17.3K
$396K
|
|
Aug 16, 2021
Q2 2021
|
Assetmark, Inc
|
SELL
|
- |
-1.04K- 2.53% |
$25.6K - $25.8K
|
39.9K
$912K
|
|
Aug 09, 2021
Q2 2021
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.49K- 1.39% |
$36.7K - $37K
|
105K
$2.41M
|
|
Aug 16, 2021
Q2 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-1.51K- 6.5% |
$37.3K - $37.6K
|
21.7K
$497K
|
|
Jul 28, 2021
Q2 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.32K- 26.72% |
$82K - $82.6K
|
9.11K
$208K
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-3.65KClosed |
$90K - $90.7K
|
0
$0
|
|
Aug 04, 2021
Q2 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.73K- 3.91% |
$92.1K - $92.8K
|
91.7K
$2.1M
|
|
Aug 10, 2021
Q2 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.98K- 15.43% |
$98.2K - $98.9K
|
21.8K
$499K
|
|
Aug 13, 2021
Q2 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.5K- 18.84% |
$111K - $112K
|
19.4K
$443K
|
|
Aug 16, 2021
Q2 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-8.26K- 15.65% |
$204K - $206K
|
44.5K
$1.02M
|
|
Aug 11, 2021
Q2 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-9.39K- 19.94% |
$232K - $233K
|
37.7K
$862K
|
|
Aug 09, 2021
Q2 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-13.1KClosed |
$323K - $325K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-26K- 70.43% |
$642K - $647K
|
10.9K
$250K
|
|
Aug 13, 2021
Q2 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-48.5KClosed |
$1.2M - $1.21M
|
0
$0
|
|
Jul 26, 2021
Q2 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-67K- 41.35% |
$1.65M - $1.67M
|
95.1K
$2.17M
|