Purchases and Sales Made in Q3 2021 in Riverfront Strategic Income Fd (RIGS)
This table provides information about the institutional ownership of Riverfront Strategic Income Fd (RIGS) during Q3 2021. The information is specifically focused on institutions that hold shares of RIVERFRONT STRATEGIC INCOME FD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
268K+ 36.35% |
$6.64M - $6.7M
|
1.01M
$23.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
141KNew |
$3.48M - $3.51M
|
141K
$3.23M
|
|
|
Oct 07, 2021
Q3 2021
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
77.4K+ 28.27% |
$1.91M - $1.93M
|
351K
$8.07M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
56.2K+ 59.09% |
$1.39M - $1.4M
|
151K
$3.47M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
17.9K+ 40.24% |
$443K - $447K
|
62.4K
$1.44M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
16.2K+ 19.57% |
$402K - $405K
|
99.3K
$2.28M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
15.8K+ 81.56% |
$391K - $394K
|
35.2K
$809K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12.7KNew |
$316K - $318K
|
12.7K
$293K
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
6.78K+ 39.16% |
$168K - $169K
|
24.1K
$554K
|
|
|
Nov 03, 2021
Q3 2021
|
Tap Consulting, LLC
|
BUY
|
- |
5.6K+ 2.51% |
$139K - $140K
|
229K
$5.26M
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
4.84K+ 15.03% |
$120K - $121K
|
37K
$851K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.95K+ 4.73% |
$97.8K - $98.6K
|
87.4K
$2.01M
|
|
|
Nov 16, 2021
Q3 2021
|
Cahill Financial Advisors Inc
Edina, MN |
BUY
|
- |
3.61KNew |
$89.3K - $90K
|
3.61K
$82.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
2.5K+ 6.49% |
$61.8K - $62.3K
|
41K
$942K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.15K+ 5.71% |
$53.2K - $53.6K
|
39.8K
$915K
|
|
|
Oct 20, 2021
Q3 2021
|
Wolf Group Capital Advisors
|
BUY
|
- |
1.58K+ 8.37% |
$39.1K - $39.4K
|
20.4K
$470K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.12K+ 5.14% |
$27.7K - $28K
|
22.9K
$527K
|
|
|
Nov 15, 2021
Q3 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
819+ 3.77% |
$20.3K - $20.4K
|
22.6K
$518K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
791+ 1.75% |
$19.6K - $19.7K
|
46K
$1.06M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
670+ 4.68% |
$16.6K - $16.7K
|
15K
$344K
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
264+ 1.61% |
$6.53K - $6.59K
|
16.6K
$382K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
256+ 2.81% |
$6.34K - $6.39K
|
9.37K
$215K
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
244+ 1.84% |
$6.04K - $6.09K
|
13.5K
$310K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
21+ 0.03% |
$520 - $524
|
78.1K
$1.8M
|
|
|
Oct 20, 2021
Q3 2021
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
1+ 0.45% |
$24.8 - $25
|
223
$5.12K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
SELL
|
- |
-100Closed |
$2.48K - $2.5K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-233- 0.22% |
$5.77K - $5.81K
|
105K
$2.41M
|
|
|
Nov 09, 2021
Q3 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-340- 3.87% |
$8.42K - $8.48K
|
8.44K
$194K
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-440- 3.51% |
$10.9K - $11K
|
12.1K
$278K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-494- 5.26% |
$12.2K - $12.3K
|
8.9K
$204K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-661Closed |
$16.4K - $16.5K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-717- 7.33% |
$17.7K - $17.9K
|
9.06K
$208K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.04K- 1.76% |
$25.7K - $25.9K
|
57.9K
$1.33M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.78K- 1.94% |
$44K - $44.4K
|
89.9K
$2.07M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.01K- 11.22% |
$99.2K - $100K
|
31.7K
$729K
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
SELL
|
- |
-5.62K- 14.1% |
$139K - $140K
|
34.3K
$787K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-8.05K- 32.23% |
$199K - $201K
|
16.9K
$389K
|
|
|
Nov 09, 2021
Q3 2021
|
Advisory Alpha, LLC
|
SELL
|
- |
-10.9KClosed |
$270K - $272K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-13.9K- 16.76% |
$345K - $347K
|
69.1K
$1.59M
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-25.9KClosed |
$640K - $645K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-169K- 93.17% |
$4.19M - $4.22M
|
12.4K
$285K
|