Purchases and Sales Made in Q3 2022 in Riverfront Strategic Income Fd (RIGS)
This table provides information about the institutional ownership of Riverfront Strategic Income Fd (RIGS) during Q3 2022. The information is specifically focused on institutions that hold shares of RIVERFRONT STRATEGIC INCOME FD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
198K+ 242.28% |
$4.38M - $4.64M
|
280K
$6.37M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
32.9KNew |
$727K - $771K
|
32.9K
$749K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
27.6K+ 28.89% |
$609K - $646K
|
123K
$2.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
16.6KNew |
$366K - $388K
|
16.6K
$377K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.32K+ 7.05% |
$206K - $218K
|
141K
$3.22M
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
4.87K+ 4.95% |
$108K - $114K
|
103K
$2.35M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.27K+ 18.32% |
$72.3K - $76.6K
|
21.1K
$481K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.12K+ 8.5% |
$46.9K - $49.7K
|
27.1K
$616K
|
|
|
Nov 14, 2022
Q3 2022
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
2.04K+ 16.88% |
$45K - $47.7K
|
14.1K
$321K
|
|
|
Aug 13, 2024
Q3 2022
|
Meridian Financial, LLC
Holliston, MA |
BUY
|
- |
1.5K+ 2.67% |
$33.1K - $35.1K
|
57.7K
$1.31M
|
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
1.49K+ 5.38% |
$32.9K - $34.9K
|
29.2K
$664K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.12K+ 2.04% |
$24.7K - $26.2K
|
55.8K
$1.27M
|
|
|
Nov 09, 2022
Q3 2022
|
Wolf Group Capital Advisors
|
BUY
|
- |
629+ 2.95% |
$13.9K - $14.7K
|
22K
$500K
|
|
|
Nov 09, 2022
Q3 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
162+ 15.17% |
$3.58K - $3.8K
|
1.23K
$28K
|
|
|
Oct 28, 2022
Q3 2022
|
Ifg Advisory, LLC
|
BUY
|
- |
146+ 0.59% |
$3.23K - $3.42K
|
24.7K
$562K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
64+ 0.19% |
$1.42K - $1.5K
|
34.2K
$778K
|
|
|
Nov 09, 2022
Q3 2022
|
Professional Financial Advisors, LLC
|
BUY
|
- |
12+ 0.73% |
$265 - $281
|
1.66K
$37.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1+ 0.0% |
$22.1 - $23.4
|
53.4K
$1.22M
|
|
|
Oct 11, 2022
Q3 2022
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
1+ 0.44% |
$22.1 - $23.4
|
228
$5.19K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5- 0.2% |
$111 - $117
|
2.49K
$56.7K
|
|
|
Nov 09, 2022
Q3 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-24- 0.06% |
$531 - $563
|
39.4K
$897K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-141- 0.86% |
$3.12K - $3.31K
|
16.2K
$368K
|
|
|
Nov 07, 2022
Q3 2022
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-268- 1.92% |
$5.93K - $6.28K
|
13.7K
$312K
|
|
|
Nov 02, 2022
Q3 2022
|
Paragon Private Wealth Management, LLC
|
SELL
|
- |
-287- 2.25% |
$6.35K - $6.73K
|
12.5K
$284K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-550- 0.66% |
$12.2K - $12.9K
|
82.7K
$1.88M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-588- 1.16% |
$13K - $13.8K
|
50K
$1.14M
|
|
|
Nov 01, 2022
Q3 2022
|
Assetmark, Inc
|
SELL
|
- |
-1.26K- 3.81% |
$27.7K - $29.4K
|
31.7K
$721K
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.47K- 1.08% |
$32.5K - $34.4K
|
135K
$3.07M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.4K- 1.54% |
$53K - $56.1K
|
153K
$3.48M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.66K- 8.59% |
$58.8K - $62.4K
|
28.3K
$644K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.69K- 13.2% |
$59.4K - $63K
|
17.7K
$403K
|
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-9.49K- 23.18% |
$210K - $222K
|
31.4K
$716K
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-18.1K- 29.29% |
$401K - $425K
|
43.7K
$996K
|
|
|
Nov 10, 2022
Q3 2022
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-26.3K- 10.97% |
$581K - $616K
|
213K
$4.86M
|
|
|
Oct 06, 2022
Q3 2022
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-45.8K- 11.16% |
$1.01M - $1.07M
|
365K
$8.3M
|
|
|
Oct 12, 2022
Q3 2022
|
Tap Consulting, LLC
|
SELL
|
- |
-55.7K- 21.34% |
$1.23M - $1.31M
|
205K
$4.68M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-805K- 75.85% |
$17.8M - $18.9M
|
256K
$5.84M
|