Purchases and Sales Made in Q3 2023 in Riverfront Strategic Income Fd (RIGS)
This table provides information about the institutional ownership of Riverfront Strategic Income Fd (RIGS) during Q3 2023. The information is specifically focused on institutions that hold shares of RIVERFRONT STRATEGIC INCOME FD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2023
Q3 2023
|
Fiduciary Planning LLC
Coral Springs, FL |
BUY
|
- |
302KNew |
$6.69M - $6.91M
|
302K
$6.89M
|
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
298KNew |
$6.58M - $6.8M
|
298K
$6.78M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
160K+ 270.76% |
$3.54M - $3.66M
|
219K
$5M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
34.4K+ 45.39% |
$760K - $785K
|
110K
$2.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
30.6K+ 73.63% |
$677K - $699K
|
72.2K
$1.64M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
15.9K+ 10.84% |
$352K - $364K
|
163K
$3.71M
|
|
|
Oct 25, 2023
Q3 2023
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
13.7K+ 44.43% |
$303K - $314K
|
44.6K
$1.02M
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
BUY
|
- |
13KNew |
$287K - $296K
|
13K
$295K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
8.32K+ 28.22% |
$184K - $190K
|
37.8K
$860K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
8.24K+ 87.23% |
$182K - $188K
|
17.7K
$403K
|
|
|
Oct 31, 2023
Q3 2023
|
Capital Wealth Management, LLC
W. Warwick, RI |
BUY
|
- |
7.42K+ 12.52% |
$164K - $170K
|
66.7K
$1.52M
|
|
|
Nov 13, 2023
Q3 2023
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
7.35K+ 5.91% |
$162K - $168K
|
132K
$3M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.84K+ 14.6% |
$84.9K - $87.7K
|
30.1K
$686K
|
|
|
Aug 13, 2024
Q3 2023
|
Meridian Financial, LLC
Holliston, MA |
BUY
|
- |
3.55K+ 5.18% |
$78.4K - $81K
|
71.9K
$1.64M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.11K+ 1.32% |
$68.8K - $71.1K
|
239K
$5.45M
|
|
|
Oct 17, 2023
Q3 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
2.72K+ 0.7% |
$60.1K - $62.1K
|
388K
$8.84M
|
|
|
Oct 18, 2023
Q3 2023
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
2.6K+ 27.2% |
$57.4K - $59.3K
|
12.1K
$277K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.13K+ 7.96% |
$47.1K - $48.7K
|
28.9K
$658K
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1.3K+ 23.85% |
$28.7K - $29.7K
|
6.75K
$154K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
10+ 0.9% |
$221 - $229
|
1.12K
$25.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1New |
$22.1 - $22.9
|
1
$22.8
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-194- 8.73% |
$4.29K - $4.43K
|
2.03K
$46.2K
|
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-263- 16.44% |
$5.81K - $6.01K
|
1.34K
$30.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-336- 0.38% |
$7.43K - $7.68K
|
88.5K
$2.01M
|
|
|
Oct 18, 2023
Q3 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-673- 5.34% |
$14.9K - $15.4K
|
11.9K
$272K
|
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-734- 2.65% |
$16.2K - $16.8K
|
26.9K
$613K
|
|
|
Oct 31, 2023
Q3 2023
|
Wolf Group Capital Advisors
|
SELL
|
- |
-882- 3.67% |
$19.5K - $20.2K
|
23.2K
$528K
|
|
|
Nov 07, 2023
Q3 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.02K- 0.49% |
$22.6K - $23.4K
|
207K
$4.72M
|
|
|
Aug 28, 2024
Q3 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-1.02K- 0.49% |
$22.6K - $23.4K
|
207K
$4.72M
|
|
|
Nov 16, 2023
Q3 2023
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
SELL
|
- |
-1.18K- 7.45% |
$26.1K - $27K
|
14.7K
$334K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.93K- 1.15% |
$42.7K - $44.1K
|
166K
$3.78M
|
|
|
Dec 05, 2023
Q3 2023
|
Tap Consulting, LLC
|
SELL
|
- |
-2.56K- 12.6% |
$56.6K - $58.5K
|
17.8K
$405K
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-2.61K- 3.17% |
$57.6K - $59.5K
|
79.6K
$1.81M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.97K- 2.33% |
$65.6K - $67.8K
|
125K
$2.84M
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-3.05K- 9.03% |
$67.4K - $69.6K
|
30.7K
$699K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-6.74K- 9.75% |
$149K - $154K
|
62.4K
$1.42M
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-6.94K- 43.22% |
$153K - $158K
|
9.11K
$208K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8.04K- 14.14% |
$178K - $184K
|
48.8K
$1.11M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-10.5K- 28.11% |
$233K - $241K
|
27K
$614K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-177K- 76.77% |
$3.9M - $4.03M
|
53.4K
$1.22M
|