Purchases and Sales Made in Q4 2021 in Riverfront Strategic Income Fd (RIGS)
This table provides information about the institutional ownership of Riverfront Strategic Income Fd (RIGS) during Q4 2021. The information is specifically focused on institutions that hold shares of RIVERFRONT STRATEGIC INCOME FD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 27, 2022
Q4 2021
|
Tap Consulting, LLC
|
BUY
|
- |
97.9K+ 42.8% |
$2.4M - $2.43M
|
327K
$7.44M
|
|
|
Feb 10, 2022
Q4 2021
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
96.7K+ 92.12% |
$2.37M - $2.4M
|
202K
$4.59M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
88.2K+ 8.75% |
$2.16M - $2.19M
|
1.1M
$24.9M
|
|
|
Aug 13, 2024
Q4 2021
|
Meridian Financial, LLC
Holliston, MA |
BUY
|
- |
56.1KNew |
$1.37M - $1.39M
|
56.1K
$1.28M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
52.1K+ 58.01% |
$1.28M - $1.29M
|
142K
$3.23M
|
|
|
Jan 19, 2022
Q4 2021
|
Wolf Group Capital Advisors
|
BUY
|
- |
40.1K+ 196.05% |
$982K - $995K
|
60.5K
$1.38M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
37.4K+ 54.09% |
$916K - $928K
|
107K
$2.43M
|
|
|
Feb 11, 2022
Q4 2021
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
BUY
|
- |
15.7KNew |
$384K - $389K
|
15.7K
$357K
|
|
|
Jun 08, 2022
Q4 2021
|
Paragon Private Wealth Management, LLC
|
BUY
|
- |
13.6KNew |
$332K - $336K
|
13.6K
$309K
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
13.1K+ 96.95% |
$321K - $325K
|
26.6K
$606K
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
10.7K+ 84.15% |
$263K - $266K
|
23.5K
$535K
|
|
|
Jan 18, 2022
Q4 2021
|
Professional Financial Advisors, LLC
|
BUY
|
- |
8.94KNew |
$219K - $222K
|
8.94K
$204K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.21K+ 16.44% |
$128K - $129K
|
36.9K
$841K
|
|
|
Feb 14, 2022
Q4 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
4.56K+ 18.91% |
$112K - $113K
|
28.6K
$652K
|
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
3.04K+ 8.21% |
$74.4K - $75.4K
|
40K
$912K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.31K+ 13.89% |
$56.5K - $57.3K
|
18.9K
$431K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.26KNew |
$55.4K - $56.1K
|
2.26K
$51.5K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
2.18KNew |
$53.3K - $54K
|
2.18K
$49.6K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.57K+ 1.79% |
$38.4K - $38.9K
|
89K
$2.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
1.38K+ 9.19% |
$33.7K - $34.1K
|
16.4K
$372K
|
|
|
Feb 03, 2022
Q4 2021
|
Moisand Fitzgerald Tamayo, LLC
|
BUY
|
- |
1.16KNew |
$28.5K - $28.9K
|
1.16K
$26.5K
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.12KNew |
$27.3K - $27.7K
|
1.12K
$25.4K
|
|
|
Feb 09, 2022
Q4 2021
|
Truadvice, LLC
Sarasota, FL |
BUY
|
- |
542+ 6.42% |
$13.3K - $13.4K
|
8.98K
$204K
|
|
|
Feb 14, 2022
Q4 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
100+ 0.44% |
$2.45K - $2.48K
|
22.7K
$516K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
30+ 0.33% |
$735 - $744
|
9.09K
$207K
|
|
|
Feb 23, 2022
Q4 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
25New |
$613 - $620
|
25
$569
|
|
|
Jan 20, 2022
Q4 2021
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
1+ 0.45% |
$24.5 - $24.8
|
224
$5.1K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-305- 3.43% |
$7.47K - $7.57K
|
8.59K
$196K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-438- 1.91% |
$10.7K - $10.9K
|
22.5K
$512K
|
|
|
Feb 14, 2022
Q4 2021
|
Assetmark, Inc
|
SELL
|
- |
-562- 1.64% |
$13.8K - $13.9K
|
33.7K
$767K
|
|
|
Feb 07, 2022
Q4 2021
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-585- 4.71% |
$14.3K - $14.5K
|
11.8K
$269K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-2.36K- 5.75% |
$57.7K - $58.5K
|
38.6K
$880K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.15K- 7.91% |
$77.2K - $78.1K
|
36.7K
$835K
|
|
|
Feb 11, 2022
Q4 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-3.61KClosed |
$88.4K - $89.5K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-4.85K- 10.54% |
$119K - $120K
|
41.1K
$937K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-6.65K- 18.89% |
$163K - $165K
|
28.5K
$650K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-7.13K- 5.07% |
$175K - $177K
|
133K
$3.04M
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-8.61K- 5.69% |
$211K - $214K
|
143K
$3.25M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-9.37KClosed |
$229K - $232K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-10.9K- 18.91% |
$268K - $272K
|
47K
$1.07M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-98.2K- 98.93% |
$2.41M - $2.44M
|
1.06K
$24.2K
|