Purchases and Sales Made in Q4 2022 in Riverfront Strategic Income Fd (RIGS)
This table provides information about the institutional ownership of Riverfront Strategic Income Fd (RIGS) during Q4 2022. The information is specifically focused on institutions that hold shares of RIVERFRONT STRATEGIC INCOME FD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
167K+ 109.32% |
$3.68M - $3.83M
|
320K
$7.28M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
16.3K+ 76.97% |
$359K - $373K
|
37.4K
$851K
|
|
|
Feb 06, 2023
Q4 2022
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
14.5KNew |
$319K - $332K
|
14.5K
$329K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
10.8K+ 60.99% |
$238K - $248K
|
28.5K
$648K
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
9.32K+ 31.92% |
$205K - $214K
|
38.5K
$877K
|
|
|
Feb 14, 2023
Q4 2022
|
Personal Capital Advisors Corp
|
BUY
|
- |
9.1KNew |
$201K - $209K
|
9.1K
$207K
|
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
9KNew |
$199K - $207K
|
9K
$205K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
3.33K+ 10.12% |
$73.5K - $76.5K
|
36.2K
$825K
|
|
|
Jan 20, 2023
Q4 2022
|
Truadvice, LLC
Sarasota, FL |
BUY
|
- |
2.36K+ 17.2% |
$52.1K - $54.2K
|
16.1K
$366K
|
|
|
Feb 06, 2023
Q4 2022
|
Wolf Group Capital Advisors
|
BUY
|
- |
2.25K+ 10.26% |
$49.7K - $51.7K
|
24.2K
$551K
|
|
|
Aug 13, 2024
Q4 2022
|
Meridian Financial, LLC
Holliston, MA |
BUY
|
- |
1.84K+ 3.19% |
$40.6K - $42.2K
|
59.6K
$1.36M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.57KNew |
$34.6K - $36K
|
1.57K
$35.7K
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.47K+ 9.08% |
$32.4K - $33.7K
|
17.6K
$402K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.1K+ 3.89% |
$24.3K - $25.3K
|
29.4K
$670K
|
|
|
Feb 07, 2023
Q4 2022
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
623+ 50.65% |
$13.7K - $14.3K
|
1.85K
$42.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
594+ 1.74% |
$13.1K - $13.6K
|
34.8K
$792K
|
|
|
Feb 22, 2023
Q4 2022
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
BUY
|
- |
321+ 2.07% |
$7.08K - $7.37K
|
15.8K
$360K
|
|
|
Feb 14, 2023
Q4 2022
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
240+ 1.7% |
$5.29K - $5.51K
|
14.3K
$326K
|
|
|
Feb 01, 2023
Q4 2022
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
200New |
$4.41K - $4.59K
|
200
$4.55K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
196New |
$4.32K - $4.5K
|
196
$4.46K
|
|
|
Feb 14, 2023
Q4 2022
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
73New |
$1.61K - $1.68K
|
73
$1.66K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
16+ 1.49% |
$353 - $367
|
1.09K
$24.8K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 03, 2023
Q4 2022
|
Sugarloaf Wealth Management, LLC
|
SELL
|
- |
-1- 0.44% |
$22.1 - $23
|
227
$5.17K
|
|
|
Feb 15, 2023
Q4 2022
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-427- 0.2% |
$9.42K - $9.8K
|
213K
$4.85M
|
|
|
Feb 13, 2023
Q4 2022
|
Paragon Private Wealth Management, LLC
|
SELL
|
- |
-889- 7.12% |
$19.6K - $20.4K
|
11.6K
$264K
|
|
|
Jan 31, 2023
Q4 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-1.71K- 6.92% |
$37.7K - $39.2K
|
23K
$523K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.71K- 6.33% |
$37.8K - $39.4K
|
25.4K
$577K
|
|
|
Feb 10, 2023
Q4 2022
|
Assetmark, Inc
|
SELL
|
- |
-2.46K- 7.75% |
$54.2K - $56.4K
|
29.2K
$665K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.34K- 4.03% |
$73.6K - $76.6K
|
79.4K
$1.81M
|
|
|
Feb 03, 2023
Q4 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-3.37K- 8.56% |
$74.4K - $77.4K
|
36K
$820K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-4.72K- 9.43% |
$104K - $108K
|
45.3K
$1.03M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.35K- 5.17% |
$140K - $146K
|
117K
$2.65M
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-7.87K- 5.83% |
$174K - $181K
|
127K
$2.89M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-8.06K- 14.44% |
$178K - $185K
|
47.8K
$1.09M
|
|
|
Jan 23, 2023
Q4 2022
|
Tap Consulting, LLC
|
SELL
|
- |
-9.69K- 4.72% |
$214K - $223K
|
196K
$4.45M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-15.2K- 10.77% |
$336K - $350K
|
126K
$2.87M
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-18.2K- 17.63% |
$401K - $418K
|
85K
$1.94M
|
|
|
Jan 17, 2023
Q4 2022
|
Elevated Capital Advisors, LLC
Sandy, UT |
SELL
|
- |
-22.5K- 6.18% |
$497K - $517K
|
342K
$7.79M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-32.4K- 74.09% |
$715K - $744K
|
11.3K
$258K
|
|
|
Jul 24, 2024
Q4 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-88.2KClosed |
$1.95M - $2.02M
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-144K- 51.29% |
$3.17M - $3.3M
|
136K
$3.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-187K- 72.9% |
$4.12M - $4.29M
|
69.5K
$1.58M
|