Purchases and Sales Made in Q4 2023 in Riverfront Strategic Income Fd (RIGS)
This table provides information about the institutional ownership of Riverfront Strategic Income Fd (RIGS) during Q4 2023. The information is specifically focused on institutions that hold shares of RIVERFRONT STRATEGIC INCOME FD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
90.8K+ 37.91% |
$1.97M - $2.11M
|
330K
$7.59M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
88.9KNew |
$1.93M - $2.06M
|
88.9K
$2.04M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
59.9K+ 22.18% |
$1.3M - $1.39M
|
330K
$7.59M
|
|
|
Jan 29, 2024
Q4 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
39.1K+ 49.13% |
$849K - $908K
|
119K
$2.73M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
19KNew |
$412K - $441K
|
19K
$437K
|
|
|
Jan 22, 2024
Q4 2023
|
Zimmermann Investment Management & Planning LLC
|
BUY
|
- |
17.8KNew |
$386K - $413K
|
17.8K
$409K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
5.21K+ 17.3% |
$113K - $121K
|
35.3K
$812K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.61K+ 7.39% |
$100K - $107K
|
67K
$1.54M
|
|
|
Feb 23, 2024
Q4 2023
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
3.98K+ 8.93% |
$86.4K - $92.4K
|
48.6K
$1.12M
|
|
|
Aug 13, 2024
Q4 2023
|
Meridian Financial, LLC
Holliston, MA |
BUY
|
- |
3K+ 4.17% |
$65.2K - $69.7K
|
75K
$1.72M
|
|
|
Apr 22, 2024
Q4 2023
|
Mgb Wealth Management, LLC
Addison, TX |
BUY
|
- |
2.92KNew |
$63.4K - $67.8K
|
2.92K
$67.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.7K+ 2.45% |
$58.6K - $62.6K
|
113K
$2.59M
|
|
|
Jan 19, 2024
Q4 2023
|
Pfg Advisors
|
BUY
|
- |
2.08K+ 16.04% |
$45.1K - $48.2K
|
15K
$346K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.93K+ 2792.75% |
$41.8K - $44.7K
|
2K
$45.9K
|
|
|
Feb 07, 2024
Q4 2023
|
Laraway Financial Advisors Inc
Saint Cloud, MN |
BUY
|
- |
1.56K+ 10.61% |
$33.8K - $36.2K
|
16.2K
$373K
|
|
|
Jan 18, 2024
Q4 2023
|
Washington Trust Advisors, Inc.
|
BUY
|
- |
1.45KNew |
$31.6K - $33.7K
|
1.45K
$33.4K
|
|
|
Jan 22, 2024
Q4 2023
|
Wolf Group Capital Advisors
|
BUY
|
- |
1.45K+ 6.25% |
$31.4K - $33.6K
|
24.6K
$566K
|
|
|
Jan 09, 2024
Q4 2023
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
501+ 0.13% |
$10.9K - $11.6K
|
389K
$8.94M
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
493+ 0.68% |
$10.7K - $11.4K
|
72.7K
$1.67M
|
|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
267+ 19.97% |
$5.79K - $6.2K
|
1.6K
$36.9K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
233+ 0.62% |
$5.06K - $5.41K
|
38K
$874K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
11+ 0.99% |
$239 - $255
|
1.13K
$25.9K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1- 0.51% |
$21.7 - $23.2
|
194
$4.46K
|
|
|
Feb 02, 2024
Q4 2023
|
Tap Consulting, LLC
|
SELL
|
- |
-114- 0.64% |
$2.47K - $2.65K
|
17.7K
$406K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-304- 1.72% |
$6.6K - $7.06K
|
17.4K
$399K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-309- 15.23% |
$6.71K - $7.17K
|
1.72K
$39.5K
|
|
|
Jan 23, 2024
Q4 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-679- 5.69% |
$14.7K - $15.8K
|
11.3K
$259K
|
|
|
Jan 11, 2024
Q4 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-728- 2.37% |
$15.8K - $16.9K
|
30K
$689K
|
|
|
Jan 17, 2024
Q4 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-890- 3.31% |
$19.3K - $20.7K
|
26K
$598K
|
|
|
Jan 24, 2024
Q4 2023
|
Capital Wealth Management, LLC
W. Warwick, RI |
SELL
|
- |
-1.07K- 1.6% |
$23.2K - $24.8K
|
65.6K
$1.51M
|
|
|
Jan 19, 2024
Q4 2023
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-1.21K- 10.0% |
$26.3K - $28.2K
|
10.9K
$251K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.16K- 7.48% |
$46.9K - $50.1K
|
26.7K
$614K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.17K- 8.04% |
$47K - $50.3K
|
24.8K
$570K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-2.57K- 2.91% |
$55.9K - $59.7K
|
85.9K
$1.97M
|
|
|
Feb 05, 2024
Q4 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-2.97K- 1.43% |
$64.3K - $68.8K
|
204K
$4.69M
|
|
|
Aug 28, 2024
Q4 2023
|
River Front Investment Group, LLC
Richmond, VA |
SELL
|
- |
-2.97K- 1.43% |
$64.3K - $68.8K
|
204K
$4.69M
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-3.5K- 51.85% |
$76K - $81.2K
|
3.25K
$74.7K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.53K- 7.23% |
$76.5K - $81.9K
|
45.3K
$1.04M
|
|
|
Feb 09, 2024
Q4 2023
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-5.41K- 4.11% |
$117K - $126K
|
126K
$2.9M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.44K- 5.97% |
$161K - $173K
|
117K
$2.69M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-19.2K- 8.74% |
$416K - $445K
|
200K
$4.6M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-21.9K- 41.0% |
$475K - $508K
|
31.5K
$725K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-22.7K- 13.93% |
$492K - $527K
|
140K
$3.22M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-69.3K- 41.81% |
$1.5M - $1.61M
|
96.5K
$2.22M
|
|
|
Jan 25, 2024
Q4 2023
|
Fiduciary Planning LLC
Coral Springs, FL |
SELL
|
- |
-275K- 90.99% |
$5.97M - $6.39M
|
27.3K
$626K
|