Purchases and Sales Made in Q1 2023 in Alps Sector Dividend Dogs ETF (SDOG)
This table provides information about the institutional ownership of Alps Sector Dividend Dogs ETF (SDOG) during Q1 2023. The information is specifically focused on institutions that hold shares of ALPS SECTOR DIVIDEND DOGS ETF .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Gateway Advisory, LLC
Westfield, NJ |
BUY
|
- |
1.17M+ 4957.78% |
$56.5M - $66M
|
1.19M
$73M
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
141KNew |
$6.81M - $7.96M
|
141K
$8.62M
|
|
|
May 01, 2023
Q1 2023
|
Money Concepts Capital Corp
|
BUY
|
- |
86.4K+ 272.37% |
$4.17M - $4.87M
|
118K
$7.21M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
70.8K+ 36.04% |
$3.41M - $3.99M
|
267K
$16.3M
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
39.5K+ 637.15% |
$1.9M - $2.23M
|
45.7K
$2.79M
|
|
|
May 15, 2023
Q1 2023
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
35.3KNew |
$1.7M - $1.99M
|
35.3K
$2.15M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
27.7K+ 9.05% |
$1.34M - $1.56M
|
334K
$20.4M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
24.9K+ 39.01% |
$1.2M - $1.4M
|
88.8K
$5.42M
|
|
|
May 11, 2023
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
24.4K+ 564.03% |
$1.18M - $1.38M
|
28.8K
$1.76M
|
|
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
24.4K+ 564.03% |
$1.18M - $1.38M
|
28.8K
$1.76M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
22.1K+ 13.11% |
$1.06M - $1.25M
|
190K
$11.6M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
21.3KNew |
$1.03M - $1.2M
|
21.3K
$1.3M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
14.9K+ 0.85% |
$720K - $842K
|
1.77M
$108M
|
|
|
May 15, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
13.4K+ 4.02% |
$648K - $758K
|
348K
$21.2M
|
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
9.81KNew |
$473K - $554K
|
9.81K
$599K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
9.58K+ 5.32% |
$462K - $540K
|
190K
$11.6M
|
|
|
May 02, 2023
Q1 2023
|
Joseph P. Lucia & Associates, LLC
|
BUY
|
- |
9.03K+ 24.06% |
$436K - $509K
|
46.6K
$2.84M
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
8.13K+ 813100.0% |
$392K - $459K
|
8.13K
$497K
|
|
|
Sep 06, 2023
Q1 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
7.7KNew |
$371K - $434K
|
7.7K
$470K
|
|
|
Apr 07, 2023
Q1 2023
|
Cypress Wealth Services, LLC
|
BUY
|
- |
7.29K+ 34.67% |
$352K - $411K
|
28.3K
$1.73M
|
|
|
Jun 07, 2023
Q1 2023
|
Sweeney & Michel, LLC
Chico, CA |
BUY
|
- |
7.2KNew |
$347K - $406K
|
7.2K
$440K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
6.75K+ 44.8% |
$326K - $381K
|
21.8K
$1.33M
|
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.42K+ 239.64% |
$310K - $362K
|
9.1K
$556K
|
|
|
May 11, 2023
Q1 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
5.34KNew |
$257K - $301K
|
5.34K
$326K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
BUY
|
- |
4.46KNew |
$215K - $251K
|
4.46K
$272K
|
|
|
Apr 14, 2023
Q1 2023
|
Heartwood Wealth Advisors LLC
|
BUY
|
- |
4.22K+ 20.8% |
$203K - $238K
|
24.5K
$1.5M
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
4.17K+ 27.98% |
$201K - $235K
|
19.1K
$1.16M
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
4.11KNew |
$198K - $232K
|
4.11K
$251K
|
|
|
Apr 17, 2023
Q1 2023
|
First Heartland Consultants, Inc.
|
BUY
|
- |
4.05KNew |
$195K - $228K
|
4.05K
$247K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.95K+ 5.04% |
$190K - $222K
|
82.2K
$5.02M
|
|
|
Apr 24, 2023
Q1 2023
|
Mc Adam, LLC
|
BUY
|
- |
3.92KNew |
$189K - $221K
|
3.92K
$239K
|
|
|
May 15, 2023
Q1 2023
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
2.91K+ 71.61% |
$140K - $164K
|
6.98K
$426K
|
|
|
Apr 20, 2023
Q1 2023
|
Pfg Advisors
|
BUY
|
- |
2.71K+ 8.89% |
$130K - $153K
|
33.1K
$2.02M
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.65K+ 162.18% |
$128K - $149K
|
4.28K
$262K
|
|
|
May 15, 2023
Q1 2023
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
2.4K+ 65.37% |
$116K - $135K
|
6.07K
$371K
|
|
|
May 12, 2023
Q1 2023
|
Retirement Group, LLC
|
BUY
|
- |
2.23K+ 40.45% |
$107K - $125K
|
7.73K
$472K
|
|
|
Apr 26, 2023
Q1 2023
|
Gill Capital Partners, LLC
Denver, CO |
BUY
|
- |
2.18K+ 45.45% |
$105K - $123K
|
6.99K
$427K
|
|
|
May 15, 2023
Q1 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
2.09K+ 31.37% |
$101K - $118K
|
8.74K
$534K
|
|
|
May 05, 2023
Q1 2023
|
Sandy Spring Bank
|
BUY
|
- |
2.06KNew |
$99.5K - $116K
|
2.06K
$126K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.99K+ 6.08% |
$96.1K - $112K
|
34.8K
$2.12M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.31KNew |
$63.2K - $73.9K
|
1.31K
$80.1K
|
|
|
May 05, 2023
Q1 2023
|
Kalos Management, Inc.
Alpharetta, GA |
BUY
|
- |
1.22KNew |
$58.9K - $68.9K
|
1.22K
$74.6K
|
|
|
Apr 24, 2023
Q1 2023
|
Thompson Investment Management, Inc.
|
BUY
|
- |
1KNew |
$48.2K - $56.4K
|
1K
$61.1K
|
|
|
Apr 18, 2023
Q1 2023
|
Allworth Financial LP
|
BUY
|
- |
923+ 3.19% |
$44.5K - $52.1K
|
29.9K
$1.82M
|
|
|
May 04, 2023
Q1 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
868+ 5.45% |
$41.9K - $49K
|
16.8K
$1.03M
|
|
|
May 10, 2023
Q1 2023
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
730+ 7.62% |
$35.2K - $41.2K
|
10.3K
$630K
|
|
|
May 15, 2023
Q1 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
591+ 2.02% |
$28.5K - $33.3K
|
29.9K
$1.83M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
480+ 2.63% |
$23.2K - $27.1K
|
18.7K
$1.14M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
430+ 1.52% |
$20.7K - $24.3K
|
28.7K
$1.75M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
407+ 1.9% |
$19.6K - $23K
|
21.8K
$1.33M
|