Purchases and Sales Made in Q1 2020 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q1 2020. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2020
Q1 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2MNew |
$87.9M - $99.4M
|
2M
$95M
|
|
|
May 15, 2020
Q1 2020
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
788KNew |
$34.6M - $39.1M
|
788K
$37.4M
|
|
|
Apr 16, 2020
Q1 2020
|
Bailard, Inc.
|
BUY
|
- |
687K+ 321.42% |
$30.2M - $34.1M
|
901K
$42.7M
|
|
|
May 18, 2020
Q1 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
534KNew |
$23.5M - $26.6M
|
534K
$25.4M
|
|
|
Apr 23, 2020
Q1 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
484K+ 18.53% |
$21.3M - $24.1M
|
3.1M
$147M
|
|
|
May 14, 2020
Q1 2020
|
M&T Bank Corp
|
BUY
|
- |
379KNew |
$16.6M - $18.8M
|
379K
$18M
|
|
|
May 18, 2020
Q1 2020
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
318K+ 18.32% |
$14M - $15.8M
|
2.05M
$97.5M
|
|
|
May 14, 2020
Q1 2020
|
Sei Investments CO
Oaks, PA |
BUY
|
- |
265K+ 4445.83% |
$11.6M - $13.1M
|
271K
$12.8M
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
201K+ 5.09% |
$8.84M - $10M
|
4.16M
$197M
|
|
|
Apr 13, 2020
Q1 2020
|
Manning & Napier Group, LLC
|
BUY
|
- |
137K+ 568.63% |
$6.03M - $6.82M
|
161K
$7.66M
|
|
|
May 15, 2020
Q1 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
101K+ 409.28% |
$4.43M - $5.02M
|
126K
$5.96M
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
100K+ 33.22% |
$4.39M - $4.97M
|
401K
$19M
|
|
|
May 15, 2020
Q1 2020
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
78.5KNew |
$3.45M - $3.9M
|
78.5K
$3.73M
|
|
|
May 08, 2020
Q1 2020
|
Xml Financial, LLC
|
BUY
|
- |
76.8KNew |
$3.38M - $3.82M
|
76.8K
$3.65M
|
|
|
May 15, 2020
Q1 2020
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
70KNew |
$3.07M - $3.48M
|
70K
$3.32M
|
|
|
May 14, 2020
Q1 2020
|
Apella Capital, LLC
|
BUY
|
- |
68KNew |
$2.99M - $3.38M
|
68K
$3.23M
|
|
|
Nov 23, 2020
Q1 2020
|
Axiom Financial Strategies, LLC
New Albany, IN |
BUY
|
- |
61.9KNew |
$2.72M - $3.08M
|
61.9K
$2.94M
|
|
|
May 15, 2020
Q1 2020
|
Aj Wealth Strategies, LLC
|
BUY
|
- |
48.6K+ 13.33% |
$2.14M - $2.42M
|
413K
$19.6M
|
|
|
Apr 29, 2020
Q1 2020
|
Riversedge Advisors, LLC
|
BUY
|
- |
48.2KNew |
$2.12M - $2.39M
|
48.2K
$2.29M
|
|
|
May 13, 2020
Q1 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
43.6KNew |
$1.92M - $2.17M
|
43.6K
$2.07M
|
|
|
Apr 24, 2020
Q1 2020
|
Financial Management Professionals, Inc.
|
BUY
|
- |
41.3KNew |
$1.81M - $2.05M
|
41.3K
$1.96M
|
|
|
May 01, 2020
Q1 2020
|
Comerica Bank
|
BUY
|
- |
39.4KNew |
$1.73M - $1.96M
|
39.4K
$1.87M
|
|
|
May 12, 2020
Q1 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
38.4K+ 197.5% |
$1.68M - $1.91M
|
57.8K
$2.74M
|
|
|
May 13, 2020
Q1 2020
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
36.1K+ 87.91% |
$1.59M - $1.79M
|
77.2K
$3.67M
|
|
|
Apr 13, 2020
Q1 2020
|
Altfest L J & CO Inc
|
BUY
|
- |
31.2KNew |
$1.37M - $1.55M
|
31.2K
$1.48M
|
|
|
Apr 29, 2020
Q1 2020
|
Cx Institutional
|
BUY
|
- |
26.2K+ 21.7% |
$1.15M - $1.3M
|
147K
$6.97M
|
|
|
May 13, 2020
Q1 2020
|
Smart Money Group LLC
|
BUY
|
- |
25.8K+ 390.91% |
$1.13M - $1.28M
|
32.4K
$1.54M
|
|
|
Apr 28, 2020
Q1 2020
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
BUY
|
- |
25.2KNew |
$1.11M - $1.25M
|
25.2K
$1.2M
|
|
|
Aug 14, 2020
Q1 2020
|
Ackerman Capital Advisors, LLC
|
BUY
|
- |
23.2K+ 168.48% |
$1.02M - $1.16M
|
37K
$1.76M
|
|
|
Apr 15, 2020
Q1 2020
|
Chesley Taft & Associates LLC
|
BUY
|
- |
23.2K+ 41.44% |
$1.02M - $1.15M
|
79K
$3.75M
|
|
|
May 15, 2020
Q1 2020
|
Bragg Financial Advisors, Inc
Charlotte, NC |
BUY
|
- |
23K+ 31.51% |
$1.01M - $1.14M
|
96.2K
$4.56M
|
|
|
May 05, 2020
Q1 2020
|
Aveo Capital Partners, LLC
|
BUY
|
- |
21.2K+ 122.95% |
$929K - $1.05M
|
38.4K
$1.82M
|
|
|
May 15, 2020
Q1 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
20K+ 74.12% |
$879K - $994K
|
47K
$2.23M
|
|
|
May 14, 2020
Q1 2020
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
19K+ 37.72% |
$834K - $943K
|
69.3K
$3.29M
|
|
|
May 06, 2020
Q1 2020
|
Kathmere Capital Management, LLC
Wayne, PA |
BUY
|
- |
17.1K+ 15.93% |
$753K - $852K
|
125K
$5.92M
|
|
|
Apr 21, 2020
Q1 2020
|
Dubuque Bank & Trust CO
|
BUY
|
- |
17K+ 207.18% |
$746K - $844K
|
25.2K
$1.2M
|
|
|
Apr 16, 2020
Q1 2020
|
Westside Investment Management, Inc.
|
BUY
|
- |
16.5K+ 776.1% |
$723K - $818K
|
18.6K
$882K
|
|
|
May 13, 2020
Q1 2020
|
St Germain D J CO Inc
Springfield, MA |
BUY
|
- |
14.6K+ 126.97% |
$642K - $727K
|
26.1K
$1.24M
|
|
|
Apr 30, 2020
Q1 2020
|
Janney Montgomery Scott LLC
|
BUY
|
- |
14.6K+ 22.24% |
$640K - $724K
|
80.1K
$3.8M
|
|
|
Apr 20, 2020
Q1 2020
|
Advisors Preferred, LLC
Rockville, MD |
BUY
|
- |
13.2KNew |
$579K - $655K
|
13.2K
$626K
|
|
|
May 08, 2020
Q1 2020
|
Pinnacle Wealth Management Advisory Group, LLC
|
BUY
|
- |
12.8KNew |
$562K - $636K
|
12.8K
$607K
|
|
|
May 13, 2020
Q1 2020
|
Pinnacle Associates LTD
|
BUY
|
- |
12.8KNew |
$562K - $636K
|
12.8K
$607K
|
|
|
Apr 20, 2020
Q1 2020
|
Moseley Investment Management Inc
|
BUY
|
- |
12.6K+ 48.7% |
$552K - $624K
|
38.4K
$1.82M
|
|
|
Apr 07, 2020
Q1 2020
|
Lake Street Financial LLC
|
BUY
|
- |
12.4K+ 30.52% |
$544K - $615K
|
52.9K
$2.51M
|
|
|
May 12, 2020
Q1 2020
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
BUY
|
- |
12K+ 97.53% |
$527K - $596K
|
24.3K
$1.15M
|
|
|
May 18, 2020
Q1 2020
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
11.9K+ 12.65% |
$524K - $593K
|
106K
$5.04M
|
|
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
11.6K+ 59.98% |
$509K - $576K
|
30.9K
$1.47M
|
|
|
May 13, 2020
Q1 2020
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
11.6K+ 33.52% |
$508K - $575K
|
46.1K
$2.19M
|
|
|
May 14, 2020
Q1 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.5K+ 4.87% |
$503K - $569K
|
247K
$11.7M
|
|
|
Apr 08, 2020
Q1 2020
|
Adviser Investments LLC
|
BUY
|
- |
10.9K+ 2.44% |
$479K - $542K
|
459K
$21.8M
|