Purchases and Sales Made in Q3 2020 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q3 2020. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 30, 2020
Q3 2020
|
Brand Asset Management Group, Inc.
|
SELL
|
- |
-299- 18.92% |
$14.9K - $15K
|
1.28K
$60.8K
|
|
|
Nov 16, 2020
Q3 2020
|
Covington Capital Management
|
SELL
|
- |
-305- 1.21% |
$15.2K - $15.3K
|
25K
$1.19M
|
|
|
Oct 13, 2020
Q3 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-315- 44.81% |
$15.7K - $15.8K
|
388
$18.4K
|
|
|
Oct 23, 2020
Q3 2020
|
Black Diamond Financial, LLC
|
SELL
|
- |
-320- 4.49% |
$15.9K - $16K
|
6.81K
$323K
|
|
|
Oct 19, 2020
Q3 2020
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-324- 1.78% |
$16.1K - $16.2K
|
17.9K
$848K
|
|
|
Oct 22, 2020
Q3 2020
|
Amg National Trust Bank
|
SELL
|
- |
-328- 3.54% |
$16.3K - $16.4K
|
8.94K
$425K
|
|
|
Oct 22, 2020
Q3 2020
|
Chatham Capital Group, Inc.
|
SELL
|
- |
-367- 0.11% |
$18.3K - $18.4K
|
321K
$15.2M
|
|
|
Nov 16, 2020
Q3 2020
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-392- 1.32% |
$19.5K - $19.6K
|
29.2K
$1.39M
|
|
|
Nov 09, 2020
Q3 2020
|
Oakworth Capital, Inc.
|
SELL
|
- |
-402- 53.89% |
$20K - $20.1K
|
344
$16.3K
|
|
|
Oct 19, 2020
Q3 2020
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-436Closed |
$21.7K - $21.8K
|
0
$0
|
|
|
Nov 06, 2020
Q3 2020
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-470- 3.81% |
$23.4K - $23.5K
|
11.9K
$563K
|
|
|
Nov 04, 2020
Q3 2020
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-486- 2.13% |
$24.2K - $24.3K
|
22.3K
$1.06M
|
|
|
Nov 09, 2020
Q3 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-500Closed |
$24.9K - $25K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-500- 19.23% |
$24.9K - $25K
|
2.1K
$99.7K
|
|
|
Oct 14, 2020
Q3 2020
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-507- 9.84% |
$25.2K - $25.4K
|
4.64K
$220K
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-525- 10.58% |
$26.1K - $26.3K
|
4.44K
$211K
|
|
|
Nov 16, 2020
Q3 2020
|
Titus Wealth Management
Larskpur, CA |
SELL
|
- |
-554- 11.27% |
$27.6K - $27.7K
|
4.36K
$207K
|
|
|
Nov 06, 2020
Q3 2020
|
Parsec Financial Management, Inc.
|
SELL
|
- |
-602- 11.43% |
$30K - $30.1K
|
4.67K
$221K
|
|
|
Nov 04, 2020
Q3 2020
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-610- 7.26% |
$30.4K - $30.5K
|
7.8K
$370K
|
|
|
Sep 07, 2021
Q3 2020
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-617- 28.24% |
$30.7K - $30.9K
|
1.57K
$74.4K
|
|
|
Nov 16, 2020
Q3 2020
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-644- 2.0% |
$32K - $32.2K
|
31.5K
$1.5M
|
|
|
Nov 06, 2020
Q3 2020
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-820- 22.19% |
$40.8K - $41K
|
2.88K
$137K
|
|
|
Oct 26, 2020
Q3 2020
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-850- 7.76% |
$42.3K - $42.6K
|
10.1K
$480K
|
|
|
Nov 06, 2020
Q3 2020
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-890- 0.33% |
$44.3K - $44.6K
|
272K
$12.9M
|
|
|
Oct 23, 2020
Q3 2020
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-895- 6.24% |
$44.5K - $44.8K
|
13.4K
$638K
|
|
|
Nov 12, 2020
Q3 2020
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-929- 7.83% |
$46.2K - $46.5K
|
10.9K
$519K
|
|
|
Nov 09, 2020
Q3 2020
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-944- 8.26% |
$47K - $47.3K
|
10.5K
$498K
|
|
|
Nov 03, 2020
Q3 2020
|
Community Bank, N.A.
|
SELL
|
- |
-1KClosed |
$49.8K - $50.1K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-1K- 2.53% |
$49.8K - $50.1K
|
38.5K
$1.83M
|
|
|
Oct 27, 2020
Q3 2020
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.06K- 4.39% |
$52.8K - $53.2K
|
23.1K
$1.1M
|
|
|
Dec 09, 2020
Q3 2020
|
Ameraudi Asset Management, Inc.
|
SELL
|
- |
-1.16K- 1.89% |
$57.8K - $58.1K
|
60.4K
$2.87M
|
|
|
Nov 09, 2020
Q3 2020
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-1.18KClosed |
$58.5K - $58.8K
|
0
$0
|
|
|
Oct 30, 2020
Q3 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.2K- 36.24% |
$59.6K - $59.9K
|
2.11K
$100K
|
|
|
Nov 13, 2020
Q3 2020
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.27K- 3.78% |
$63.2K - $63.6K
|
32.3K
$1.53M
|
|
|
Oct 30, 2020
Q3 2020
|
Prairie View Partners, LLC
|
SELL
|
- |
-1.28K- 1.97% |
$63.9K - $64.3K
|
64K
$3.04M
|
|
|
Nov 06, 2020
Q3 2020
|
Janney Capital Management LLC
|
SELL
|
- |
-1.3K- 1.56% |
$64.6K - $65K
|
81.8K
$3.88M
|
|
|
Nov 10, 2020
Q3 2020
|
Hunter Associates Investment Management LLC
Pittsburgh, PA |
SELL
|
- |
-1.3K- 0.94% |
$64.7K - $65.1K
|
137K
$6.49M
|
|
|
Nov 16, 2020
Q3 2020
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.45K- 11.46% |
$71.9K - $72.3K
|
11.2K
$530K
|
|
|
Oct 09, 2020
Q3 2020
|
Taylor, Cottrill, Erickson & Associates, Inc.
|
SELL
|
- |
-1.46K- 2.52% |
$72.6K - $73.1K
|
56.4K
$2.68M
|
|
|
May 17, 2021
Q3 2020
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-1.46K- 5.58% |
$72.7K - $73.1K
|
24.7K
$1.17M
|
|
|
Nov 06, 2020
Q3 2020
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-1.49K- 59.77% |
$73.9K - $74.4K
|
1K
$47.5K
|
|
|
Nov 05, 2020
Q3 2020
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.53K- 15.31% |
$75.9K - $76.3K
|
8.43K
$400K
|
|
|
Oct 23, 2020
Q3 2020
|
James Investment Research Inc
|
SELL
|
- |
-1.63K- 1.41% |
$80.9K - $81.3K
|
114K
$5.4M
|
|
|
Nov 04, 2020
Q3 2020
|
Bfsg, LLC
|
SELL
|
- |
-1.71K- 16.96% |
$84.8K - $85.4K
|
8.35K
$396K
|
|
|
Oct 06, 2020
Q3 2020
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.76K- 89.35% |
$87.7K - $88.2K
|
210
$9.97K
|
|
|
Nov 02, 2020
Q3 2020
|
Buckingham Capital Management, Inc.
|
SELL
|
- |
-2K- 18.92% |
$99.5K - $100K
|
8.57K
$407K
|
|
|
Nov 09, 2020
Q3 2020
|
Fifth Third Bancorp
|
SELL
|
- |
-2.03K- 6.97% |
$101K - $102K
|
27.1K
$1.29M
|
|
|
Mar 22, 2023
Q3 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.1K- 10.86% |
$104K - $105K
|
17.2K
$818K
|
|
|
Nov 16, 2020
Q3 2020
|
Vista Investment Management
Pittsburgh, PA |
SELL
|
- |
-2.11K- 23.5% |
$105K - $105K
|
6.86K
$326K
|
|
|
Oct 13, 2020
Q3 2020
|
First United Bank & Trust
|
SELL
|
- |
-2.19K- 14.65% |
$109K - $109K
|
12.7K
$604K
|