Purchases and Sales Made in Q3 2020 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q3 2020. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 13, 2020
Q3 2020
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
305+ 3.56% |
$15.2K - $15.3K
|
8.88K
$422K
|
|
Oct 06, 2020
Q3 2020
|
Bangor Savings Bank
Bangor, ME |
BUY
|
- |
278+ 2.56% |
$13.8K - $13.9K
|
11.1K
$529K
|
|
Oct 30, 2020
Q3 2020
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
249+ 488.24% |
$12.4K - $12.5K
|
300
$14.2K
|
|
Nov 03, 2020
Q3 2020
|
Sentinel Pension Advisors Inc
Wakefield, MA |
BUY
|
- |
247+ 4.4% |
$12.3K - $12.4K
|
5.86K
$278K
|
|
Nov 13, 2020
Q3 2020
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
243+ 1.9% |
$12.1K - $12.2K
|
13K
$618K
|
|
Nov 13, 2020
Q3 2020
|
Professional Financial Advisors, LLC
|
BUY
|
- |
239New |
$11.9K - $12K
|
239
$11.3K
|
|
Nov 03, 2020
Q3 2020
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
235+ 4.5% |
$11.7K - $11.8K
|
5.46K
$259K
|
|
Nov 12, 2020
Q3 2020
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
145+ 0.64% |
$7.22K - $7.26K
|
23K
$1.09M
|
|
Nov 06, 2020
Q3 2020
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
142+ 2.25% |
$7.07K - $7.11K
|
6.44K
$306K
|
|
Oct 13, 2020
Q3 2020
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
136+ 1.49% |
$6.77K - $6.81K
|
9.28K
$440K
|
|
Nov 13, 2020
Q3 2020
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
115+ 0.55% |
$5.72K - $5.76K
|
21.2K
$1.01M
|
|
Oct 13, 2020
Q3 2020
|
Mc Namara Financial Services, Inc.
|
BUY
|
- |
114+ 1.21% |
$5.67K - $5.71K
|
9.53K
$453K
|
|
Oct 27, 2020
Q3 2020
|
Fiduciary Planning LLC
Coral Springs, FL |
BUY
|
- |
86New |
$4.28K - $4.31K
|
86
$4.08K
|
|
Oct 15, 2020
Q3 2020
|
Davenport & CO LLC
|
BUY
|
- |
80+ 0.26% |
$3.98K - $4K
|
30.8K
$1.46M
|
|
Oct 26, 2020
Q3 2020
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
BUY
|
- |
76+ 0.28% |
$3.78K - $3.8K
|
27.2K
$1.29M
|
|
Oct 20, 2020
Q3 2020
|
Wedbush Securities Inc
|
BUY
|
- |
74+ 0.52% |
$3.68K - $3.7K
|
14.2K
$673K
|
|
Oct 26, 2020
Q3 2020
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
67New |
$3.33K - $3.35K
|
67
$3.18K
|
|
Nov 12, 2020
Q3 2020
|
Aua Capital Management, LLC
Camp Hill, PA |
BUY
|
- |
54+ 0.04% |
$2.69K - $2.7K
|
121K
$5.72M
|
|
Nov 16, 2020
Q3 2020
|
Alesco Advisors LLC
Pittsford, NY |
BUY
|
- |
51+ 0.92% |
$2.54K - $2.55K
|
5.58K
$265K
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
40+ 0.33% |
$1.99K - $2K
|
12K
$571K
|
|
Oct 14, 2020
Q3 2020
|
Westside Investment Management, Inc.
|
BUY
|
- |
34+ 0.18% |
$1.69K - $1.7K
|
18.6K
$885K
|
|
Nov 16, 2020
Q3 2020
|
Pacific Capital Wealth Advisors, Inc
|
BUY
|
- |
30New |
$1.49K - $1.5K
|
30
$1.42K
|
|
Nov 16, 2020
Q3 2020
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
11+ 0.13% |
$547 - $551
|
8.37K
$398K
|
|
Oct 14, 2020
Q3 2020
|
Baystate Wealth Management LLC
|
BUY
|
- |
8+ 0.33% |
$398 - $400
|
2.43K
$115K
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
BUY
|
- |
2New |
$99.5 - $100
|
2
$95
|
|
Oct 13, 2020
Q3 2020
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
1+ 0.01% |
$49.8 - $50.1
|
19.9K
$945K
|
|
Nov 05, 2020
Q3 2020
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-8- 3.86% |
$398 - $400
|
199
$9.45K
|
|
Oct 30, 2020
Q3 2020
|
Calton & Associates, Inc.
|
SELL
|
- |
-15- 0.33% |
$746 - $751
|
4.58K
$217K
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
SELL
|
- |
-35- 5.89% |
$1.74K - $1.75K
|
559
$26.5K
|
|
Nov 09, 2020
Q3 2020
|
Pasadena Private Wealth, LLC
Pasadena, CA |
SELL
|
- |
-52- 0.39% |
$2.59K - $2.6K
|
13.4K
$639K
|
|
Nov 13, 2020
Q3 2020
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-55Closed |
$2.74K - $2.75K
|
0
$0
|
|
Oct 21, 2020
Q3 2020
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-59- 3.57% |
$2.94K - $2.95K
|
1.59K
$75.6K
|
|
Oct 15, 2020
Q3 2020
|
Arden Trust CO
|
SELL
|
- |
-59- 0.25% |
$2.94K - $2.95K
|
23.2K
$1.1M
|
|
Oct 20, 2020
Q3 2020
|
Bartlett & Co. LLC
|
SELL
|
- |
-60- 4.11% |
$2.99K - $3K
|
1.4K
$66.5K
|
|
Feb 13, 2024
Q3 2020
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
SELL
|
- |
-60- 4.11% |
$2.99K - $3K
|
1.4K
$66.5K
|
|
Nov 03, 2020
Q3 2020
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-88Closed |
$4.38K - $4.41K
|
0
$0
|
|
Oct 14, 2020
Q3 2020
|
Raymond James Trust N.A.
|
SELL
|
- |
-109- 0.28% |
$5.42K - $5.46K
|
39.1K
$1.86M
|
|
Oct 16, 2020
Q3 2020
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-109Closed |
$5.42K - $5.46K
|
0
$0
|
|
Nov 10, 2020
Q3 2020
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-120- 0.32% |
$5.97K - $6.01K
|
37.7K
$1.79M
|
|
Nov 09, 2020
Q3 2020
|
Valmark Advisers, Inc.
|
SELL
|
- |
-145- 2.67% |
$7.22K - $7.26K
|
5.29K
$251K
|
|
Nov 06, 2020
Q3 2020
|
Exchange Capital Management, Inc.
|
SELL
|
- |
-150- 1.67% |
$7.46K - $7.51K
|
8.85K
$420K
|
|
Nov 06, 2020
Q3 2020
|
M&T Bank Corp
|
SELL
|
- |
-176- 1.71% |
$8.76K - $8.81K
|
10.1K
$479K
|
|
Nov 12, 2020
Q3 2020
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-188- 4.74% |
$9.35K - $9.41K
|
3.78K
$179K
|
|
Oct 07, 2020
Q3 2020
|
Time Scale Financial, Inc.
|
SELL
|
- |
-195Closed |
$9.7K - $9.76K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Riversedge Advisors, LLC
|
SELL
|
- |
-201- 0.43% |
$10K - $10.1K
|
46.5K
$2.21M
|
|
Nov 12, 2020
Q3 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-206- 46.19% |
$10.3K - $10.3K
|
240
$11.4K
|
|
Nov 12, 2020
Q3 2020
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-225Closed |
$11.2K - $11.3K
|
0
$0
|
|
Nov 18, 2020
Q3 2020
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-235Closed |
$11.7K - $11.8K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-264- 1.25% |
$13.1K - $13.2K
|
20.9K
$992K
|
|
Oct 22, 2020
Q3 2020
|
Signature Wealth Management Group
|
SELL
|
- |
-291- 2.03% |
$14.5K - $14.6K
|
14.1K
$668K
|