Purchases and Sales Made in Q3 2020 in Spdr Nuveen Bloomberg Short Te (SHM)
This table provides information about the institutional ownership of Spdr Nuveen Bloomberg Short Te (SHM) during Q3 2020. The information is specifically focused on institutions that hold shares of SPDR NUVEEN BLOOMBERG SHORT TE.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 13, 2020
Q3 2020
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-2.41K- 7.86% |
$120K - $120K
|
28.2K
$1.34M
|
|
Oct 29, 2020
Q3 2020
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-2.48K- 9.25% |
$123K - $124K
|
24.3K
$1.15M
|
|
Oct 06, 2020
Q3 2020
|
Parkside Advisors LLC
|
SELL
|
- |
-2.49K- 29.87% |
$124K - $124K
|
5.84K
$277K
|
|
Nov 16, 2020
Q3 2020
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-2.67K- 33.15% |
$133K - $134K
|
5.39K
$256K
|
|
Oct 26, 2020
Q3 2020
|
Sage Financial Group Inc
|
SELL
|
- |
-2.86K- 18.86% |
$142K - $143K
|
12.3K
$585K
|
|
Nov 13, 2020
Q3 2020
|
Fsa Wealth Management LLC
Needham, MA |
SELL
|
- |
-2.92K- 5.57% |
$145K - $146K
|
49.6K
$2.35M
|
|
Oct 13, 2020
Q3 2020
|
Moneywise, Inc.
|
SELL
|
- |
-2.96K- 4.43% |
$147K - $148K
|
63.9K
$3.03M
|
|
Oct 30, 2020
Q3 2020
|
Columbus Macro, LLC
|
SELL
|
- |
-3.05K- 17.33% |
$152K - $152K
|
14.5K
$690K
|
|
Nov 13, 2020
Q3 2020
|
Family Management Corp
New York, NY |
SELL
|
- |
-3.13KClosed |
$156K - $156K
|
0
$0
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-3.66K- 37.21% |
$182K - $183K
|
6.17K
$293K
|
|
Oct 29, 2020
Q3 2020
|
Ifp Advisors, Inc
|
SELL
|
- |
-3.69K- 48.72% |
$183K - $185K
|
3.88K
$184K
|
|
Nov 16, 2020
Q3 2020
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-3.99K- 1.78% |
$198K - $200K
|
220K
$10.5M
|
|
Oct 23, 2020
Q3 2020
|
Bt Wealth Management LLC
|
SELL
|
- |
-4.12KClosed |
$205K - $206K
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-4.18K- 16.34% |
$208K - $209K
|
21.4K
$1.02M
|
|
Nov 04, 2020
Q3 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-4.37KClosed |
$217K - $219K
|
0
$0
|
|
Nov 05, 2020
Q3 2020
|
Gould Asset Management LLC
Claremont, CA |
SELL
|
- |
-5.02KClosed |
$250K - $251K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-5.03KClosed |
$250K - $252K
|
0
$0
|
|
Nov 06, 2020
Q3 2020
|
Sja Financial Advisory, LLC
|
SELL
|
- |
-5.27K- 17.57% |
$262K - $264K
|
24.7K
$1.17M
|
|
Nov 16, 2020
Q3 2020
|
Aj Wealth Strategies, LLC
|
SELL
|
- |
-5.57K- 9.34% |
$277K - $279K
|
54.1K
$2.57M
|
|
Nov 12, 2020
Q3 2020
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-5.66K- 23.56% |
$282K - $283K
|
18.4K
$872K
|
|
Dec 04, 2020
Q3 2020
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-6.06K- 2.23% |
$302K - $304K
|
266K
$12.6M
|
|
Nov 10, 2020
Q3 2020
|
Strategic Wealth Partners, Ltd.
Independence, OH |
SELL
|
- |
-6.13K- 30.6% |
$305K - $307K
|
13.9K
$661K
|
|
Nov 13, 2020
Q3 2020
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-6.66KClosed |
$331K - $333K
|
0
$0
|
|
Dec 07, 2020
Q3 2020
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-9.85KClosed |
$490K - $493K
|
0
$0
|
|
Oct 15, 2020
Q3 2020
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-9.99KClosed |
$497K - $500K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Old Mission Capital LLC
|
SELL
|
- |
-10.5KClosed |
$521K - $525K
|
0
$0
|
|
Oct 19, 2020
Q3 2020
|
Piershale Financial Group, Inc.
|
SELL
|
- |
-10.5KClosed |
$523K - $526K
|
0
$0
|
|
Nov 02, 2020
Q3 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-10.7K- 23.83% |
$533K - $537K
|
34.3K
$1.63M
|
|
Oct 27, 2020
Q3 2020
|
Pinnacle Financial Partners Inc
|
SELL
|
- |
-10.8K- 23.74% |
$538K - $542K
|
34.8K
$1.65M
|
|
Nov 17, 2020
Q3 2020
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-11.6K- 10.06% |
$576K - $579K
|
103K
$4.91M
|
|
Oct 09, 2020
Q3 2020
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-12.2K- 10.59% |
$605K - $609K
|
103K
$4.88M
|
|
Oct 13, 2020
Q3 2020
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-12.3K- 18.36% |
$610K - $613K
|
54.5K
$2.59M
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-12.6K- 15.37% |
$626K - $630K
|
69.3K
$3.29M
|
|
Oct 20, 2020
Q3 2020
|
Boston Standard Wealth Management, LLC
|
SELL
|
- |
-14.1K- 45.84% |
$701K - $705K
|
16.6K
$790K
|
|
Nov 12, 2020
Q3 2020
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-15.3KClosed |
$763K - $767K
|
0
$0
|
|
Oct 09, 2020
Q3 2020
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-15.4K- 99.99% |
$768K - $773K
|
1
$47.5
|
|
Nov 12, 2020
Q3 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-15.8K- 51.69% |
$787K - $791K
|
14.8K
$702K
|
|
Nov 09, 2020
Q3 2020
|
Lincoln National Corp
|
SELL
|
- |
-16.1K- 21.98% |
$801K - $806K
|
57.2K
$2.71M
|
|
Nov 03, 2020
Q3 2020
|
Allworth Financial LP
|
SELL
|
- |
-17.1K- 14.84% |
$850K - $855K
|
98K
$4.65M
|
|
Nov 13, 2020
Q3 2020
|
Assetmark, Inc
|
SELL
|
- |
-17.2K- 12.77% |
$857K - $862K
|
118K
$5.59M
|
|
Oct 27, 2020
Q3 2020
|
Nicolet Advisory Services, LLC
Green Bay, WI |
SELL
|
- |
-19.5K- 12.8% |
$969K - $975K
|
133K
$6.3M
|
|
Nov 12, 2020
Q3 2020
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-20K- 58.65% |
$995K - $1M
|
14.1K
$669K
|
|
Nov 13, 2020
Q3 2020
|
Charles Schwab Investment Management Inc
San Francisco, CA |
SELL
|
- |
-22.5K- 13.49% |
$1.12M - $1.12M
|
144K
$6.83M
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-25.5K- 4.76% |
$1.27M - $1.28M
|
511K
$24.3M
|
|
Nov 12, 2020
Q3 2020
|
Advisor Os, LLC
|
SELL
|
- |
-26.5KClosed |
$1.32M - $1.33M
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-29.7K- 40.14% |
$1.48M - $1.49M
|
44.2K
$2.1M
|
|
Nov 13, 2020
Q3 2020
|
Axiom Financial Strategies, LLC
New Albany, IN |
SELL
|
- |
-36.7K- 50.19% |
$1.83M - $1.84M
|
36.4K
$1.73M
|
|
Nov 12, 2020
Q3 2020
|
Mattern Wealth Management LLC
|
SELL
|
- |
-41KClosed |
$2.04M - $2.05M
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Bragg Financial Advisors, Inc
Charlotte, NC |
SELL
|
- |
-45.1K- 30.23% |
$2.25M - $2.26M
|
104K
$4.95M
|
|
Nov 13, 2020
Q3 2020
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-62.9K- 92.56% |
$3.13M - $3.15M
|
5.05K
$240K
|