Purchases and Sales Made in Q3 2021 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 29, 2021
Q3 2021
|
O Donnell Financial Services, LLC
|
BUY
|
- |
413KNew |
$16.8M - $18.3M
|
413K
$19.4M
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
BUY
|
- |
324K+ 27.07% |
$13.2M - $14.3M
|
1.52M
$71.5M
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
258K+ 4387.36% |
$10.5M - $11.4M
|
264K
$12.4M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
229K+ 4.07% |
$9.33M - $10.1M
|
5.86M
$276M
|
|
Nov 15, 2021
Q3 2021
|
State Street Corp
Boston, MA |
BUY
|
- |
227K+ 20.16% |
$9.25M - $10.1M
|
1.35M
$63.8M
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
175KNew |
$7.14M - $7.75M
|
175K
$8.25M
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
161K+ 25.17% |
$6.57M - $7.14M
|
803K
$37.8M
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
143K+ 78.99% |
$5.84M - $6.35M
|
325K
$15.3M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
132K+ 19.43% |
$5.37M - $5.83M
|
811K
$38.2M
|
|
Nov 02, 2021
Q3 2021
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
128K+ 102.24% |
$5.23M - $5.68M
|
254K
$12M
|
|
Oct 20, 2021
Q3 2021
|
Johnson Bixby & Associates, LLC
|
BUY
|
- |
111KNew |
$4.51M - $4.9M
|
111K
$5.21M
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
106KNew |
$4.3M - $4.67M
|
106K
$4.97M
|
|
Nov 09, 2021
Q3 2021
|
Valmark Advisers, Inc.
|
BUY
|
- |
101K+ 1.9% |
$4.13M - $4.49M
|
5.44M
$256M
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
BUY
|
- |
96.9K+ 35.16% |
$3.95M - $4.29M
|
373K
$17.5M
|
|
Oct 14, 2021
Q3 2021
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
90.7K+ 62.04% |
$3.69M - $4.01M
|
237K
$11.1M
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
89.4K+ 42.54% |
$3.64M - $3.96M
|
300K
$14.1M
|
|
Nov 16, 2021
Q3 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
75K+ 1.46% |
$3.06M - $3.32M
|
5.21M
$245M
|
|
Nov 03, 2021
Q3 2021
|
Crestwood Advisors Group LLC
|
BUY
|
- |
73.3K+ 5.91% |
$2.98M - $3.24M
|
1.31M
$61.9M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
70.4K+ 4.68% |
$2.86M - $3.11M
|
1.57M
$74.1M
|
|
Nov 12, 2021
Q3 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
68.2K+ 18.76% |
$2.78M - $3.02M
|
432K
$20.3M
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
68.2K+ 1354.72% |
$2.78M - $3.02M
|
73.2K
$3.45M
|
|
Nov 03, 2021
Q3 2021
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
64.1K+ 23.62% |
$2.61M - $2.84M
|
336K
$15.8M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
62K+ 4.88% |
$2.52M - $2.74M
|
1.33M
$62.7M
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
58.8K+ 23.37% |
$2.39M - $2.6M
|
310K
$14.6M
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
58.2K+ 7.91% |
$2.37M - $2.57M
|
793K
$37.3M
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
BUY
|
- |
57.5KNew |
$2.34M - $2.55M
|
57.5K
$2.71M
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
56.2KNew |
$2.29M - $2.49M
|
56.2K
$2.65M
|
|
Nov 15, 2021
Q3 2021
|
Aspire Private Capital, LLC
|
BUY
|
- |
52.5K+ 48.85% |
$2.14M - $2.32M
|
160K
$7.53M
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
50.9K+ 29.75% |
$2.07M - $2.25M
|
222K
$10.5M
|
|
Nov 15, 2021
Q3 2021
|
Townsquare Capital LLC
|
BUY
|
- |
49.3K+ 7.71% |
$2.01M - $2.18M
|
689K
$32.4M
|
|
Nov 08, 2021
Q3 2021
|
Grimes & Company, Inc.
|
BUY
|
- |
48.2K+ 2.75% |
$1.96M - $2.13M
|
1.8M
$84.7M
|
|
Nov 04, 2021
Q3 2021
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
47.9K+ 6.79% |
$1.95M - $2.12M
|
753K
$35.5M
|
|
Oct 13, 2021
Q3 2021
|
Mjp Associates Inc
|
BUY
|
- |
47.7K+ 75.63% |
$1.94M - $2.11M
|
111K
$5.21M
|
|
Nov 15, 2021
Q3 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
46.6K+ 50.55% |
$1.9M - $2.06M
|
139K
$6.53M
|
|
Nov 03, 2021
Q3 2021
|
St Germain D J CO Inc
Springfield, MA |
BUY
|
- |
42K+ 70.79% |
$1.71M - $1.86M
|
101K
$4.77M
|
|
Nov 19, 2021
Q3 2021
|
Cfs Investment Advisory Services, LLC
Totowa, NJ |
BUY
|
- |
39.9KNew |
$1.63M - $1.77M
|
39.9K
$1.88M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
39.6K+ 7.74% |
$1.61M - $1.75M
|
552K
$26M
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
38.9KNew |
$1.58M - $1.72M
|
38.9K
$1.83M
|
|
Oct 19, 2021
Q3 2021
|
Pacific Financial Group Inc
|
BUY
|
- |
37.8K+ 91.5% |
$1.54M - $1.67M
|
79.1K
$3.72M
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
BUY
|
- |
37.1K+ 84.05% |
$1.51M - $1.64M
|
81.2K
$3.82M
|
|
Nov 09, 2021
Q3 2021
|
55 I, LLC
Boston, MA |
BUY
|
- |
37K+ 57.03% |
$1.51M - $1.64M
|
102K
$4.8M
|
|
Oct 06, 2021
Q3 2021
|
Clarus Wealth Advisors
|
BUY
|
- |
36.8KNew |
$1.5M - $1.63M
|
36.8K
$1.73M
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
33.2K+ 23.19% |
$1.35M - $1.47M
|
176K
$8.29M
|
|
Nov 01, 2021
Q3 2021
|
Barber Financial Group, Inc.
|
BUY
|
- |
32K+ 8.44% |
$1.3M - $1.42M
|
411K
$19.4M
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
31.6K+ 29.12% |
$1.29M - $1.4M
|
140K
$6.6M
|
|
Oct 25, 2021
Q3 2021
|
Wbh Advisory Inc
|
BUY
|
- |
30.4K+ 18.87% |
$1.24M - $1.34M
|
191K
$9.01M
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
29.1K+ 12.87% |
$1.19M - $1.29M
|
255K
$12M
|
|
Oct 21, 2021
Q3 2021
|
Valicenti Advisory Services Inc
|
BUY
|
- |
28.6KNew |
$1.17M - $1.27M
|
28.6K
$1.35M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
25.1K+ 24.84% |
$1.02M - $1.11M
|
126K
$5.93M
|
|
Oct 19, 2021
Q3 2021
|
Waller Financial Planning Group, Inc
|
BUY
|
- |
24.8K+ 3.02% |
$1.01M - $1.1M
|
847K
$39.9M
|