Purchases and Sales Made in Q3 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
American Trust
Lexington, KY |
SELL
|
- |
-9.94K- 43.74% |
$361K - $408K
|
12.8K
$581K
|
|
|
Oct 31, 2023
Q3 2023
|
Lunt Capital Management, Inc.
Holladay, UT |
SELL
|
- |
-10.5K- 26.61% |
$380K - $429K
|
28.9K
$1.31M
|
|
|
Oct 24, 2023
Q3 2023
|
Catalyst Private Wealth, LLC
|
SELL
|
- |
-10.8K- 23.98% |
$392K - $442K
|
34.2K
$1.55M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-11.5K- 3.46% |
$416K - $470K
|
320K
$14.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-11.5K- 14.51% |
$417K - $471K
|
67.6K
$3.07M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-12.1K- 1.73% |
$438K - $495K
|
684K
$31M
|
|
|
Oct 31, 2023
Q3 2023
|
Ifg Advisors, LLC
|
SELL
|
- |
-12.3K- 16.34% |
$447K - $504K
|
62.9K
$2.86M
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-13.4K- 2.91% |
$487K - $549K
|
447K
$20.3M
|
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-13.5K- 5.61% |
$491K - $554K
|
227K
$10.3M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-14.3K- 0.42% |
$521K - $588K
|
3.37M
$153M
|
|
|
Nov 03, 2023
Q3 2023
|
Sovereign Financial Group, Inc.
Stamford, CT |
SELL
|
- |
-14.4K- 52.32% |
$525K - $592K
|
13.2K
$597K
|
|
|
Nov 01, 2023
Q3 2023
|
Sightline Wealth Advisors, LLC
|
SELL
|
- |
-14.6K- 38.53% |
$530K - $598K
|
23.3K
$1.06M
|
|
|
Nov 06, 2023
Q3 2023
|
Keystone Financial Group
|
SELL
|
- |
-15.8K- 61.1% |
$576K - $650K
|
10.1K
$458K
|
|
|
Nov 13, 2023
Q3 2023
|
Continental Investors Services, Inc.
Longview, WA |
SELL
|
- |
-16K- 51.48% |
$580K - $655K
|
15K
$683K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-16.2K- 13.79% |
$588K - $663K
|
101K
$4.59M
|
|
|
Aug 13, 2024
Q3 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-17K- 47.2% |
$617K - $696K
|
19K
$862K
|
|
|
Oct 23, 2023
Q3 2023
|
Dakota Wealth Management
|
SELL
|
- |
-17.1K- 4.32% |
$620K - $699K
|
378K
$17.2M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-17.1K- 31.19% |
$620K - $700K
|
37.7K
$1.71M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-18.7K- 10.08% |
$680K - $767K
|
167K
$7.57M
|
|
|
Oct 10, 2023
Q3 2023
|
Trinity Wealth Management, LLC
|
SELL
|
- |
-18.8K- 56.71% |
$684K - $772K
|
14.4K
$652K
|
|
|
Nov 14, 2023
Q3 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-19.6K- 3.77% |
$713K - $805K
|
501K
$22.7M
|
|
|
Nov 06, 2023
Q3 2023
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
SELL
|
- |
-21.4K- 60.74% |
$777K - $877K
|
13.8K
$627K
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-21.6K- 9.04% |
$787K - $888K
|
218K
$9.88M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-22.1K- 0.96% |
$804K - $907K
|
2.29M
$104M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-22.8K- 8.9% |
$828K - $934K
|
233K
$10.6M
|
|
|
Nov 06, 2023
Q3 2023
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-26K- 13.86% |
$944K - $1.07M
|
161K
$7.32M
|
|
|
Oct 17, 2023
Q3 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-28.9K- 40.6% |
$1.05M - $1.18M
|
42.2K
$1.92M
|
|
|
Nov 06, 2023
Q3 2023
|
Carr Financial Group Corp
Worcester, MA |
SELL
|
- |
-30.9K- 66.07% |
$1.12M - $1.27M
|
15.9K
$720K
|
|
|
Nov 09, 2023
Q3 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-30.9K- 62.95% |
$1.12M - $1.27M
|
18.2K
$826K
|
|
|
Oct 12, 2023
Q3 2023
|
Rvw Wealth, LLC
|
SELL
|
- |
-31.4K- 7.55% |
$1.14M - $1.29M
|
384K
$17.4M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-36.5K- 4.58% |
$1.33M - $1.5M
|
761K
$34.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-38.9K- 5.24% |
$1.41M - $1.6M
|
703K
$31.9M
|
|
|
Oct 26, 2023
Q3 2023
|
Ironwood Wealth Management, Llc.
|
SELL
|
- |
-39.7K- 23.46% |
$1.44M - $1.63M
|
129K
$5.88M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-40.8K- 2.72% |
$1.48M - $1.67M
|
1.46M
$66.1M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-54.6K- 3.05% |
$1.98M - $2.24M
|
1.73M
$78.6M
|
|
|
Oct 31, 2023
Q3 2023
|
Annex Advisory Services, LLC
|
SELL
|
- |
-72.9K- 15.69% |
$2.65M - $2.99M
|
392K
$17.8M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-76.1K- 33.48% |
$2.77M - $3.12M
|
151K
$6.86M
|
|
|
Oct 17, 2023
Q3 2023
|
Tpg Financial Advisors, LLC
|
SELL
|
- |
-79.9K- 48.25% |
$2.9M - $3.28M
|
85.7K
$3.89M
|
|
|
Nov 09, 2023
Q3 2023
|
Texas Permanent School Fund
Austin, TX |
SELL
|
- |
-89.3K- 17.17% |
$3.25M - $3.66M
|
431K
$19.6M
|
|
|
Oct 10, 2023
Q3 2023
|
Pure Financial Advisors, LLC
|
SELL
|
- |
-114K- 29.76% |
$4.13M - $4.66M
|
268K
$12.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-117K- 43.58% |
$4.25M - $4.79M
|
151K
$6.86M
|
|
|
Nov 07, 2023
Q3 2023
|
Scarborough Advisors, LLC
Annapolis, MD |
SELL
|
- |
-121K- 96.4% |
$4.4M - $4.96M
|
4.51K
$205K
|
|
|
Nov 08, 2023
Q3 2023
|
Bcgm Wealth Management, LLC
|
SELL
|
- |
-130K- 64.26% |
$4.73M - $5.34M
|
72.4K
$3.29M
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-174K- 31.1% |
$6.33M - $7.15M
|
386K
$17.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-184K- 18.02% |
$6.69M - $7.55M
|
837K
$38M
|
|
|
Oct 24, 2023
Q3 2023
|
Adamsbrown Wealth Consultants LLC
|
SELL
|
- |
-197K- 82.14% |
$7.15M - $8.07M
|
42.8K
$1.94M
|
|
|
Nov 14, 2023
Q3 2023
|
Stadion Money Management, LLC
Watkinsville, GA |
SELL
|
- |
-242K- 15.71% |
$8.78M - $9.91M
|
1.3M
$58.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-267K- 40.37% |
$9.7M - $10.9M
|
394K
$17.9M
|
|
|
Oct 17, 2023
Q3 2023
|
Amplius Wealth Advisors, LLC
|
SELL
|
- |
-720K- 94.8% |
$26.2M - $29.5M
|
39.5K
$1.79M
|