Purchases and Sales Made in Q3 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
BUY
|
- |
68.9K+ 9.62% |
$2.5M - $2.83M
|
785K
$35.6M
|
|
|
Nov 02, 2023
Q3 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
68.8KNew |
$2.5M - $2.82M
|
68.8K
$3.12M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
67.2K+ 11.41% |
$2.44M - $2.76M
|
656K
$29.8M
|
|
|
Nov 08, 2023
Q3 2023
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
67K+ 0.93% |
$2.43M - $2.75M
|
7.28M
$330M
|
|
|
Nov 13, 2023
Q3 2023
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
65.6K+ 98.86% |
$2.38M - $2.69M
|
132K
$5.99M
|
|
|
Nov 09, 2023
Q3 2023
|
Spc Financial, Inc.
|
BUY
|
- |
65.3KNew |
$2.37M - $2.68M
|
65.3K
$2.96M
|
|
|
Oct 18, 2023
Q3 2023
|
Syntegra Private Wealth Group, LLC
Chesterfield, MO |
BUY
|
- |
62.3K+ 3.58% |
$2.26M - $2.56M
|
1.8M
$81.7M
|
|
|
Nov 15, 2023
Q3 2023
|
Townsquare Capital LLC
|
BUY
|
- |
61.3K+ 6.59% |
$2.23M - $2.51M
|
992K
$45M
|
|
|
Nov 06, 2023
Q3 2023
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
61.1K+ 8.68% |
$2.22M - $2.51M
|
766K
$34.8M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
60.2KNew |
$2.19M - $2.47M
|
60.2K
$2.73M
|
|
|
Oct 31, 2023
Q3 2023
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
60KNew |
$2.18M - $2.46M
|
60K
$2.72M
|
|
|
Oct 13, 2023
Q3 2023
|
Key Bridge Compliance, LLC
Covington, KY |
BUY
|
- |
58KNew |
$2.11M - $2.38M
|
58K
$2.63M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
56.1K+ 14.72% |
$2.04M - $2.3M
|
437K
$19.8M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
55.6K+ 15.72% |
$2.02M - $2.28M
|
410K
$18.6M
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
49KNew |
$1.78M - $2.01M
|
49K
$2.22M
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
45.9K+ 14.61% |
$1.67M - $1.88M
|
360K
$16.4M
|
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
45.6K+ 9.46% |
$1.66M - $1.87M
|
528K
$24M
|
|
|
Nov 03, 2023
Q3 2023
|
Syon Capital LLC
San Francisco, CA |
BUY
|
- |
45.5KNew |
$1.65M - $1.86M
|
45.5K
$2.06M
|
|
|
Nov 08, 2023
Q3 2023
|
Obermeyer Wood Investment Counsel, Lllp
Aspen, CO |
BUY
|
- |
43.2K+ 4.28% |
$1.57M - $1.77M
|
1.05M
$47.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
41.1KNew |
$1.49M - $1.69M
|
41.1K
$1.86M
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
40.1K+ 81.26% |
$1.46M - $1.65M
|
89.5K
$4.06M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
38.6K+ 2.74% |
$1.4M - $1.58M
|
1.45M
$65.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
38.4K+ 4.39% |
$1.4M - $1.58M
|
914K
$41.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
37.1K+ 182.6% |
$1.35M - $1.52M
|
57.4K
$2.6M
|
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
34.4K+ 139.06% |
$1.25M - $1.41M
|
59.2K
$2.69M
|
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
32.8K+ 108.3% |
$1.19M - $1.34M
|
63.1K
$2.86M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
32K+ 6.27% |
$1.16M - $1.31M
|
542K
$24.6M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
31.8K+ 51.2% |
$1.16M - $1.3M
|
93.9K
$4.26M
|
|
|
Nov 07, 2023
Q3 2023
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
31.3K+ 2.23% |
$1.14M - $1.28M
|
1.43M
$65M
|
|
|
Oct 13, 2023
Q3 2023
|
Psi Advisors, LLC
|
BUY
|
- |
29.3K+ 29.43% |
$1.06M - $1.2M
|
129K
$5.84M
|
|
|
Nov 30, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
28.5KNew |
$1.04M - $1.17M
|
28.5K
$1.29M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
28.3K+ 28.4% |
$1.03M - $1.16M
|
128K
$5.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
27.8K+ 85.92% |
$1.01M - $1.14M
|
60.2K
$2.73M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
25.1K+ 12.28% |
$914K - $1.03M
|
230K
$10.4M
|
|
|
Oct 13, 2023
Q3 2023
|
Gilman Hill Asset Management, LLC
|
BUY
|
- |
23.7KNew |
$861K - $972K
|
23.7K
$1.08M
|
|
|
Nov 22, 2023
Q3 2023
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
23.3K+ 260.95% |
$845K - $954K
|
32.2K
$1.46M
|
|
|
Nov 13, 2023
Q3 2023
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
22.9K+ 2.87% |
$833K - $940K
|
822K
$37.3M
|
|
|
Nov 08, 2023
Q3 2023
|
Sequoia Financial Advisors, LLC
|
BUY
|
- |
22.9KNew |
$832K - $939K
|
22.9K
$1.04M
|
|
|
Oct 24, 2023
Q3 2023
|
Aspire Capital Advisors LLC
Seattle, WA |
BUY
|
- |
21.3K+ 9.03% |
$775K - $875K
|
258K
$11.7M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
20.3K+ 16.46% |
$737K - $832K
|
143K
$6.51M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
20K+ 2.76% |
$728K - $821K
|
744K
$33.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
18.8K+ 23.66% |
$682K - $770K
|
98.1K
$4.45M
|
|
|
Nov 13, 2023
Q3 2023
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
18.6KNew |
$677K - $764K
|
18.6K
$846K
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
18.5K+ 22.17% |
$673K - $759K
|
102K
$4.63M
|
|
|
Nov 07, 2023
Q3 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
18.2K+ 149.49% |
$663K - $748K
|
30.4K
$1.38M
|
|
|
Oct 23, 2023
Q3 2023
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
18.2KNew |
$662K - $747K
|
18.2K
$827K
|
|
|
Nov 06, 2023
Q3 2023
|
Aveo Capital Partners, LLC
|
BUY
|
- |
18.1K+ 74.3% |
$657K - $741K
|
42.4K
$1.92M
|
|
|
Oct 31, 2023
Q3 2023
|
Triumph Capital Management
|
BUY
|
- |
17.1K+ 136.51% |
$623K - $703K
|
29.7K
$1.35M
|
|
|
Nov 09, 2023
Q3 2023
|
Garrett Wealth Advisory Group, LLC
|
BUY
|
- |
17K+ 4.18% |
$619K - $699K
|
425K
$19.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
17K+ 61.31% |
$618K - $698K
|
44.8K
$2.03M
|