Purchases and Sales Made in Q3 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
7.65KNew |
$278K - $314K
|
7.65K
$340K
|
|
|
Oct 11, 2023
Q3 2023
|
Legacy Private Trust Co.
|
BUY
|
- |
7.64K+ 14.45% |
$278K - $314K
|
60.5K
$2.69M
|
|
|
Nov 13, 2023
Q3 2023
|
Mystic Asset Management, Inc.
Warwick, RI |
BUY
|
- |
7.35KNew |
$267K - $301K
|
7.35K
$327K
|
|
|
Oct 10, 2023
Q3 2023
|
Summit Investment Advisory Services, LLC
Roseville, MN |
BUY
|
- |
7.02K+ 4.23% |
$255K - $288K
|
173K
$7.69M
|
|
|
Nov 08, 2023
Q3 2023
|
Trinity Point Wealth, LLC
|
BUY
|
- |
6.95KNew |
$252K - $285K
|
6.95K
$309K
|
|
|
Oct 12, 2023
Q3 2023
|
Essex Savings Bank
|
BUY
|
- |
6.76KNew |
$246K - $277K
|
6.76K
$301K
|
|
|
Oct 24, 2023
Q3 2023
|
Retirement Planning Group
|
BUY
|
- |
6.62KNew |
$241K - $272K
|
6.62K
$295K
|
|
|
May 15, 2024
Q3 2023
|
Global Financial Private Client, LLC
Sarasota, FL |
BUY
|
- |
6.51K+ 81.29% |
$237K - $267K
|
14.5K
$646K
|
|
|
Nov 08, 2023
Q3 2023
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
6.51K+ 958.03% |
$236K - $267K
|
7.18K
$320K
|
|
|
Oct 10, 2023
Q3 2023
|
Mjp Associates Inc
|
BUY
|
- |
6.48K+ 9.0% |
$236K - $266K
|
78.5K
$3.49M
|
|
|
Nov 13, 2023
Q3 2023
|
Fiduciary Group LLC
Savannah, GA |
BUY
|
- |
6.25KNew |
$227K - $256K
|
6.25K
$278K
|
|
|
Oct 19, 2023
Q3 2023
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
6.22K+ 4.95% |
$226K - $255K
|
132K
$5.87M
|
|
|
Nov 14, 2023
Q3 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
6.18K+ 79.59% |
$225K - $253K
|
13.9K
$620K
|
|
|
Oct 24, 2023
Q3 2023
|
Strategic Investment Advisors
Farmington Hills, MI |
BUY
|
- |
6.14K+ 67.03% |
$223K - $252K
|
15.3K
$680K
|
|
|
Oct 16, 2023
Q3 2023
|
Ziegler Capital Management, LLC
|
BUY
|
- |
6.1K+ 82.32% |
$222K - $250K
|
13.5K
$601K
|
|
|
Oct 19, 2023
Q3 2023
|
Lockerman Financial Group, Inc.
|
BUY
|
- |
6.09KNew |
$221K - $250K
|
6.09K
$271K
|
|
|
Nov 14, 2023
Q3 2023
|
Ascent Group, LLC
|
BUY
|
- |
6.08K+ 18.68% |
$221K - $249K
|
38.6K
$1.72M
|
|
|
Oct 24, 2023
Q3 2023
|
North Rock Partners, LLC
|
BUY
|
- |
6.04K+ 20.84% |
$220K - $248K
|
35K
$1.56M
|
|
|
Nov 13, 2023
Q3 2023
|
Eqis Capital Management, Inc.
San Rafael, CA |
BUY
|
- |
5.97KNew |
$217K - $245K
|
5.97K
$266K
|
|
|
Oct 27, 2023
Q3 2023
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
BUY
|
- |
5.77K+ 37.04% |
$210K - $237K
|
21.4K
$950K
|
|
|
Nov 14, 2023
Q3 2023
|
Kpp Advisory Services LLC
Louisville, KY |
BUY
|
- |
5.74KNew |
$209K - $236K
|
5.74K
$255K
|
|
|
Oct 23, 2023
Q3 2023
|
Colton Groome Financial Advisors, LLC
|
BUY
|
- |
5.63K+ 11.2% |
$205K - $231K
|
55.8K
$2.48M
|
|
|
Nov 07, 2023
Q3 2023
|
Security Financial Services, Inc.
|
BUY
|
- |
5.13K+ 5.33% |
$186K - $210K
|
101K
$4.51M
|
|
|
Jan 02, 2024
Q3 2023
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
5.11K+ 102.26% |
$186K - $210K
|
10.1K
$450K
|
|
|
Nov 01, 2023
Q3 2023
|
Allen Capital Group, LLC
|
BUY
|
- |
5.07K+ 1.66% |
$184K - $208K
|
311K
$13.9M
|
|
|
Nov 02, 2023
Q3 2023
|
Mitsubishi Ufj Asset Management (Uk) Ltd.
|
BUY
|
- |
5K+ 5.84% |
$182K - $205K
|
90.6K
$4.03M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
4.85KNew |
$176K - $199K
|
4.85K
$216K
|
|
|
Nov 06, 2023
Q3 2023
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
4.64K+ 2.06% |
$169K - $190K
|
230K
$10.2M
|
|
|
Jul 22, 2024
Q3 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
4.38K+ 0.78% |
$159K - $180K
|
565K
$25.1M
|
|
|
Oct 16, 2023
Q3 2023
|
Edmonds Duncan Registered Investment Advisors, LLC
|
BUY
|
- |
4.12K+ 4.98% |
$150K - $169K
|
86.7K
$3.86M
|
|
|
Oct 17, 2023
Q3 2023
|
1900 Wealth Management LLC
|
BUY
|
- |
4.09K+ 2.46% |
$149K - $168K
|
170K
$7.56M
|
|
|
Oct 16, 2023
Q3 2023
|
Trilogy Capital Inc.
|
BUY
|
- |
4.02K+ 1.32% |
$146K - $165K
|
308K
$13.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
4.01K+ 43.71% |
$146K - $164K
|
13.2K
$586K
|
|
|
Oct 19, 2023
Q3 2023
|
Blue Fin Capital, Inc.
|
BUY
|
- |
3.84K+ 35.46% |
$140K - $158K
|
14.7K
$653K
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
3.81K+ 14.94% |
$139K - $156K
|
29.3K
$1.31M
|
|
|
Oct 12, 2023
Q3 2023
|
Richard W. Paul & Associates, LLC
Novi, MI |
BUY
|
- |
3.8K+ 51.53% |
$138K - $156K
|
11.2K
$498K
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
3.79K+ 0.4% |
$138K - $156K
|
952K
$42.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3.74K+ 63.29% |
$136K - $153K
|
9.64K
$429K
|
|
|
Oct 17, 2023
Q3 2023
|
Meridian Wealth Management, LLC
|
BUY
|
- |
3.7K+ 31.38% |
$134K - $152K
|
15.5K
$689K
|
|
|
Nov 03, 2023
Q3 2023
|
Nottingham Advisors, Inc.
Amherst, NY |
BUY
|
- |
3.65K+ 22.57% |
$133K - $150K
|
19.8K
$882K
|
|
|
Nov 03, 2023
Q3 2023
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
BUY
|
- |
3.62K+ 7238.0% |
$132K - $148K
|
3.67K
$163K
|
|
|
Oct 12, 2023
Q3 2023
|
Sage Financial Management Group, Inc.
|
BUY
|
- |
3.59K+ 6.92% |
$130K - $147K
|
55.4K
$2.46M
|
|
|
Nov 13, 2023
Q3 2023
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
3.5K+ 23.26% |
$127K - $144K
|
18.5K
$825K
|
|
|
Oct 23, 2023
Q3 2023
|
Bridgeworth, LLC
Birmingham, AL |
BUY
|
- |
3.34K+ 0.33% |
$121K - $137K
|
1.01M
$45.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
3.18K+ 8.23% |
$116K - $131K
|
41.8K
$1.86M
|
|
|
Oct 25, 2023
Q3 2023
|
Stone Point Wealth LLC
|
BUY
|
- |
3.18K+ 9.59% |
$115K - $130K
|
36.3K
$1.62M
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
BUY
|
- |
3.17K+ 62.75% |
$115K - $130K
|
8.23K
$366K
|
|
|
Oct 11, 2023
Q3 2023
|
Cfm Wealth Partners LLC
|
BUY
|
- |
3.1K+ 6.55% |
$113K - $127K
|
50.5K
$2.25M
|
|
|
Nov 09, 2023
Q3 2023
|
Wcg Wealth Advisors LLC
Las Vegas, NV |
BUY
|
- |
3.08K+ 3.8% |
$112K - $126K
|
84.2K
$3.75M
|
|
|
Oct 20, 2023
Q3 2023
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
3.07K+ 40.64% |
$112K - $126K
|
10.6K
$473K
|