Purchases and Sales Made in Q3 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q3 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 16, 2023
Q3 2023
|
Mbe Wealth Management, LLC
|
SELL
|
- |
-682- 7.06% |
$24.8K - $28K
|
8.98K
$408K
|
|
|
Nov 02, 2023
Q3 2023
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-698- 3.67% |
$25.4K - $28.6K
|
18.3K
$831K
|
|
|
Nov 02, 2023
Q3 2023
|
Jfs Wealth Advisors, LLC
|
SELL
|
- |
-721- 33.58% |
$26.2K - $29.6K
|
1.43K
$64.7K
|
|
|
Oct 10, 2023
Q3 2023
|
Acorn Financial Advisory Services Inc
|
SELL
|
- |
-724- 6.38% |
$26.3K - $29.7K
|
10.6K
$482K
|
|
|
Oct 10, 2023
Q3 2023
|
Kwb Wealth
Redlands, CA |
SELL
|
- |
-726- 0.28% |
$26.4K - $29.8K
|
260K
$11.8M
|
|
|
Nov 09, 2023
Q3 2023
|
Collaborative Wealth Managment Inc.
Lake Mary, FL |
SELL
|
- |
-783- 4.23% |
$28.5K - $32.1K
|
17.7K
$805K
|
|
|
Nov 14, 2023
Q3 2023
|
Van Den Berg Management I, Inc
Austin, TX |
SELL
|
- |
-814- 8.91% |
$29.6K - $33.4K
|
8.32K
$378K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-834- 0.98% |
$30.3K - $34.2K
|
84.6K
$3.84M
|
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-919- 8.24% |
$33.4K - $37.7K
|
10.2K
$464K
|
|
|
Oct 23, 2023
Q3 2023
|
Financial Management Network Inc
|
SELL
|
- |
-927- 4.91% |
$33.7K - $38K
|
18K
$815K
|
|
|
Oct 30, 2023
Q3 2023
|
Aspire Wealth Management Corp
Waltham, MA |
SELL
|
- |
-953- 12.76% |
$34.6K - $39.1K
|
6.52K
$296K
|
|
|
Nov 14, 2023
Q3 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-971- 3.13% |
$35.3K - $39.8K
|
30.1K
$1.36M
|
|
|
Nov 02, 2023
Q3 2023
|
Crew Capital Management, Ltd.
|
SELL
|
- |
-988- 13.57% |
$35.9K - $40.5K
|
6.29K
$286K
|
|
|
Nov 14, 2023
Q3 2023
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-989- 4.29% |
$36K - $40.6K
|
22.1K
$1M
|
|
|
Nov 14, 2023
Q3 2023
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-1.01K- 0.83% |
$36.7K - $41.5K
|
120K
$5.46M
|
|
|
Nov 13, 2023
Q3 2023
|
Prosperity Consulting Group, LLC
|
SELL
|
- |
-1.01K- 6.12% |
$36.9K - $41.6K
|
15.6K
$706K
|
|
|
Oct 24, 2023
Q3 2023
|
Brown Financial Advisory
|
SELL
|
- |
-1.02K- 5.11% |
$37.1K - $41.9K
|
19K
$861K
|
|
|
Nov 01, 2023
Q3 2023
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
SELL
|
- |
-1.04K- 10.69% |
$37.6K - $42.5K
|
8.65K
$392K
|
|
|
Nov 13, 2023
Q3 2023
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-1.05K- 7.19% |
$38K - $42.9K
|
13.5K
$612K
|
|
|
Nov 13, 2023
Q3 2023
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
SELL
|
- |
-1.06K- 1.38% |
$38.7K - $43.6K
|
76.1K
$3.46M
|
|
|
Nov 13, 2023
Q3 2023
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-1.07K- 10.46% |
$38.9K - $43.9K
|
9.17K
$416K
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-1.09K- 0.87% |
$39.5K - $44.6K
|
124K
$5.64M
|
|
|
Oct 27, 2023
Q3 2023
|
Hudson Valley Investment Advisors Inc
|
SELL
|
- |
-1.16K- 1.23% |
$42.1K - $47.5K
|
92.6K
$4.21M
|
|
|
Nov 09, 2023
Q3 2023
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-1.19K- 1.51% |
$43.3K - $48.9K
|
77.6K
$3.52M
|
|
|
Oct 31, 2023
Q3 2023
|
Tilson Financial Group, Inc.
New Providence, NJ |
SELL
|
- |
-1.2K- 5.24% |
$43.7K - $49.3K
|
21.7K
$987K
|
|
|
Oct 27, 2023
Q3 2023
|
Carmel Capital Partners, LLC
|
SELL
|
- |
-1.22K- 30.84% |
$44.4K - $50.1K
|
2.74K
$124K
|
|
|
Nov 15, 2023
Q3 2023
|
High Falls Advisors, Inc
Rochester, NY |
SELL
|
- |
-1.22K- 15.27% |
$44.4K - $50.1K
|
6.78K
$308K
|
|
|
Oct 31, 2023
Q3 2023
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-1.24K- 8.67% |
$45K - $50.8K
|
13K
$592K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.24K- 11.03% |
$45.2K - $51K
|
10K
$455K
|
|
|
Nov 09, 2023
Q3 2023
|
Strategic Financial Planning, Inc.
|
SELL
|
- |
-1.37K- 1.4% |
$49.7K - $56.1K
|
96.6K
$4.38M
|
|
|
Nov 09, 2023
Q3 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-1.4K- 19.5% |
$50.9K - $57.4K
|
5.78K
$262K
|
|
|
Oct 25, 2023
Q3 2023
|
Bensler, LLC
Bellevue, WA |
SELL
|
- |
-1.42K- 1.62% |
$51.7K - $58.3K
|
86.6K
$3.93M
|
|
|
Oct 30, 2023
Q3 2023
|
Narus Financial Partners, LLC
Salt Lake City, UT |
SELL
|
- |
-1.45K- 9.76% |
$52.6K - $59.4K
|
13.4K
$608K
|
|
|
Nov 21, 2023
Q3 2023
|
Rooted Wealth Advisors, Inc.
Bourbonnais, IL |
SELL
|
- |
-1.49K- 19.98% |
$54K - $61K
|
5.95K
$270K
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
SELL
|
- |
-1.49K- 3.14% |
$54.2K - $61.2K
|
46.1K
$2.09M
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-1.51K- 2.07% |
$54.7K - $61.8K
|
71.1K
$3.23M
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.53K- 1.44% |
$55.7K - $62.8K
|
105K
$4.77M
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-1.58K- 1.66% |
$57.6K - $65K
|
94K
$4.27M
|
|
|
Nov 02, 2023
Q3 2023
|
Ddfg, Inc
Thousand Oaks, CA |
SELL
|
- |
-1.59K- 3.62% |
$57.8K - $65.3K
|
42.3K
$1.92M
|
|
|
Oct 26, 2023
Q3 2023
|
Detalus Advisors, LLC
|
SELL
|
- |
-1.66K- 13.71% |
$60.3K - $68K
|
10.4K
$474K
|
|
|
Oct 10, 2023
Q3 2023
|
Mc Namara Financial Services, Inc.
|
SELL
|
- |
-1.67K- 0.43% |
$60.5K - $68.3K
|
389K
$17.7M
|
|
|
Nov 08, 2023
Q3 2023
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-1.67K- 20.99% |
$60.6K - $68.3K
|
6.27K
$285K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.68K- 0.08% |
$61.2K - $69K
|
2.21M
$100M
|
|
|
Nov 09, 2023
Q3 2023
|
Emc Capital Management
Houston, TX |
SELL
|
- |
-1.74K- 62.3% |
$63.1K - $71.2K
|
1.05K
$47.7K
|
|
|
Nov 08, 2023
Q3 2023
|
Shepherd Financial Partners LLC
Winchester, MA |
SELL
|
- |
-1.74K- 6.02% |
$63.2K - $71.4K
|
27.2K
$1.23M
|
|
|
Nov 13, 2023
Q3 2023
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-1.8K- 17.93% |
$65.4K - $73.8K
|
8.24K
$374K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.81K- 0.86% |
$65.6K - $74K
|
208K
$9.44M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.89K- 9.58% |
$68.5K - $77.3K
|
17.8K
$807K
|
|
|
Oct 31, 2023
Q3 2023
|
Manhattan West Asset Management, LLC
Los Angeles, CA |
SELL
|
- |
-1.93K- 6.44% |
$70K - $79K
|
28K
$1.27M
|
|
|
Nov 13, 2023
Q3 2023
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-1.93K- 11.47% |
$70.1K - $79.1K
|
14.9K
$676K
|