Purchases and Sales Made in Q4 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 19, 2024
Q4 2023
|
Mayfair Advisory Group, LLC
Birmingham, AL |
SELL
|
- |
-4.24K- 46.5% |
$145K - $182K
|
4.88K
$230K
|
|
|
Jan 30, 2024
Q4 2023
|
Grove Bank & Trust
|
SELL
|
- |
-4.32K- 24.56% |
$148K - $185K
|
13.3K
$625K
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-4.38K- 8.74% |
$150K - $188K
|
45.8K
$2.15M
|
|
|
Feb 07, 2024
Q4 2023
|
Wrapmanager Inc
|
SELL
|
- |
-4.42K- 2.6% |
$152K - $189K
|
165K
$7.78M
|
|
|
Jan 23, 2024
Q4 2023
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-4.59K- 7.01% |
$157K - $196K
|
60.8K
$2.86M
|
|
|
Feb 14, 2024
Q4 2023
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-4.59K- 16.0% |
$157K - $197K
|
24.1K
$1.13M
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-4.66K- 35.37% |
$160K - $200K
|
8.51K
$401K
|
|
|
Feb 14, 2024
Q4 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-4.91K- 7.35% |
$168K - $210K
|
61.8K
$2.91M
|
|
|
Feb 15, 2024
Q4 2023
|
Pca Investment Advisory Services Inc.
Cincinnati, OH |
SELL
|
- |
-4.96K- 27.78% |
$170K - $212K
|
12.9K
$606K
|
|
|
Feb 13, 2024
Q4 2023
|
Ascent Group, LLC
|
SELL
|
- |
-5.46K- 14.14% |
$187K - $234K
|
33.2K
$1.56M
|
|
|
Feb 09, 2024
Q4 2023
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-5.5K- 13.02% |
$189K - $236K
|
36.7K
$1.73M
|
|
|
Jan 30, 2024
Q4 2023
|
Crescent Grove Advisors, LLC
|
SELL
|
- |
-6.05K- 13.33% |
$207K - $259K
|
39.3K
$1.85M
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-6.13K- 43.95% |
$210K - $262K
|
7.81K
$368K
|
|
|
Feb 05, 2024
Q4 2023
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-6.16K- 10.26% |
$211K - $264K
|
53.8K
$2.53M
|
|
|
Feb 13, 2024
Q4 2023
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-6.29K- 4.77% |
$216K - $269K
|
126K
$5.91M
|
|
|
Jul 17, 2024
Q4 2023
|
Kelly Financial Services LLC
Braintree, MA |
SELL
|
- |
-6.37K- 23.08% |
$218K - $273K
|
21.2K
$999K
|
|
|
Feb 06, 2024
Q4 2023
|
Aveo Capital Partners, LLC
|
SELL
|
- |
-6.46K- 15.24% |
$222K - $277K
|
35.9K
$1.69M
|
|
|
Feb 06, 2024
Q4 2023
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-6.64K- 50.0% |
$228K - $284K
|
6.64K
$312K
|
|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-6.77K- 11.42% |
$232K - $290K
|
52.6K
$2.47M
|
|
|
Jan 11, 2024
Q4 2023
|
Affinity Capital Advisors, LLC
|
SELL
|
- |
-6.96K- 9.54% |
$239K - $298K
|
66K
$3.11M
|
|
|
Jan 30, 2024
Q4 2023
|
Marmo Financial Group, LLC
Johnson City, TN |
SELL
|
- |
-7K- 2.25% |
$240K - $300K
|
304K
$14.3M
|
|
|
Feb 15, 2024
Q4 2023
|
Wealthquest Corp
Cincinnati, OH |
SELL
|
- |
-7.03K- 5.36% |
$241K - $301K
|
124K
$5.84M
|
|
|
Jan 29, 2024
Q4 2023
|
Tilson Financial Group, Inc.
New Providence, NJ |
SELL
|
- |
-7.15K- 32.89% |
$245K - $306K
|
14.6K
$687K
|
|
|
Feb 29, 2024
Q4 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-7.17K- 14.88% |
$246K - $307K
|
41K
$1.93M
|
|
|
Feb 12, 2024
Q4 2023
|
Manhattan West Asset Management, LLC
Los Angeles, CA |
SELL
|
- |
-7.56K- 27.0% |
$259K - $324K
|
20.4K
$961K
|
|
|
Jan 24, 2024
Q4 2023
|
Grimes & Company, Inc.
|
SELL
|
- |
-7.71K- 8.98% |
$265K - $330K
|
78.2K
$3.68M
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-7.97K- 5.55% |
$273K - $341K
|
136K
$6.38M
|
|
|
Feb 14, 2024
Q4 2023
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-8.18K- 60.62% |
$280K - $350K
|
5.31K
$250K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-8.65K- 12.79% |
$297K - $370K
|
59K
$2.78M
|
|
|
Jun 26, 2024
Q4 2023
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-8.91K- 2.83% |
$306K - $382K
|
306K
$14.4M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-9.18K- 0.41% |
$315K - $393K
|
2.2M
$104M
|
|
|
Jan 11, 2024
Q4 2023
|
Brookstone Capital Management
|
SELL
|
- |
-9.2K- 47.6% |
$315K - $394K
|
10.1K
$476K
|
|
|
Feb 13, 2024
Q4 2023
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-9.68K- 10.29% |
$332K - $414K
|
84.4K
$3.97M
|
|
|
Jan 30, 2024
Q4 2023
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-9.88K- 49.08% |
$339K - $423K
|
10.3K
$483K
|
|
|
Feb 21, 2024
Q4 2023
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-10.3K- 14.06% |
$354K - $442K
|
63.1K
$2.97M
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-10.4K- 15.31% |
$356K - $445K
|
57.4K
$2.7M
|
|
|
Feb 06, 2024
Q4 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-11K- 17.51% |
$379K - $473K
|
52K
$2.45M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11.9K- 9.66% |
$407K - $509K
|
111K
$5.23M
|
|
|
Jan 23, 2024
Q4 2023
|
Tsfg, LLC
|
SELL
|
- |
-12.2K- 55.91% |
$419K - $524K
|
9.64K
$454K
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-12.4K- 69.73% |
$425K - $531K
|
5.38K
$253K
|
|
|
Apr 04, 2024
Q4 2023
|
Financial Synergies Wealth Advisors, Inc.
Houston, TX |
SELL
|
- |
-12.9K- 4.55% |
$442K - $552K
|
271K
$12.7M
|
|
|
Feb 14, 2024
Q4 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-13.7K- 45.5% |
$469K - $586K
|
16.4K
$771K
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-14.4K- 37.39% |
$494K - $617K
|
24.1K
$1.14M
|
|
|
Feb 09, 2024
Q4 2023
|
Franklin Resources Inc
San Mateo, CA |
SELL
|
- |
-14.7K- 25.57% |
$503K - $628K
|
42.7K
$2.01M
|
|
|
Jan 09, 2024
Q4 2023
|
Wbh Advisory Inc
|
SELL
|
- |
-15.4K- 6.01% |
$528K - $659K
|
241K
$11.3M
|
|
|
Feb 12, 2024
Q4 2023
|
Destiny Capital Corp/Co
Golden, CO |
SELL
|
- |
-15.9K- 12.32% |
$545K - $680K
|
113K
$5.32M
|
|
|
Nov 05, 2024
Q4 2023
|
Rmr Capital Management, LLC
Tustin, CA |
SELL
|
- |
-16K- 22.6% |
$550K - $687K
|
54.9K
$2.59M
|
|
|
Feb 08, 2024
Q4 2023
|
Main Line Retirement Advisors, LLC
Radnor, PA |
SELL
|
- |
-16.3K- 67.76% |
$559K - $698K
|
7.75K
$365K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-16.7K- 27.73% |
$572K - $714K
|
43.5K
$2.05M
|
|
|
Jan 29, 2024
Q4 2023
|
Adamsbrown Wealth Consultants LLC
|
SELL
|
- |
-17K- 39.64% |
$582K - $726K
|
25.8K
$1.21M
|