Purchases and Sales Made in Q4 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2024
Q4 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
656+ 10.55% |
$22.5K - $28.1K
|
6.88K
$316K
|
|
|
Feb 12, 2024
Q4 2023
|
Smartleaf Asset Management LLC
Boston, MA |
BUY
|
- |
627New |
$21.5K - $26.9K
|
627
$28.8K
|
|
|
Feb 08, 2024
Q4 2023
|
Klr Investment Advisors, LLC
Providence, RI |
BUY
|
- |
623+ 8.42% |
$21.4K - $26.7K
|
8.03K
$369K
|
|
|
Jan 25, 2024
Q4 2023
|
E&G Advisors, LP
|
BUY
|
- |
600+ 5.16% |
$20.6K - $25.7K
|
12.2K
$562K
|
|
|
Jan 18, 2024
Q4 2023
|
Prairie Sky Financial Group LLC
Westchester, IL |
BUY
|
- |
590+ 0.84% |
$20.2K - $25.3K
|
71.2K
$3.27M
|
|
|
Feb 02, 2024
Q4 2023
|
Valmark Advisers, Inc.
|
BUY
|
- |
589+ 0.01% |
$20.2K - $25.2K
|
5.23M
$240M
|
|
|
Feb 02, 2024
Q4 2023
|
Penobscot Wealth Management
|
BUY
|
- |
586+ 1.29% |
$20.1K - $25.1K
|
46.2K
$2.12M
|
|
|
Feb 12, 2024
Q4 2023
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
580+ 6.71% |
$19.9K - $24.8K
|
9.23K
$424K
|
|
|
Jan 23, 2024
Q4 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
579+ 0.84% |
$19.9K - $24.8K
|
69.3K
$3.18M
|
|
|
Aug 13, 2024
Q4 2023
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
577+ 3.04% |
$19.8K - $24.7K
|
19.6K
$899K
|
|
|
Jan 30, 2024
Q4 2023
|
Latitude Advisors, LLC
|
BUY
|
- |
527+ 4.29% |
$18.1K - $22.6K
|
12.8K
$588K
|
|
|
Jan 12, 2024
Q4 2023
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
495+ 4.84% |
$17K - $21.2K
|
10.7K
$493K
|
|
|
Feb 05, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
480+ 2.69% |
$16.5K - $20.6K
|
18.4K
$843K
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
427+ 5.47% |
$14.6K - $18.3K
|
8.23K
$378K
|
|
|
Jan 17, 2024
Q4 2023
|
Courier Capital LLC
|
BUY
|
- |
407+ 6.12% |
$14K - $17.4K
|
7.06K
$324K
|
|
|
Feb 09, 2024
Q4 2023
|
Frazier Financial Advisors, LLC
Columbus, OH |
BUY
|
- |
405New |
$13.9K - $17.3K
|
405
$18.6K
|
|
|
Jan 31, 2024
Q4 2023
|
Old Second National Bank Of Aurora
|
BUY
|
- |
382+ 15.63% |
$13.1K - $16.4K
|
2.83K
$130K
|
|
|
Feb 12, 2024
Q4 2023
|
Mystic Asset Management, Inc.
Warwick, RI |
BUY
|
- |
355+ 4.83% |
$12.2K - $15.2K
|
7.71K
$354K
|
|
|
Jan 23, 2024
Q4 2023
|
Webster Bank, N. A.
|
BUY
|
- |
350New |
$12K - $15K
|
350
$16.1K
|
|
|
Feb 05, 2024
Q4 2023
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
342+ 27.63% |
$11.7K - $14.6K
|
1.58K
$72.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
342New |
$11.7K - $14.6K
|
342
$15.7K
|
|
|
Feb 06, 2024
Q4 2023
|
Family Asset Management, LLC
Charleston, SC |
BUY
|
- |
334+ 1670.0% |
$11.5K - $14.3K
|
354
$16.3K
|
|
|
Jan 18, 2024
Q4 2023
|
Investment Research & Advisory Group, Inc.
|
BUY
|
- |
330New |
$11.3K - $14.1K
|
330
$15.2K
|
|
|
Feb 14, 2024
Q4 2023
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
318+ 16.05% |
$10.9K - $13.6K
|
2.3K
$106K
|
|
|
Feb 27, 2025
Q4 2023
|
Reap Financial Group, LLC
Austin, TX |
BUY
|
- |
310New |
$10.6K - $13.3K
|
310
$14.2K
|
|
|
Feb 13, 2024
Q4 2023
|
Cfs Investment Advisory Services, LLC
Totowa, NJ |
BUY
|
- |
308+ 2.53% |
$10.6K - $13.2K
|
12.5K
$573K
|
|
|
Jan 29, 2024
Q4 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
305+ 120.55% |
$10.5K - $13.1K
|
558
$25.6K
|
|
|
Feb 06, 2024
Q4 2023
|
Clifford Swan Investment Counsel LLC
|
BUY
|
- |
294+ 4.4% |
$10.1K - $12.6K
|
6.98K
$321K
|
|
|
Aug 06, 2024
Q4 2023
|
American Financial & Tax Strategies Inc
New York, NY |
BUY
|
- |
283+ 3.84% |
$9.71K - $12.1K
|
7.64K
$351K
|
|
|
Jan 24, 2024
Q4 2023
|
Financial Security Advisor, Inc.
Virginia Beach, VA |
BUY
|
- |
278+ 0.06% |
$9.54K - $11.9K
|
458K
$21M
|
|
|
Jun 10, 2025
Q4 2023
|
Birchbrook, Inc.
Bangor, ME |
BUY
|
- |
272New |
$9.33K - $11.6K
|
272
$12.5K
|
|
|
Feb 08, 2024
Q4 2023
|
Barnes Pettey Financial Advisors, LLC
|
BUY
|
- |
265+ 2.15% |
$9.09K - $11.3K
|
12.6K
$579K
|
|
|
Feb 13, 2024
Q4 2023
|
Angeles Wealth Management, LLC
|
BUY
|
- |
260+ 5.1% |
$8.92K - $11.1K
|
5.36K
$246K
|
|
|
Feb 09, 2024
Q4 2023
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
244+ 2.48% |
$8.37K - $10.5K
|
10.1K
$462K
|
|
|
Feb 07, 2024
Q4 2023
|
Northwest Financial Advisors
Herndon, VA |
BUY
|
- |
239New |
$8.2K - $10.2K
|
239
$11K
|
|
|
Jan 26, 2024
Q4 2023
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
219+ 1.49% |
$7.51K - $9.38K
|
14.9K
$684K
|
|
|
Feb 14, 2024
Q4 2023
|
Shoker Investment Counsel, Inc.
Oxford, OH |
BUY
|
- |
213+ 0.56% |
$7.31K - $9.12K
|
38.3K
$1.76M
|
|
|
Jan 18, 2024
Q4 2023
|
Patron Partners, LLC
|
BUY
|
- |
209+ 1.44% |
$7.17K - $8.95K
|
14.7K
$677K
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
208+ 472.73% |
$7.13K - $8.91K
|
252
$11.6K
|
|
|
Jan 09, 2024
Q4 2023
|
Defined Wealth Management, LLC
|
BUY
|
- |
203+ 0.5% |
$6.96K - $8.69K
|
40.8K
$1.88M
|
|
|
Jan 16, 2024
Q4 2023
|
Butensky & Cohen Financial Security, Inc
|
BUY
|
- |
203+ 1.47% |
$6.96K - $8.69K
|
14K
$642K
|
|
|
Jan 22, 2024
Q4 2023
|
Hofer & Associates. Inc
Thousand Oaks, CA |
BUY
|
- |
193+ 0.2% |
$6.62K - $8.27K
|
98.4K
$4.52M
|
|
|
Feb 06, 2024
Q4 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
181New |
$6.21K - $7.75K
|
181
$8.31K
|
|
|
Feb 14, 2024
Q4 2023
|
Ars Investment Partners, LLC
|
BUY
|
- |
180+ 0.7% |
$6.17K - $7.71K
|
25.8K
$1.18M
|
|
|
Feb 14, 2024
Q4 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
179+ 0.42% |
$6.14K - $7.67K
|
42.7K
$1.96M
|
|
|
Jan 31, 2024
Q4 2023
|
Vantage Investment Partners, LLC
|
BUY
|
- |
175+ 2.05% |
$6K - $7.5K
|
8.71K
$400K
|
|
|
Jan 19, 2024
Q4 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
166+ 6.47% |
$5.69K - $7.11K
|
2.73K
$125K
|
|
|
Feb 02, 2024
Q4 2023
|
Jdm Financial Group LLC
Encino, CA |
BUY
|
- |
165+ 2.2% |
$5.66K - $7.07K
|
7.68K
$353K
|
|
|
Jan 02, 2024
Q4 2023
|
M&R Capital Management Inc
|
BUY
|
- |
158+ 35.51% |
$5.42K - $6.77K
|
603
$27.7K
|
|
|
Jan 23, 2024
Q4 2023
|
Corrigan Financial, Inc.
Middletown, RI |
BUY
|
- |
143+ 0.7% |
$4.9K - $6.12K
|
20.5K
$941K
|