Purchases and Sales Made in Q4 2023 in Spdr Portfolio S&P 600 Small C (SPSM)
This table provides information about the institutional ownership of Spdr Portfolio S&P 600 Small C (SPSM) during Q4 2023. The information is specifically focused on institutions that hold shares of SPDR PORTFOLIO S&P 600 SMALL C.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 09, 2024
Q4 2023
|
Wbh Advisory Inc
|
SELL
|
- |
-15.4K- 6.01% |
$528K - $659K
|
241K
$11.1M
|
|
|
Feb 12, 2024
Q4 2023
|
Destiny Capital Corp/Co
Golden, CO |
SELL
|
- |
-15.9K- 12.32% |
$545K - $680K
|
113K
$5.19M
|
|
|
Nov 05, 2024
Q4 2023
|
Rmr Capital Management, LLC
Tustin, CA |
SELL
|
- |
-16K- 22.6% |
$550K - $687K
|
54.9K
$2.52M
|
|
|
May 28, 2025
Q4 2023
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-16.2K- 66.98% |
$556K - $694K
|
7.99K
$367K
|
|
|
Feb 08, 2024
Q4 2023
|
Main Line Retirement Advisors, LLC
Radnor, PA |
SELL
|
- |
-16.3K- 67.76% |
$559K - $698K
|
7.75K
$356K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-16.7K- 27.73% |
$572K - $714K
|
43.5K
$2M
|
|
|
Jan 29, 2024
Q4 2023
|
Adamsbrown Wealth Consultants LLC
|
SELL
|
- |
-17K- 39.64% |
$582K - $726K
|
25.8K
$1.19M
|
|
|
Feb 08, 2024
Q4 2023
|
Sig Fig Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-17K- 20.01% |
$583K - $728K
|
68K
$3.12M
|
|
|
Feb 13, 2024
Q4 2023
|
Edge Capital Group, LLC
|
SELL
|
- |
-17.2K- 42.8% |
$589K - $736K
|
23K
$1.05M
|
|
|
Feb 13, 2024
Q4 2023
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-19K- 88.84% |
$651K - $812K
|
2.38K
$109K
|
|
|
Feb 12, 2024
Q4 2023
|
Us Advisors Wealth Management, LLC
Eden Prairie, MN |
SELL
|
- |
-20.6K- 54.85% |
$706K - $881K
|
16.9K
$778K
|
|
|
Jan 18, 2024
Q4 2023
|
Mjp Associates Inc
|
SELL
|
- |
-22.4K- 28.54% |
$769K - $960K
|
56.1K
$2.58M
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-22.8K- 5.11% |
$783K - $978K
|
424K
$19.5M
|
|
|
Jan 10, 2024
Q4 2023
|
Amplius Wealth Advisors, LLC
|
SELL
|
- |
-26.4K- 66.83% |
$905K - $1.13M
|
13.1K
$601K
|
|
|
Jan 29, 2024
Q4 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-26.4K- 28.15% |
$906K - $1.13M
|
67.5K
$3.1M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-29.8K- 4.36% |
$1.02M - $1.28M
|
654K
$30M
|
|
|
Feb 14, 2024
Q4 2023
|
Garrett Wealth Advisory Group, LLC
|
SELL
|
- |
-34.9K- 8.23% |
$1.2M - $1.5M
|
390K
$17.9M
|
|
|
Feb 08, 2024
Q4 2023
|
Texas Permanent School Fund
Austin, TX |
SELL
|
- |
-35.5K- 8.23% |
$1.22M - $1.52M
|
395K
$18.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-36.5K- 1.08% |
$1.25M - $1.56M
|
3.33M
$153M
|
|
|
Jan 18, 2024
Q4 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-38.3K- 7.25% |
$1.31M - $1.64M
|
490K
$22.5M
|
|
|
Aug 08, 2024
Q4 2023
|
Syntrinsic LLC
Denver, CO |
SELL
|
- |
-39.4K- 22.39% |
$1.35M - $1.69M
|
136K
$6.27M
|
|
|
Jan 11, 2024
Q4 2023
|
626 Financial, LLC
|
SELL
|
- |
-39.4K- 30.45% |
$1.35M - $1.69M
|
90K
$4.13M
|
|
|
Feb 14, 2024
Q4 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-41.2K- 47.98% |
$1.41M - $1.76M
|
44.7K
$2.05M
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-43.9K- 49.1% |
$1.51M - $1.88M
|
45.6K
$2.09M
|
|
|
Feb 14, 2024
Q4 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-45.5K- 61.82% |
$1.56M - $1.95M
|
28.1K
$1.29M
|
|
|
Feb 01, 2024
Q4 2023
|
Aspire Private Capital, LLC
|
SELL
|
- |
-47.1K- 21.96% |
$1.62M - $2.02M
|
167K
$7.69M
|
|
|
Jan 08, 2024
Q4 2023
|
Rvw Wealth, LLC
|
SELL
|
- |
-49.1K- 12.79% |
$1.69M - $2.1M
|
335K
$15.4M
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-54.2K- 48.74% |
$1.86M - $2.32M
|
57K
$2.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-59.3K- 98.51% |
$2.04M - $2.54M
|
900
$41.3K
|
|
|
Feb 07, 2024
Q4 2023
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-62.4K- 4.36% |
$2.14M - $2.67M
|
1.37M
$62.9M
|
|
|
Jan 18, 2024
Q4 2023
|
Austin Private Wealth, LLC
|
SELL
|
- |
-79.4K- 8.4% |
$2.72M - $3.4M
|
865K
$39.7M
|
|
|
Jan 16, 2024
Q4 2023
|
Security Financial Services, Inc.
|
SELL
|
- |
-80.7K- 79.62% |
$2.77M - $3.45M
|
20.6K
$948K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-84.7K- 11.13% |
$2.9M - $3.63M
|
676K
$31.1M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-91.1K- 86.78% |
$3.12M - $3.9M
|
13.9K
$637K
|
|
|
Feb 07, 2024
Q4 2023
|
Advisor Os, LLC
|
SELL
|
- |
-94.9K- 46.12% |
$3.25M - $4.06M
|
111K
$5.09M
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-104K- 4.56% |
$3.58M - $4.48M
|
2.19M
$101M
|
|
|
Jan 24, 2024
Q4 2023
|
Allworth Financial LP
|
SELL
|
- |
-111K- 35.21% |
$3.82M - $4.76M
|
205K
$9.4M
|
|
|
Jan 31, 2024
Q4 2023
|
Aifg Consultants Ltd.
Halfmoon, NY |
SELL
|
- |
-128K- 92.14% |
$4.37M - $5.46M
|
10.9K
$499K
|
|
|
Aug 07, 2025
Q4 2023
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-129K- 75.83% |
$4.41M - $5.51M
|
41K
$1.88M
|
|
|
Feb 13, 2024
Q4 2023
|
Annex Advisory Services, LLC
|
SELL
|
- |
-150K- 38.39% |
$5.16M - $6.44M
|
241K
$11.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-169K- 24.09% |
$5.81M - $7.25M
|
533K
$24.5M
|
|
|
Feb 09, 2024
Q4 2023
|
Assetmark, Inc
|
SELL
|
- |
-186K- 15.39% |
$6.39M - $7.98M
|
1.02M
$47M
|
|
|
May 28, 2025
Q4 2023
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-204K- 77.62% |
$6.99M - $8.72M
|
58.7K
$2.7M
|
|
|
Feb 05, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-213K- 97.79% |
$7.3M - $9.12M
|
4.82K
$221K
|
|
|
Jan 22, 2024
Q4 2023
|
Horizon Wealth Management, LLC
|
SELL
|
- |
-265K- 96.76% |
$9.08M - $11.3M
|
8.86K
$407K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-344K- 5.29% |
$11.8M - $14.7M
|
6.16M
$283M
|
|
|
Feb 13, 2024
Q4 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-431K- 86.11% |
$14.8M - $18.5M
|
69.5K
$3.19M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-554K- 18.01% |
$19M - $23.7M
|
2.52M
$116M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-630K- 48.65% |
$21.6M - $27M
|
665K
$30.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-871K- 99.36% |
$29.9M - $37.3M
|
5.58K
$256K
|