Purchases and Sales Made in Q1 2022 in Principal ETF U S Mega Cap (USMC)
This table provides information about the institutional ownership of Principal ETF U S Mega Cap (USMC) during Q1 2022. The information is specifically focused on institutions that hold shares of PRINCIPAL ETF U S MEGA-CAP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
189K+ 31.67% |
$7.48M - $8.42M
|
785K
$48.6M
|
|
|
May 19, 2022
Q1 2022
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
44.1K+ 38.46% |
$1.75M - $1.97M
|
159K
$9.83M
|
|
|
May 10, 2022
Q1 2022
|
Cornercap Investment Counsel Inc
Atlanta, GA |
BUY
|
- |
39.8KNew |
$1.57M - $1.77M
|
39.8K
$2.46M
|
|
|
May 13, 2022
Q1 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
15.1KNew |
$599K - $675K
|
15.1K
$936K
|
|
|
May 16, 2022
Q1 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
14.9K+ 171.94% |
$591K - $665K
|
23.6K
$1.46M
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
13.8K+ 12.27% |
$548K - $617K
|
127K
$7.84M
|
|
|
May 16, 2022
Q1 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.45K+ 24.98% |
$216K - $243K
|
27.3K
$1.69M
|
|
|
May 16, 2022
Q1 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
4.86KNew |
$193K - $217K
|
4.86K
$301K
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.84K+ 3.33% |
$112K - $126K
|
88.1K
$5.45M
|
|
|
Apr 25, 2022
Q1 2022
|
Segment Wealth Management, LLC
|
BUY
|
- |
2.04K+ 1.3% |
$80.6K - $90.8K
|
158K
$9.8M
|
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.51K+ 6.91% |
$60K - $67.5K
|
23.4K
$1.45M
|
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.01K+ 4.95% |
$39.9K - $45K
|
21.4K
$1.32M
|
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
819+ 1.57% |
$32.4K - $36.5K
|
52.9K
$3.27M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
622+ 5.6% |
$24.6K - $27.7K
|
11.7K
$726K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5+ 0.07% |
$198 - $223
|
7.24K
$448K
|
|
|
May 13, 2022
Q1 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
3New |
$119 - $134
|
3
$186
|
|
|
May 02, 2022
Q1 2022
|
Simplex Trading, LLC
|
SELL
|
- |
-100Closed |
$3.96K - $4.46K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-110Closed |
$4.36K - $4.91K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-134- 1.77% |
$5.31K - $5.98K
|
7.42K
$459K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-858- 19.19% |
$34K - $38.3K
|
3.61K
$224K
|
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.52K- 2.39% |
$60K - $67.6K
|
61.8K
$3.82M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.55K- 1.39% |
$61.2K - $69K
|
110K
$6.79M
|
|
|
May 02, 2022
Q1 2022
|
Sheets Smith Wealth Management
|
SELL
|
- |
-4.44K- 10.05% |
$176K - $198K
|
39.7K
$2.46M
|
|
|
May 09, 2022
Q1 2022
|
Brooklyn Fi, LLC
New York, NY |
SELL
|
- |
-4.55KClosed |
$180K - $203K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-5.72K- 4.07% |
$226K - $255K
|
135K
$8.34M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-22.3K- 20.2% |
$883K - $994K
|
88.1K
$5.45M
|
|
|
May 16, 2022
Q1 2022
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-39.1K- 25.41% |
$1.55M - $1.74M
|
115K
$7.1M
|
|
|
May 16, 2022
Q1 2022
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-1.33MClosed |
$52.8M - $59.4M
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-5.84M- 16.23% |
$231M - $261M
|
30.2M
$1.87B
|