Advisors Asset Management, Inc. Oxford Square Capital Corp. Transaction History

Advisors Asset Management, Inc.

$5.28 Billion
Q3 2024

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2022 May 17, 2022	SELL	$3.92 - $4.38 $213,608 - $238,674	-54,492 Closed	0 $0
Q4 2021 Feb 15, 2022	SELL	$3.8 - $4.4 $8,789 - $10,177	-2,313 Reduced 4.07%	54,492 $222,000
Q3 2021 Nov 12, 2021	SELL	$4.02 - $4.97 $174,222 - $215,394	-43,339 Reduced 43.28%	56,805 $230,000
Q2 2021 Jul 30, 2021	SELL	$4.59 - $5.12 $208,427 - $232,494	-45,409 Reduced 31.2%	100,144 $492,000
Q1 2021 May 07, 2021	SELL	$3.18 - $4.76 $209,011 - $312,860	-65,727 Reduced 31.11%	145,553 $675,000
Q4 2020 Feb 12, 2021	SELL	$2.42 - $3.42 $141,664 - $200,203	-58,539 Reduced 21.7%	211,280 $644,000
Q3 2020 Nov 16, 2020	SELL	$2.3 - $2.94 $327,499 - $418,629	-142,391 Reduced 34.54%	269,819 $666,000
Q2 2020 Aug 12, 2020	SELL	$2.12 - $3.71 $132,542 - $231,949	-62,520 Reduced 13.17%	412,210 $1.15 Million
Q1 2020 May 15, 2020	SELL	$2.06 - $6.24 $109,353 - $331,244	-53,084 Reduced 10.06%	474,730 $1.21 Million
Q4 2019 Feb 14, 2020	BUY	$5.11 - $6.22 $107,539 - $130,899	21,045 Added 4.15%	527,814 $2.87 Million
Q3 2019 Nov 14, 2019	SELL	$6.04 - $6.71 $74,497 - $82,761	-12,334 Reduced 2.38%	506,769 $3.16 Million
Q2 2019 Aug 14, 2019	SELL	$6.21 - $6.6 $83,841 - $89,106	-13,501 Reduced 2.53%	519,103 $3.32 Million
Q1 2019 May 15, 2019	BUY	$6.18 - $7.45 $275,040 - $331,562	44,505 Added 9.12%	532,604 $3.46 Million
Q4 2018 Jan 31, 2019	SELL	$5.89 - $7.19 $187,466 - $228,843	-31,828 Reduced 6.12%	488,099 $3.16 Million
Q3 2018 Nov 15, 2018	BUY	$6.95 - $7.49 $275,129 - $296,506	39,587 Added 8.24%	519,927 $3.7 Million
Q2 2018 Aug 22, 2018	BUY	$5.94 - $7.18 $1.11 Million - $1.34 Million	187,123 Added 63.82%	480,340 $3.31 Million
Q2 2018 Aug 15, 2018	BUY	$5.94 - $7.18 $1.74 Million - $2.11 Million	293,217 New	293,217 $3.31 Million

Others Institutions Holding OXSQ

# of Institutions

Shares Held

4.1M

Call Options Held

Put Options Held

David A. Siegel Two Sigma Advisers, LP | New York, Ny

1.28M
Shares

$3.45 Million
0.01% of portfolio
Two Sigma Investments, LP New York, NY

789K
Shares

$2.13 Million
0.01% of portfolio
Legal & General Group PLC London, X0

446K
Shares

$1.2 Million
0.0% of portfolio
Black Rock Inc. New York, NY

206K
Shares

$557,274
0.0% of portfolio
Virtus ETF Advisers LLC New York, NY

151K
Shares

$406,965
0.21% of portfolio

View Full List

About Oxford Square Capital Corp.

Ticker OXSQ
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Shares Outstandng 49,761,400
Market Cap $134M
Description
Oxford Square Capital Corp. is a business development company, operates as a closed-end, non-diversified management investment company. It is a private equity and mezzanine firm. The firm invests in both public and private companies. It invests in secured and unsecured senior debt, subordinated debt, junior subordinated debt, preferred stock, co...

More about OXSQ

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