Aegon Usa Investment Management, LLC Rivernorth Opportunities Fund, Inc. Transaction History

Aegon Usa Investment Management, LLC

$100 Million
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 05, 2024	BUY	$9.67 - $11.25 $147,264 - $171,326	15,229 Added 43.59%	50,165 $551,000
Q3 2023 Nov 13, 2023	BUY	$10.51 - $11.51 $45,939 - $50,310	4,371 Added 14.3%	34,936 $367,000
Q2 2023 Aug 01, 2023	BUY	$10.89 - $11.6 $86,041 - $91,651	7,901 Added 34.86%	30,565 $349,000
Q1 2023 May 25, 2023	BUY	$10.92 - $12.55 $247,490 - $284,433	22,664 New	22,664 $257,000
Q1 2022 Apr 26, 2022	SELL	$15.2 - $16.65 $726,028 - $795,287	-47,765 Closed	0 $0
Q4 2021 Jan 28, 2022	BUY	$15.76 - $17.65 $752,776 - $843,052	47,765 New	47,765 $762,000
Q4 2020 Jan 29, 2021	SELL	$13.86 - $16.32 $169,092 - $199,104	-12,200 Closed	0 $0
Q3 2020 Oct 21, 2020	BUY	$14.1 - $16.09 $172,020 - $196,298	12,200 New	12,200 $175,000
Q2 2020 Jul 15, 2020	SELL	$11.67 - $15.21 $602,883 - $785,763	-51,661 Closed	0 $0
Q1 2020 Apr 24, 2020	BUY	$9.57 - $17.2 $494,395 - $888,569	51,661 New	51,661 $642,000

Others Institutions Holding RIV

# of Institutions

46

Shares Held

4.86M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.71M
Shares

$21.4 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

609K
Shares

$7.6 Million
0.17% of portfolio
Lpl Financial LLC Fort Mill, SC

326K
Shares

$4.07 Million
0.0% of portfolio
National Asset Management, Inc. Boca Raton, FL

248K
Shares

$3.1 Million
0.08% of portfolio
Wells Fargo & Company San Francisco, CA

227K
Shares

$2.84 Million
0.0% of portfolio

About RIVERNORTH OPPORTUNITIES FUND, INC.

Ticker RIV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
RiverNorth Opportunities Fund, Inc. was founded in 2015 and is headquartered in Chicago, Illinois.

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