Allworth Financial LP Pioneer Floating Rate Fund, Inc. Transaction History

Allworth Financial LP

$16.1 Billion
Q3 2024

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2020 Jul 24, 2020	SELL	$7.52 - $9.74 $20,108 - $26,044	-2,674 Closed	0 $0
Q1 2020 Apr 17, 2020	BUY	$6.68 - $11.19 $360 - $604	54 Added 2.06%	2,674 $20,000
Q4 2019 Jan 16, 2020	BUY	$10.32 - $10.97 $464 - $493	45 Added 1.75%	2,620 $29,000
Q3 2019 Oct 09, 2019	BUY	$10.28 - $10.67 $472 - $490	46 Added 1.82%	2,575 $27,000
Q2 2019 Jul 25, 2019	BUY	$10.31 - $10.84 $298 - $314	29 Added 1.16%	2,529 $27,000
Q1 2019 May 07, 2019	BUY	$10.04 - $10.73 $25,099 - $26,825	2,500 New	2,500 $26,000

Others Institutions Holding PHD

# of Institutions

45

Shares Held

3.99M

Call Options Held

0

Put Options Held

0

Lake Street Financial LLC

703K
Shares

$6.91 Million
1.16% of portfolio
Relative Value Partners Group, LLC Northbrook, IL

666K
Shares

$6.54 Million
0.86% of portfolio
Advisors Asset Management, Inc. Monument, CO

348K
Shares

$3.42 Million
0.07% of portfolio
Guggenheim Capital LLC Chicago, IL

335K
Shares

$3.3 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

321K
Shares

$3.15 Million
0.0% of portfolio

About Pioneer Floating Rate Fund, Inc.

Ticker PHD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Floating Rate Fund, Inc. is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans. It benchmarks the performance of its portfolio against the Barclays U.S. High Yield Lo...

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