Institutional Ownership Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information about the institutional ownership of Pioneer Floating Rate Fund, Inc. (PHD). We have compiled data on the 45 institutions that hold shares in the stock, with a total of 3.99 Million shares, which have been reported (via 13F filing form) to have a value of $39 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Lake Street Financial LLC
|
Oct 22, 2024 Q3 2024 |
703,350
shares
|
$6.88 Million
1.16% of portfolio
|
Q3 2024
Added 5.67%
|
|
|
Relative Value Partners Group, LLC
Northbrook, IL |
Jul 12, 2024 Q2 2024 |
665,600
shares
|
$6.51 Million
0.86% of portfolio
|
Q2 2024
New holding
|
|
|
Advisors Asset Management, Inc.
Monument, CO |
Nov 08, 2024 Q3 2024 |
347,536
shares
|
$3.4 Million
0.07% of portfolio
|
Q3 2024
Reduced 3.16%
|
|
|
Guggenheim Capital LLC
Chicago, IL |
Nov 13, 2024 Q3 2024 |
335,441
shares
|
$3.28 Million
0.02% of portfolio
|
Q3 2024
Added 0.53%
|
|
|
Invesco Ltd.
Atlanta, GA |
Nov 12, 2024 Q3 2024 |
320,634
shares
|
$3.14 Million
0.0% of portfolio
|
Q3 2024
Added 22.66%
|
|
|
Bank Of America Corp
Charlotte, NC |
Nov 14, 2024 Q3 2024 |
290,201
shares
|
$2.84 Million
0.0% of portfolio
|
Q3 2024
Reduced 8.46%
|
|
|
Morgan Stanley
New York, NY |
Nov 14, 2024 Q3 2024 |
153,564
shares
|
$1.5 Million
0.0% of portfolio
|
Q3 2024
Reduced 14.7%
|
|
|
Clear Creek Financial Management, LLC
|
Oct 29, 2024 Q3 2024 |
137,527
shares
|
$1.35 Million
0.16% of portfolio
|
Q3 2024
Added 10.82%
|
|
|
Trustcore Financial Services, LLC
|
Feb 13, 2023 Q4 2022 |
110,982
shares
|
$1.09 Million
0.09% of portfolio
|
Q1 2022
Added 120.94%
|
|
|
Royal Bank Of Canada
Toronto, A6 |
Nov 14, 2024 Q3 2024 |
97,578
shares
|
$954,312
0.0% of portfolio
|
Q3 2024
Reduced 0.26%
|
|
|
Shaker Financial Services, LLC
|
Oct 31, 2024 Q3 2024 |
94,788
shares
|
$927,026
0.36% of portfolio
|
Q3 2024
Reduced 2.09%
|
|
|
Pathstone Holdings, LLC
Englewood, NJ |
Nov 07, 2024 Q3 2024 |
85,367
shares
|
$834,889
0.0% of portfolio
|
Q3 2024
Reduced 2.95%
|
|
|
Virtus ETF Advisers LLC
New York, NY |
Nov 14, 2024 Q3 2024 |
70,244
shares
|
$686,986
0.34% of portfolio
|
Q3 2024
Reduced 21.79%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Nov 13, 2024 Q3 2024 |
60,154
shares
|
$588,306
0.0% of portfolio
|
Q3 2024
Reduced 4.45%
|
|
|
Riverbridge Partners LLC
|
Oct 15, 2024 Q3 2024 |
54,696
shares
|
$534,926
0.01% of portfolio
|
Q3 2024
Reduced 32.47%
|
|
|
Ubs Group Ag
|
Nov 14, 2024 Q3 2024 |
54,081
shares
|
$528,912
0.0% of portfolio
|
Q3 2024
Reduced 11.94%
|
|
|
Fiera Capital Corp
Montreal, A8 |
Nov 01, 2024 Q3 2024 |
51,360
shares
|
$502,300
0.0% of portfolio
|
Q3 2024
New holding
|
|
|
Captrust Financial Advisors
Raleigh, NC |
Nov 14, 2024 Q3 2024 |
50,231
shares
|
$491,259
0.0% of portfolio
|
Q1 2024
Reduced 1.36%
|
|
|
Sit Investment Associates Inc
Minneapolis, MN |
Nov 13, 2024 Q3 2024 |
46,751
shares
|
$457,224
0.01% of portfolio
|
Q3 2024
Reduced 36.1%
|
|
|
Wells Fargo & Company
San Francisco, CA |
Nov 13, 2024 Q3 2024 |
43,686
shares
|
$427,249
0.0% of portfolio
|
Q3 2024
Reduced 4.06%
|
|
|
Cetera Investment Advisers
Schaumburg, IL |
Nov 13, 2024 Q3 2024 |
26,125
shares
|
$255,502
0.0% of portfolio
|
Q3 2024
Added 0.09%
|
|
|
Rothschild Investment LLC
Chicago, IL |
Oct 18, 2024 Q3 2024 |
24,800
shares
|
$242,543
0.02% of portfolio
|
Q4 2023
Added 34.03%
|
|
|
Melfa Wealth Management, LLC
Westborough, MA |
Oct 16, 2024 Q3 2024 |
21,151
shares
|
$206,856
0.14% of portfolio
|
Q3 2024
Reduced 32.5%
|
|
|
Flagship Harbor Advisors, LLC
|
Oct 21, 2024 Q3 2024 |
18,578
shares
|
$181,692
0.01% of portfolio
|
Q3 2024
Reduced 4.13%
|
|
|
Commonwealth Equity Services, LLC
|
Oct 18, 2024 Q3 2024 |
16,371
shares
|
$160,108
0.0% of portfolio
|
Q3 2024
Added 0.04%
|