Latest Institutional Transactions on Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information on the latest institutional transactions involving Pioneer Floating Rate Fund, Inc. (PHD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-930- 1.82% |
$9.06K - $9.3K
|
50.2K
$508K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.76K- 3.91% |
$26.8K - $27.6K
|
67.7K
$685K
|
|
|
Nov 14, 2025
Q3 2025
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
50K+ 125.0% |
$487K - $500K
|
90K
$911K
|
|
|
Nov 14, 2025
Q3 2025
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
362K+ 106.87% |
$3.52M - $3.62M
|
700K
$7.08M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.11K- 18.71% |
$30.3K - $31.1K
|
13.5K
$137K
|
|
|
Nov 14, 2025
Q3 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
29.3K+ 64.61% |
$286K - $293K
|
74.7K
$756K
|
|
|
Nov 14, 2025
Q3 2025
|
Quarry LP
New York, NY |
BUY
|
- |
512K+ 2566.89% |
$4.98M - $5.12M
|
532K
$5.38M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-20.9K- 10.73% |
$203K - $209K
|
174K
$1.76M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.53K+ 3.42% |
$44.2K - $45.3K
|
137K
$1.39M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
8.4K+ 40.27% |
$81.8K - $84K
|
29.3K
$296K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
10.4KNew |
$101K - $104K
|
10.4K
$105K
|
|
|
Nov 14, 2025
Q3 2025
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
15.3K+ 40.57% |
$149K - $153K
|
53K
$536K
|
|
|
Nov 13, 2025
Q3 2025
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
34.1KNew |
$332K - $341K
|
34.1K
$345K
|
|
|
Nov 13, 2025
Q3 2025
|
Css LLC
Chicago, IL |
BUY
|
- |
98.8K+ 135.37% |
$963K - $988K
|
172K
$1.74M
|
|
|
Nov 13, 2025
Q3 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-87.7K- 39.09% |
$854K - $877K
|
137K
$1.38M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
8.43K+ 19.95% |
$82.1K - $84.3K
|
50.7K
$513K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
2.12K+ 8.54% |
$20.6K - $21.2K
|
26.9K
$272K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-86.5K- 25.72% |
$843K - $865K
|
250K
$2.53M
|
|
|
Nov 13, 2025
Q3 2025
|
Seven Mile Advisory
Ewing, NJ |
BUY
|
- |
22.1KNew |
$216K - $221K
|
22.1K
$224K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
19+ 0.17% |
$185 - $190
|
11.2K
$113K
|
|
|
Nov 12, 2025
Q3 2025
|
Icon Advisers Inc
Greenwood Village, CO |
BUY
|
- |
127KNew |
$1.23M - $1.27M
|
127K
$1.28M
|
|
|
Nov 10, 2025
Q3 2025
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
216K+ 149.94% |
$2.1M - $2.16M
|
360K
$3.64M
|
|
|
Nov 10, 2025
Q3 2025
|
Adapt Wealth Advisors, LLC
Atlanta, GA |
BUY
|
- |
88.1KNew |
$858K - $881K
|
88.1K
$892K
|
|
|
Nov 10, 2025
Q3 2025
|
Lake Street Financial LLC
|
SELL
|
- |
-455K- 66.21% |
$4.43M - $4.55M
|
232K
$2.35M
|
|
|
Nov 07, 2025
Q3 2025
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
23.2K+ 13.42% |
$226K - $232K
|
196K
$1.99M
|
|
|
Nov 07, 2025
Q3 2025
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
15.8K+ 32.4% |
$154K - $158K
|
64.6K
$654K
|
|
|
Nov 07, 2025
Q3 2025
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-700- 2.82% |
$6.82K - $7K
|
24.1K
$244K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.21K- 35.54% |
$21.5K - $22.1K
|
4K
$40.5K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
71+ 0.53% |
$692 - $710
|
13.4K
$135K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-27.3K- 7.97% |
$266K - $273K
|
316K
$3.19M
|
|
|
Oct 23, 2025
Q3 2025
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-383- 2.92% |
$3.73K - $3.83K
|
12.7K
$129K
|
|
|
Oct 23, 2025
Q3 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
SELL
|
- |
-10.2K- 4.79% |
$99.5K - $102K
|
203K
$2.06M
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.7KNew |
$16.6K - $17K
|
1.7K
$17.2K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.16K- 13.69% |
$21K - $21.6K
|
13.6K
$138K
|
|
|
Oct 20, 2025
Q3 2025
|
Absolute Investment Advisers LLC
|
BUY
|
- |
1.35M+ 1896.31% |
$13.2M - $13.5M
|
1.42M
$14.4M
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
700New |
$6.82K - $7K
|
700
$7.08K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.54K- 9.62% |
$83.6K - $93.7K
|
89.6K
$907K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-11.9K- 54.91% |
$104K - $116K
|
9.74K
$98.5K
|
|
|
Aug 14, 2025
Q2 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
60.1K+ 128.6% |
$527K - $590K
|
107K
$1.08M
|
|
|
Aug 14, 2025
Q2 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
320KNew |
$2.8M - $3.14M
|
320K
$3.23M
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-32.4K- 28.91% |
$284K - $318K
|
79.7K
$807K
|
|
|
Aug 12, 2025
Q2 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-202K- 53.82% |
$1.77M - $1.98M
|
173K
$1.75M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.01K- 20.32% |
$26.4K - $29.6K
|
11.8K
$120K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
33New |
$289 - $324
|
33
$334
|
|
|
Aug 12, 2025
Q2 2025
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
13.1KNew |
$115K - $128K
|
13.1K
$132K
|
|
|
Aug 08, 2025
Q2 2025
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-866- 6.75% |
$7.59K - $8.5K
|
12K
$121K
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-30.4K- 79.09% |
$266K - $298K
|
8.04K
$81.3K
|
|
|
Aug 04, 2025
Q2 2025
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.87K- 15.45% |
$25.1K - $28.2K
|
15.7K
$159K
|
|
|
Jul 15, 2025
Q2 2025
|
Riverbridge Partners LLC
|
BUY
|
- |
2.42K+ 4.05% |
$21.2K - $23.8K
|
62.3K
$630K
|
|