Latest Institutional Transactions on Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information on the latest institutional transactions involving Pioneer Floating Rate Fund, Inc. (PHD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
22.7KNew |
$204K - $222K
|
22.7K
$219K
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
15.3K+ 9.98% |
$137K - $150K
|
168K
$1.63M
|
|
|
May 15, 2024
Q1 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-29.4K- 34.55% |
$265K - $288K
|
55.8K
$539K
|
|
|
May 15, 2024
Q1 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-63.1K- 52.73% |
$567K - $618K
|
56.5K
$546K
|
|
|
May 15, 2024
Q1 2024
|
Gen Wealth Partners Inc
Zeeland, MI |
BUY
|
- |
417New |
$3.75K - $4.09K
|
417
$4.03K
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-31.6K- 8.52% |
$284K - $310K
|
339K
$3.28M
|
|
|
May 15, 2024
Q1 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
13.5K+ 27.17% |
$121K - $132K
|
63.2K
$611K
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8.86K- 7.7% |
$79.7K - $86.8K
|
106K
$1.03M
|
|
|
May 15, 2024
Q1 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-690- 1.36% |
$6.2K - $6.76K
|
50.2K
$485K
|
|
|
May 14, 2024
Q1 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-151K- 61.58% |
$1.35M - $1.48M
|
94K
$908K
|
|
|
May 14, 2024
Q1 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
34.1K+ 16.94% |
$307K - $335K
|
236K
$2.28M
|
|
|
May 14, 2024
Q1 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
94.8K+ 72.81% |
$852K - $929K
|
225K
$2.17M
|
|
|
May 14, 2024
Q1 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
166K+ 103.01% |
$1.5M - $1.63M
|
328K
$3.17M
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-1K- 7.55% |
$8.99K - $9.8K
|
12.3K
$118K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13.3KNew |
$119K - $130K
|
13.3K
$128K
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
BUY
|
- |
10.3K+ 23.24% |
$92.6K - $101K
|
54.6K
$528K
|
|
|
May 13, 2024
Q1 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
13.3K+ 14.18% |
$119K - $130K
|
107K
$1.03M
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
36.2K+ 49.14% |
$326K - $355K
|
110K
$1.06M
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
285+ 1.87% |
$2.56K - $2.79K
|
15.5K
$150K
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
37+ 0.63% |
$333 - $363
|
5.94K
$57.4K
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-40.6K- 44.22% |
$365K - $398K
|
51.2K
$495K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-13K- 42.87% |
$117K - $128K
|
17.4K
$168K
|
|
|
May 08, 2024
Q1 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
10.4KNew |
$93.8K - $102K
|
10.4K
$101K
|
|
|
May 06, 2024
Q1 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
233+ 1.02% |
$2.09K - $2.28K
|
23.2K
$224K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 26, 2024
Q1 2024
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-3.36K- 2.82% |
$30.2K - $32.9K
|
116K
$1.12M
|
|
|
Apr 26, 2024
Q1 2024
|
Riverbridge Partners LLC
|
SELL
|
- |
-21.6K- 21.67% |
$194K - $211K
|
78K
$753K
|
|
|
Apr 19, 2024
Q1 2024
|
Lake Street Financial LLC
|
BUY
|
- |
56.4K+ 10.4% |
$507K - $552K
|
598K
$5.78M
|
|
|
Apr 16, 2024
Q1 2024
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.45K- 11.22% |
$22K - $24K
|
19.4K
$187K
|
|
|
Apr 15, 2024
Q1 2024
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-784- 4.42% |
$7.05K - $7.68K
|
17K
$164K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
12KNew |
$102K - $112K
|
12K
$116K
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-25.6K- 10.54% |
$217K - $239K
|
217K
$2.1M
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-71.5K- 83.3% |
$606K - $668K
|
14.3K
$138K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.29KNew |
$36.4K - $40.1K
|
4.29K
$41.5K
|
|
|
Feb 08, 2024
Q4 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
15.5KNew |
$131K - $144K
|
15.5K
$149K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
SELL
|
- |
-40.9K- 33.54% |
$346K - $382K
|
81K
$782K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
1.02KNew |
$8.64K - $9.53K
|
1.02K
$9.85K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-225- 45.45% |
$1.91K - $2.1K
|
270
$2.61K
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.71KNew |
$22.9K - $25.3K
|
2.71K
$26.1K
|
|
|
Jan 22, 2024
Q4 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
27+ 0.09% |
$229 - $252
|
31.3K
$303K
|
|
|
Jan 19, 2024
Q4 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-31.5K- 16.7% |
$267K - $294K
|
157K
$1.52M
|
|
| Q3 2023 | |||||||
|
Feb 14, 2024
Q3 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
750New |
$6.46K - $6.91K
|
750
$7.25K
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-52.6K- 64.21% |
$453K - $484K
|
29.3K
$283K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-8.16K- 44.55% |
$70.3K - $75.2K
|
10.2K
$98.1K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-306- 2.95% |
$2.64K - $2.82K
|
10.1K
$97.2K
|
|
|
Oct 10, 2023
Q3 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
750New |
$6.46K - $6.91K
|
750
$7.25K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
10.3K+ 686.67% |
$85.6K - $91.2K
|
11.8K
$114K
|
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
87.7KNew |
$728K - $776K
|
87.7K
$847K
|
|
|
Aug 14, 2023
Q2 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-847- 7.66% |
$7.04K - $7.5K
|
10.2K
$98.6K
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.5KNew |
$87.3K - $93K
|
10.5K
$101K
|
|