Latest Institutional Transactions on Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information on the latest institutional transactions involving Pioneer Floating Rate Fund, Inc. (PHD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 15, 2025
Q2 2025
|
Absolute Investment Advisers LLC
|
BUY
|
- |
71.2KNew |
$624K - $699K
|
71.2K
$703K
|
|
|
Jul 15, 2025
Q2 2025
|
Riverbridge Partners LLC
|
BUY
|
- |
2.42K+ 4.05% |
$21.2K - $23.8K
|
62.3K
$615K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
236K+ 168.94% |
$2.21M - $2.31M
|
375K
$3.7M
|
|
|
May 15, 2025
Q1 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
40New |
$375 - $392
|
40
$395
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-11.3K- 4.25% |
$106K - $111K
|
254K
$2.51M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
9.9K+ 8.36% |
$92.9K - $97.1K
|
128K
$1.27M
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.96K+ 4.16% |
$37.2K - $38.9K
|
99.2K
$979K
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.29K- 0.37% |
$12.1K - $12.7K
|
345K
$3.41M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
26.8KNew |
$252K - $263K
|
26.8K
$265K
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-86K- 28.18% |
$806K - $843K
|
219K
$2.16M
|
|
|
May 14, 2025
Q1 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
112KNew |
$1.05M - $1.1M
|
112K
$1.11M
|
|
|
May 13, 2025
Q1 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
BUY
|
- |
215KNew |
$2.02M - $2.11M
|
215K
$2.13M
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
68+ 0.63% |
$638 - $667
|
10.9K
$108K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-34- 0.16% |
$319 - $334
|
21.6K
$213K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.22K- 7.23% |
$30.2K - $31.6K
|
41.3K
$408K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-10.5K- 18.87% |
$98.9K - $103K
|
45.3K
$447K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
BUY
|
- |
38.4KNew |
$360K - $377K
|
38.4K
$379K
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
238+ 0.07% |
$2.23K - $2.33K
|
347K
$3.42M
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
210+ 1.63% |
$1.97K - $2.06K
|
13.1K
$129K
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
50+ 0.82% |
$469 - $491
|
6.15K
$60.7K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5+ 0.03% |
$46.9 - $49.1
|
15.8K
$156K
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
21.3K+ 19.81% |
$200K - $209K
|
129K
$1.27M
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.79K+ 13.71% |
$16.8K - $17.6K
|
14.8K
$146K
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-400- 3.27% |
$3.75K - $3.92K
|
11.9K
$117K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-780- 3.61% |
$7.32K - $7.65K
|
20.8K
$206K
|
|
|
May 06, 2025
Q1 2025
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
928+ 7.8% |
$8.7K - $9.1K
|
12.8K
$127K
|
|
|
May 02, 2025
Q1 2025
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-1.65K- 7.82% |
$15.5K - $16.2K
|
19.5K
$192K
|
|
|
Apr 25, 2025
Q1 2025
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
706+ 0.49% |
$6.62K - $6.93K
|
144K
$1.42M
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
900New |
$8.44K - $8.83K
|
900
$8.88K
|
|
|
Apr 14, 2025
Q1 2025
|
Capital Investment Advisors, LLC
|
BUY
|
- |
32+ 0.24% |
$300 - $314
|
13.1K
$129K
|
|
|
Apr 10, 2025
Q1 2025
|
Lake Street Financial LLC
|
BUY
|
- |
26.6K+ 4.04% |
$249K - $261K
|
684K
$6.75M
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-322- 0.45% |
$3.09K - $3.2K
|
71.2K
$703K
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
5KNew |
$48.1K - $49.8K
|
5K
$49.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
14.5K+ 20.63% |
$139K - $144K
|
84.7K
$836K
|
|
|
Feb 05, 2025
Q4 2024
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
200New |
$1.92K - $1.99K
|
200
$1.97K
|
|
|
Jan 29, 2025
Q4 2024
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-2.57K- 4.99% |
$24.6K - $25.5K
|
48.8K
$482K
|
|
|
Jan 17, 2025
Q4 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
647+ 56.07% |
$6.22K - $6.44K
|
1.8K
$17.8K
|
|
| Q3 2024 | |||||||
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-26.4K- 36.1% |
$247K - $264K
|
46.8K
$461K
|
|
|
Nov 05, 2024
Q3 2024
|
Kovack Advisors, Inc.
|
BUY
|
- |
10KNew |
$93.7K - $99.9K
|
10K
$98.7K
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
2.44KNew |
$22.9K - $24.4K
|
2.44K
$24.1K
|
|
|
Oct 21, 2024
Q3 2024
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-800- 4.13% |
$7.5K - $7.99K
|
18.6K
$183K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-50.1K- 89.85% |
$478K - $497K
|
5.66K
$55.9K
|
|
|
Aug 05, 2024
Q2 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
13.2KNew |
$126K - $131K
|
13.2K
$130K
|
|
|
Jul 12, 2024
Q2 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
666KNew |
$6.35M - $6.6M
|
666K
$6.57M
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-63.1K- 52.73% |
$567K - $618K
|
56.5K
$558K
|
|
|
May 15, 2024
Q1 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-690- 1.36% |
$6.2K - $6.76K
|
50.2K
$496K
|
|
|
May 15, 2024
Q1 2024
|
Gen Wealth Partners Inc
Zeeland, MI |
BUY
|
- |
417New |
$3.75K - $4.09K
|
417
$4.12K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13.3KNew |
$119K - $130K
|
13.3K
$131K
|
|
| Q4 2023 | |||||||
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.29KNew |
$36.4K - $40.1K
|
4.29K
$42.4K
|
|