Latest Institutional Transactions on Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information on the latest institutional transactions involving Pioneer Floating Rate Fund, Inc. (PHD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.28K+ 3.34% |
$37.5K - $42K
|
133K
$1.31M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
216+ 1.97% |
$1.89K - $2.12K
|
11.2K
$110K
|
|
|
Aug 14, 2025
Q2 2025
|
Quarry LP
New York, NY |
BUY
|
- |
19.9KNew |
$175K - $196K
|
19.9K
$197K
|
|
|
Aug 14, 2025
Q2 2025
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
40KNew |
$350K - $393K
|
40K
$396K
|
|
|
Aug 14, 2025
Q2 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
45.4KNew |
$398K - $446K
|
45.4K
$450K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.6KNew |
$146K - $163K
|
16.6K
$165K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
921+ 2.23% |
$8.07K - $9.04K
|
42.2K
$418K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-20.6K- 45.37% |
$180K - $202K
|
24.8K
$245K
|
|
|
Aug 14, 2025
Q2 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
60.1K+ 128.6% |
$527K - $590K
|
107K
$1.06M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-59.6K- 23.46% |
$522K - $585K
|
194K
$1.92M
|
|
|
Aug 14, 2025
Q2 2025
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
144KNew |
$1.26M - $1.41M
|
144K
$1.43M
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-11.9K- 54.91% |
$104K - $116K
|
9.74K
$96.4K
|
|
|
Aug 14, 2025
Q2 2025
|
Css LLC
Chicago, IL |
BUY
|
- |
73KNew |
$640K - $717K
|
73K
$723K
|
|
|
Aug 14, 2025
Q2 2025
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
338KNew |
$2.96M - $3.32M
|
338K
$3.35M
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.54K- 9.62% |
$83.6K - $93.7K
|
89.6K
$887K
|
|
|
Aug 14, 2025
Q2 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
320KNew |
$2.8M - $3.14M
|
320K
$3.16M
|
|
|
Aug 14, 2025
Q2 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
930+ 1.85% |
$8.15K - $9.13K
|
51.2K
$506K
|
|
|
Aug 14, 2025
Q2 2025
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
37.7KNew |
$330K - $370K
|
37.7K
$373K
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
5.26K+ 2.4% |
$46.1K - $51.7K
|
224K
$2.22M
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-10.2K- 2.95% |
$89.7K - $101K
|
336K
$3.33M
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-322- 0.45% |
$2.82K - $3.16K
|
71.2K
$705K
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-32.4K- 28.91% |
$284K - $318K
|
79.7K
$789K
|
|
|
Aug 12, 2025
Q2 2025
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
13.1KNew |
$115K - $128K
|
13.1K
$129K
|
|
|
Aug 12, 2025
Q2 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-202K- 53.82% |
$1.77M - $1.98M
|
173K
$1.72M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.01K- 20.32% |
$26.4K - $29.6K
|
11.8K
$117K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
33New |
$289 - $324
|
33
$327
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-2.44K- 0.71% |
$21.4K - $24K
|
343K
$3.4M
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
214+ 1.63% |
$1.87K - $2.1K
|
13.3K
$132K
|
|
|
Aug 11, 2025
Q2 2025
|
Lake Street Financial LLC
|
BUY
|
- |
3.05K+ 0.45% |
$26.7K - $30K
|
687K
$6.8M
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
51+ 0.83% |
$447 - $501
|
6.21K
$61.4K
|
|
|
Aug 08, 2025
Q2 2025
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-866- 6.75% |
$7.59K - $8.5K
|
12K
$118K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
21+ 0.1% |
$184 - $206
|
20.9K
$207K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6+ 0.04% |
$52.6 - $58.9
|
15.8K
$156K
|
|
|
Aug 06, 2025
Q2 2025
|
Ethos Financial Group, LLC
King Of Prussia, PA |
SELL
|
- |
-2.06K- 0.96% |
$18.1K - $20.2K
|
213K
$2.11M
|
|
|
Aug 04, 2025
Q2 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-30.4K- 79.09% |
$266K - $298K
|
8.04K
$79.5K
|
|
|
Aug 04, 2025
Q2 2025
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-2.87K- 15.45% |
$25.1K - $28.2K
|
15.7K
$156K
|
|
|
Jul 23, 2025
Q2 2025
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
29.4K+ 20.43% |
$257K - $289K
|
173K
$1.71M
|
|
|
Jul 17, 2025
Q2 2025
|
Capital Investment Advisors, LLC
|
BUY
|
- |
13.1KNew |
$115K - $129K
|
13.1K
$130K
|
|
|
Jul 15, 2025
Q2 2025
|
Riverbridge Partners LLC
|
BUY
|
- |
2.42K+ 4.05% |
$21.2K - $23.8K
|
62.3K
$617K
|
|
|
Jul 15, 2025
Q2 2025
|
Absolute Investment Advisers LLC
|
BUY
|
- |
71.2KNew |
$624K - $699K
|
71.2K
$705K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
40New |
$375 - $392
|
40
$396
|
|
|
May 14, 2025
Q1 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
26.8KNew |
$252K - $263K
|
26.8K
$266K
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
21.3K+ 19.81% |
$200K - $209K
|
129K
$1.27M
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-400- 3.27% |
$3.75K - $3.92K
|
11.9K
$117K
|
|
|
May 02, 2025
Q1 2025
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-1.65K- 7.82% |
$15.5K - $16.2K
|
19.5K
$193K
|
|
|
Apr 15, 2025
Q1 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
900New |
$8.44K - $8.83K
|
900
$8.91K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
5KNew |
$48.1K - $49.8K
|
5K
$49.5K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
14.5K+ 20.63% |
$139K - $144K
|
84.7K
$839K
|
|
|
Feb 05, 2025
Q4 2024
|
Maia Wealth LLC
Denver, CO |
BUY
|
- |
200New |
$1.92K - $1.99K
|
200
$1.98K
|
|