Latest Institutional Transactions on Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information on the latest institutional transactions involving Pioneer Floating Rate Fund, Inc. (PHD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2024
Q4 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
15.5KNew |
$131K - $144K
|
15.5K
$146K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
SELL
|
- |
-40.9K- 33.54% |
$346K - $382K
|
81K
$763K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
1.02KNew |
$8.64K - $9.53K
|
1.02K
$9.62K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-225- 45.45% |
$1.91K - $2.1K
|
270
$2.55K
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.71KNew |
$22.9K - $25.3K
|
2.71K
$25.5K
|
|
|
Jan 19, 2024
Q4 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-31.5K- 16.7% |
$267K - $294K
|
157K
$1.48M
|
|
| Q3 2023 | |||||||
|
Feb 14, 2024
Q3 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
750New |
$6.46K - $6.91K
|
750
$7.07K
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-52.6K- 64.21% |
$453K - $484K
|
29.3K
$276K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-8.16K- 44.55% |
$70.3K - $75.2K
|
10.2K
$95.8K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-306- 2.95% |
$2.64K - $2.82K
|
10.1K
$94.9K
|
|
|
Oct 10, 2023
Q3 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
750New |
$6.46K - $6.91K
|
750
$7.07K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-847- 7.66% |
$7.04K - $7.5K
|
10.2K
$96.3K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
10.3K+ 686.67% |
$85.6K - $91.2K
|
11.8K
$111K
|
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
87.7KNew |
$728K - $776K
|
87.7K
$827K
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.5KNew |
$87.3K - $93K
|
10.5K
$99.1K
|
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
55.9K+ 511.6% |
$465K - $495K
|
66.8K
$630K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
48+ 3.2% |
$399 - $425
|
1.55K
$14.6K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
10KNew |
$84.7K - $94.3K
|
10K
$94.3K
|
|
|
May 15, 2023
Q1 2023
|
Fortis Capital Advisors, LLC
Reno, NV |
BUY
|
- |
270New |
$2.29K - $2.55K
|
270
$2.55K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
270New |
$2.29K - $2.55K
|
270
$2.55K
|
|
|
May 02, 2023
Q1 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
1.78KNew |
$15.1K - $16.8K
|
1.78K
$16.8K
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
3.56KNew |
$30.1K - $33.5K
|
3.56K
$33.5K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
46New |
$390 - $414
|
46
$434
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
64.3KNew |
$554K - $619K
|
64.3K
$607K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
9.28K+ 111.77% |
$79.9K - $89.4K
|
17.6K
$166K
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-500- 2.55% |
$4.31K - $4.82K
|
19.1K
$180K
|
|
|
Oct 07, 2022
Q3 2022
|
Worth Asset Management, LLC
|
SELL
|
- |
-2.32KClosed |
$20K - $22.4K
|
0
$0
|
|
| Q2 2022 | |||||||
|
Aug 19, 2022
Q2 2022
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
2.44KNew |
$21.3K - $26K
|
2.44K
$23K
|
|
|
Aug 11, 2022
Q2 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-11.7KClosed |
$101K - $124K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
San Luis Wealth Advisors LLC
San Luis Obispo, CA |
SELL
|
- |
-19Closed |
$165 - $203
|
0
$0
|
|
|
Jul 21, 2022
Q2 2022
|
Round Table Services, LLC
|
SELL
|
- |
-17.4KClosed |
$151K - $185K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
13.5KNew |
$118K - $144K
|
13.5K
$128K
|
|
| Q1 2022 | |||||||
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.17KNew |
$11.8K - $13.9K
|
1.17K
$11K
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-15.2KClosed |
$154K - $182K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
449New |
$4.56K - $5.37K
|
449
$4.23K
|
|
|
May 16, 2022
Q1 2022
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-20.1KClosed |
$204K - $241K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-10KClosed |
$102K - $120K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
2.53K+ 20.38% |
$25.7K - $30.3K
|
14.9K
$141K
|
|
|
May 09, 2022
Q1 2022
|
Trustcore Financial Services, LLC
|
BUY
|
- |
60.8K+ 120.94% |
$617K - $727K
|
111K
$1.05M
|
|
|
May 02, 2022
Q1 2022
|
Congress Park Capital LLC
|
SELL
|
- |
-16.5KClosed |
$167K - $198K
|
0
$0
|
|
|
Apr 22, 2022
Q1 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
2.7KNew |
$27.4K - $32.3K
|
2.7K
$25.5K
|
|
| Q4 2021 | |||||||
|
May 10, 2023
Q4 2021
|
Invesco Senior Secured Management Inc
New York, NY |
BUY
|
- |
6.99KNew |
$80K - $84.9K
|
6.99K
$65.9K
|
|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
1.65KNew |
$18.9K - $20.1K
|
1.65K
$15.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-12.4KClosed |
$142K - $151K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.62KClosed |
$18.5K - $19.7K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
41.8KNew |
$478K - $508K
|
41.8K
$394K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-17.2KClosed |
$197K - $209K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-17.3KClosed |
$198K - $210K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-21.1KClosed |
$234K - $254K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-200Closed |
$2.22K - $2.41K
|
0
$0
|
|