Janney Montgomery Scott LLC Pioneer Floating Rate Fund, Inc. Transaction History

Janney Montgomery Scott LLC

$35.8 Billion
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 08, 2023	SELL	$8.62 - $9.21 $70,347 - $75,162	-8,161 Reduced 44.55%	10,158 $92,000
Q2 2023 Jul 26, 2023	SELL	$8.31 - $8.85 $17,600 - $18,744	-2,118 Reduced 10.36%	18,319 $159,000
Q1 2023 Apr 28, 2023	SELL	$8.47 - $9.43 $478,978 - $533,266	-56,550 Reduced 73.45%	20,437 $178,000
Q4 2022 Feb 01, 2023	SELL	$8.48 - $8.99 $386,382 - $409,620	-45,564 Reduced 37.18%	76,987 $675,000
Q3 2022 Oct 25, 2022	SELL	$8.61 - $9.63 $1.67 Million - $1.87 Million	-194,452 Reduced 61.34%	122,551 $1.06 Million
Q2 2022 Aug 03, 2022	SELL	$8.7 - $10.66 $503,521 - $616,958	-57,876 Reduced 15.44%	317,003 $2.81 Million
Q1 2022 May 04, 2022	BUY	$10.15 - $11.97 $2.64 Million - $3.12 Million	260,537 Added 227.86%	374,879 $3.93 Million
Q4 2021 Jan 27, 2022	BUY	$11.45 - $12.16 $683,782 - $726,183	59,719 Added 109.33%	114,342 $1.33 Million
Q3 2021 Oct 29, 2021	BUY	$11.1 - $12.03 $432,056 - $468,255	38,924 Added 247.94%	54,623 $628,000
Q2 2021 Jul 26, 2021	BUY	$10.99 - $11.94 $172,532 - $187,446	15,699 New	15,699 $187,000

Others Institutions Holding PHD

# of Institutions

45

Shares Held

3.99M

Call Options Held

0

Put Options Held

0

Lake Street Financial LLC

703K
Shares

$6.84 Million
1.16% of portfolio
Relative Value Partners Group, LLC Northbrook, IL

666K
Shares

$6.47 Million
0.86% of portfolio
Advisors Asset Management, Inc. Monument, CO

348K
Shares

$3.38 Million
0.07% of portfolio
Guggenheim Capital LLC Chicago, IL

335K
Shares

$3.26 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

321K
Shares

$3.12 Million
0.0% of portfolio

About Pioneer Floating Rate Fund, Inc.

Ticker PHD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Floating Rate Fund, Inc. is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans. It benchmarks the performance of its portfolio against the Barclays U.S. High Yield Lo...

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