Kestra Advisory Services, LLC Pioneer Floating Rate Fund, Inc. Transaction History

Kestra Advisory Services, LLC

$17.3 Billion
Q3 2024

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Jan 20, 2022	SELL	$11.45 - $12.16 $196,642 - $208,835	-17,174 Closed	0 $0
Q3 2021 Oct 19, 2021	SELL	$11.1 - $12.03 $24,508 - $26,562	-2,208 Reduced 11.39%	17,174 $197,000
Q2 2021 Jul 28, 2021	BUY	$10.99 - $11.94 $472 - $513	43 Added 0.22%	19,382 $231,000
Q1 2021 May 10, 2021	SELL	$10.16 - $11.46 $190,266 - $214,611	-18,727 Reduced 49.2%	19,339 $221,000
Q4 2020 Jan 20, 2021	BUY	$9.96 - $10.88 $131,551 - $143,703	13,208 Added 53.13%	38,066 $392 Million
Q3 2020 Nov 12, 2020	BUY	$9.48 - $10.49 $235,653 - $260,760	24,858 New	24,858 $251 Million

Others Institutions Holding PHD

# of Institutions

45

Shares Held

3.99M

Call Options Held

0

Put Options Held

0

Lake Street Financial LLC

703K
Shares

$6.88 Million
1.16% of portfolio
Relative Value Partners Group, LLC Northbrook, IL

666K
Shares

$6.51 Million
0.86% of portfolio
Advisors Asset Management, Inc. Monument, CO

348K
Shares

$3.4 Million
0.07% of portfolio
Guggenheim Capital LLC Chicago, IL

335K
Shares

$3.28 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

321K
Shares

$3.14 Million
0.0% of portfolio

About Pioneer Floating Rate Fund, Inc.

Ticker PHD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Floating Rate Fund, Inc. is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans. It benchmarks the performance of its portfolio against the Barclays U.S. High Yield Lo...

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