Latest Institutional Transactions on Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information on the latest institutional transactions involving Pioneer Floating Rate Fund, Inc. (PHD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-7.02KClosed |
$77.1K - $83.8K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-18Closed |
$183 - $206
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-34.1KClosed |
$346K - $390K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Yakira Capital Management, Inc.
Westport, CT |
SELL
|
- |
-15.9KClosed |
$162K - $182K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
1.47KNew |
$14.9K - $16.8K
|
1.47K
$14.2K
|
|
|
May 14, 2021
Q1 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-3Closed |
$30.5 - $34.4
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Safeguard Investment Advisory Group, LLC
|
SELL
|
- |
-607Closed |
$6.17K - $6.96K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Westbourne Investment Advisors, Inc.
|
SELL
|
- |
-14.9KClosed |
$151K - $171K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-36KClosed |
$358K - $391K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-63KClosed |
$628K - $685K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-20KClosed |
$199K - $218K
|
0
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Tctc Holdings, LLC
Dallas, TX |
SELL
|
- |
-6K- 72.73% |
$59.8K - $65.3K
|
2.25K
$21.7K
|
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-75Closed |
$747 - $816
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-600Closed |
$5.98K - $6.53K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-1.49KClosed |
$14.8K - $16.2K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 03, 2020
Q3 2020
|
Park Avenue Securities LLC
|
SELL
|
- |
-61KClosed |
$579K - $640K
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-10.1KClosed |
$96K - $106K
|
0
$0
|
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
SELL
|
- |
-70KClosed |
$664K - $734K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 17, 2020
Q2 2020
|
Pender Fund Capital Management Ltd.
Vancouver, A1 |
SELL
|
- |
-100KClosed |
$752K - $974K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-825Closed |
$6.2K - $8.04K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Aristides Capital LLC
Ottawa Hills, OH |
SELL
|
- |
-12.9KClosed |
$97.4K - $126K
|
0
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Baillie Gifford & CO
|
SELL
|
- |
-539KClosed |
$4.05M - $5.25M
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-10.3KClosed |
$77.2K - $100K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-17.5KClosed |
$132K - $171K
|
0
$0
|
|
|
Jul 24, 2020
Q2 2020
|
Allworth Financial LP
|
SELL
|
- |
-2.67KClosed |
$20.1K - $26K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Gradient Investments LLC
|
SELL
|
- |
-1.66K- 91.34% |
$12.5K - $16.1K
|
157
$1.52K
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-83KClosed |
$555K - $929K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-13.4KClosed |
$89.2K - $149K
|
0
$0
|
|
|
May 12, 2020
Q1 2020
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-2.03KClosed |
$13.5K - $22.7K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Fort Washington Investment Advisors Inc
|
SELL
|
- |
-20KClosed |
$134K - $224K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-600Closed |
$4.01K - $6.71K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-1.42KClosed |
$9.51K - $15.9K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 12, 2020
Q4 2019
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-663Closed |
$6.84K - $7.27K
|
0
$0
|
|
|
Jan 07, 2020
Q4 2019
|
Trust CO
|
SELL
|
- |
-500Closed |
$5.16K - $5.49K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Mar 24, 2023
Q3 2019
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
285New |
$2.93K - $3.04K
|
285
$2.75K
|
|
|
Nov 12, 2019
Q3 2019
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-17.5KClosed |
$180K - $186K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-625Closed |
$6.43K - $6.67K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Essex Savings Bank
|
SELL
|
- |
-5.01KClosed |
$51.5K - $53.4K
|
0
$0
|
|
|
Oct 28, 2019
Q3 2019
|
Wela Strategies, Inc.
|
SELL
|
- |
-77.1KClosed |
$792K - $822K
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.22KClosed |
$12.6K - $13.1K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
Comerica Securities,Inc.
|
SELL
|
- |
-27.6KClosed |
$283K - $294K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-26.4KClosed |
$272K - $286K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-12.8KClosed |
$132K - $139K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-48.4KClosed |
$499K - $525K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-96.9KClosed |
$999K - $1.05M
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
2New |
$20.6 - $21.7
|
2
$19.3
|
|
| Q1 2019 | |||||||
|
May 14, 2019
Q1 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-36.5KClosed |
$366K - $391K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-500Closed |
$5.02K - $5.37K
|
0
$0
|
|
|
Apr 24, 2019
Q1 2019
|
Element Pointe Advisors, LLC
Miami, FL |
SELL
|
- |
-23.2KClosed |
$233K - $249K
|
0
$0
|
|
|
Apr 18, 2019
Q1 2019
|
Beacon Financial Group
|
SELL
|
- |
-3.02KClosed |
$30.4K - $32.4K
|
0
$0
|
|