Rmb Capital Management, LLC Pioneer Floating Rate Fund, Inc. Transaction History

Rmb Capital Management, LLC

$4.08 Billion
Q2 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2020 Aug 05, 2020	SELL	$7.52 - $9.74 $131,645 - $170,508	-17,506 Closed	0 $0
Q1 2020 May 11, 2020	BUY	$6.68 - $11.19 $116,940 - $195,892	17,506 New	17,506 $134,000
Q4 2019 Feb 13, 2020	SELL	$10.32 - $10.97 $267,865 - $284,737	-25,956 Closed	0 $0
Q3 2019 Nov 12, 2019	BUY	$10.28 - $10.67 $72,977 - $75,746	7,099 Added 37.65%	25,956 $273,000
Q2 2019 Aug 13, 2019	SELL	$10.31 - $10.84 $1.35 Million - $1.42 Million	-130,703 Reduced 87.39%	18,857 $202,000
Q1 2019 May 15, 2019	SELL	$10.04 - $10.73 $341,279 - $364,734	-33,992 Reduced 18.52%	149,560 $1.56 Million
Q4 2018 Feb 13, 2019	BUY	$9.68 - $11.03 $943,616 - $1.08 Million	97,481 Added 113.26%	183,552 $1.81 Million
Q3 2018 Nov 14, 2018	BUY	$10.93 - $11.17 $940,756 - $961,413	86,071 New	86,071 $949,000

Others Institutions Holding PHD

# of Institutions

46

Shares Held

3.99M

Call Options Held

0

Put Options Held

0

Relative Value Partners Group, LLC Northbrook, IL

666K
Shares

$6.57 Million
0.86% of portfolio
Lake Street Financial LLC

666K
Shares

$6.57 Million
0.86% of portfolio
Advisors Asset Management, Inc. Monument, CO

359K
Shares

$3.54 Million
0.07% of portfolio
Guggenheim Capital LLC Chicago, IL

334K
Shares

$3.29 Million
0.02% of portfolio
Bank Of America Corp Charlotte, NC

317K
Shares

$3.13 Million
0.0% of portfolio

About Pioneer Floating Rate Fund, Inc.

Ticker PHD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Floating Rate Fund, Inc. is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans. It benchmarks the performance of its portfolio against the Barclays U.S. High Yield Lo...

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