Raymond James & Associates Pioneer Floating Rate Fund, Inc. Transaction History

Raymond James & Associates

$161 Billion
Q3 2024

Shares

15 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2020 Feb 12, 2021	SELL	$9.96 - $10.88 $358,261 - $391,353	-35,970 Closed	0 $0
Q3 2020 Nov 04, 2020	SELL	$9.48 - $10.49 $85,879 - $95,028	-9,059 Reduced 20.12%	35,970 $363,000
Q2 2020 Jul 28, 2020	SELL	$7.52 - $9.74 $50,090 - $64,878	-6,661 Reduced 12.89%	45,029 $428,000
Q1 2020 Apr 21, 2020	BUY	$6.68 - $11.19 $84,602 - $141,721	12,665 Added 32.45%	51,690 $395,000
Q4 2019 Feb 12, 2020	SELL	$10.32 - $10.97 $8,772 - $9,324	-850 Reduced 2.13%	39,025 $428,000
Q3 2019 Nov 07, 2019	SELL	$10.28 - $10.67 $31,724 - $32,927	-3,086 Reduced 7.18%	39,875 $420,000
Q2 2019 Aug 06, 2019	SELL	$10.31 - $10.84 $19,795 - $20,812	-1,920 Reduced 4.28%	42,961 $459,000
Q1 2019 May 06, 2019	SELL	$10.04 - $10.73 $17,881 - $19,110	-1,781 Reduced 3.82%	44,881 $467,000
Q4 2018 Feb 11, 2019	SELL	$9.68 - $11.03 $20,182 - $22,997	-2,085 Reduced 4.28%	46,662 $459,000
Q3 2018 Nov 14, 2018	BUY	$10.93 - $11.17 $35,883 - $36,671	3,283 Added 7.22%	48,747 $538,000
Q2 2018 Aug 14, 2018	BUY	$11.17 - $11.8 $207,147 - $218,831	18,545 Added 68.89%	45,464 $508,000
Q1 2018 May 14, 2018	BUY	$11.35 - $11.76 $98,756 - $102,323	8,701 Added 47.76%	26,919 $314,000
Q4 2017 Feb 14, 2018	BUY	$11.4 - $12.19 $55,962 - $59,840	4,909 Added 36.88%	18,218 $209,000
Q3 2017 Nov 13, 2017	SELL	$11.63 - $11.99 $29,156 - $30,058	-2,507 Reduced 15.85%	13,309 $159,000
Q2 2017 Aug 14, 2017	BUY	N/A	15,816	15,816 $188,000

Others Institutions Holding PHD

# of Institutions

45

Shares Held

3.99M

Call Options Held

0

Put Options Held

0

Lake Street Financial LLC

703K
Shares

$6.94 Million
1.16% of portfolio
Relative Value Partners Group, LLC Northbrook, IL

666K
Shares

$6.57 Million
0.86% of portfolio
Advisors Asset Management, Inc. Monument, CO

348K
Shares

$3.43 Million
0.07% of portfolio
Guggenheim Capital LLC Chicago, IL

335K
Shares

$3.31 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

321K
Shares

$3.16 Million
0.0% of portfolio

About Pioneer Floating Rate Fund, Inc.

Ticker PHD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Floating Rate Fund, Inc. is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans. It benchmarks the performance of its portfolio against the Barclays U.S. High Yield Lo...

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