Pender Fund Capital Management Ltd. Pioneer Floating Rate Fund, Inc. Transaction History

Pender Fund Capital Management Ltd.

$132 Million
Q3 2024

Shares

4 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2020 Aug 17, 2020	SELL	$7.52 - $9.74 $752,000 - $974,000	-100,000 Closed	0 $0
Q2 2019 Jul 31, 2019	SELL	$10.31 - $10.84 $6.27 Million - $6.59 Million	-607,934 Reduced 85.87%	100,000 $1.05 Million
Q2 2019 Jul 29, 2019	BUY	$10.31 - $10.84 $6.27 Million - $6.59 Million	607,934 Added 607.93%	707,934 $0
Q1 2019 Apr 23, 2019	BUY	$10.04 - $10.73 $1 Million - $1.07 Million	100,000 New	100,000 $1.42 Million

Others Institutions Holding PHD

# of Institutions

45

Shares Held

3.99M

Call Options Held

0

Put Options Held

0

Lake Street Financial LLC

703K
Shares

$6.86 Million
1.16% of portfolio
Relative Value Partners Group, LLC Northbrook, IL

666K
Shares

$6.5 Million
0.86% of portfolio
Advisors Asset Management, Inc. Monument, CO

348K
Shares

$3.39 Million
0.07% of portfolio
Guggenheim Capital LLC Chicago, IL

335K
Shares

$3.27 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

321K
Shares

$3.13 Million
0.0% of portfolio

About Pioneer Floating Rate Fund, Inc.

Ticker PHD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Floating Rate Fund, Inc. is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans. It benchmarks the performance of its portfolio against the Barclays U.S. High Yield Lo...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Pender Fund Capital Management Ltd., based on Form 13F filings with the SEC.

News

Stay updated on Pender Fund Capital Management Ltd. with notifications on news.