Latest Institutional Transactions on Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information on the latest institutional transactions involving Pioneer Floating Rate Fund, Inc. (PHD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2019
Q1 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-36.5KClosed |
$366K - $391K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-500Closed |
$5.02K - $5.37K
|
0
$0
|
|
|
Apr 24, 2019
Q1 2019
|
Element Pointe Advisors, LLC
Miami, FL |
SELL
|
- |
-23.2KClosed |
$233K - $249K
|
0
$0
|
|
|
Apr 18, 2019
Q1 2019
|
Beacon Financial Group
|
SELL
|
- |
-3.02KClosed |
$30.4K - $32.4K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-58KClosed |
$562K - $640K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-434KClosed |
$4.21M - $4.79M
|
0
$0
|
|
|
Feb 06, 2019
Q4 2018
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-14.4KClosed |
$139K - $159K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Westside Investment Management, Inc.
|
SELL
|
- |
-1KClosed |
$9.68K - $11K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Optimum Investment Advisors
|
SELL
|
- |
-400Closed |
$3.87K - $4.41K
|
0
$0
|
|
|
Jan 15, 2019
Q4 2018
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-100Closed |
$968 - $1.1K
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-924Closed |
$8.94K - $10.2K
|
0
$0
|
|
|
Jan 08, 2019
Q4 2018
|
West Oak Capital, LLC
|
SELL
|
- |
-17KClosed |
$164K - $187K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-49.1KClosed |
$537K - $548K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
554New |
$6.06K - $6.19K
|
554
$5.22K
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-652Closed |
$7.13K - $7.28K
|
0
$0
|
|
|
Nov 13, 2018
Q3 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-122KClosed |
$1.34M - $1.37M
|
0
$0
|
|
|
Nov 09, 2018
Q3 2018
|
Massmutual Trust CO Fsb
|
SELL
|
- |
-750Closed |
$8.2K - $8.38K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Greenwich Wealth Management LLC
Greenwich, CT |
SELL
|
- |
-11.3KClosed |
$123K - $126K
|
0
$0
|
|
|
Oct 19, 2018
Q3 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-6.4KClosed |
$70K - $71.5K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 03, 2018
Q2 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-6.42KClosed |
$71.7K - $75.7K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-11.4KClosed |
$129K - $134K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Moneta Group Investment Advisors LLC
St Louis, MO |
BUY
|
- |
428New |
$4.86K - $5.03K
|
428
$4.04K
|
|
|
May 14, 2018
Q1 2018
|
Corient Capital Partners, LLC
Newport Beach, CA |
SELL
|
- |
-12.2KClosed |
$139K - $144K
|
0
$0
|
|
|
Apr 30, 2018
Q1 2018
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-484KClosed |
$5.5M - $5.7M
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-14.9KClosed |
$170K - $182K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
U S Global Investors Inc
San Antonio, TX |
SELL
|
- |
-8.08KClosed |
$92.1K - $98.5K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-21.9KClosed |
$249K - $266K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-19.4KClosed |
$221K - $236K
|
0
$0
|
|