Penserra Capital Management LLC Pioneer Floating Rate Fund, Inc. Transaction History

Penserra Capital Management LLC

$4.61 Billion
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2018 Feb 06, 2019	SELL	$9.68 - $11.03 $139,246 - $158,666	-14,385 Closed	0 $0
Q3 2018 Nov 05, 2018	SELL	$10.93 - $11.17 $52,409 - $53,560	-4,795 Reduced 25.0%	14,385 $158,000
Q2 2018 Aug 13, 2018	BUY	$11.17 - $11.8 $53,560 - $56,581	4,795 Added 33.33%	19,180 $214,000
Q1 2018 May 08, 2018	BUY	$11.35 - $11.76 $50,064 - $51,873	4,411 Added 44.22%	14,385 $167,000
Q4 2017 Feb 07, 2018	BUY	$11.4 - $12.19 $46,694 - $49,930	4,096 Added 69.68%	9,974 $114,000
Q3 2017 Oct 26, 2017	BUY	$11.63 - $11.99 $64,197 - $66,184	5,520 Added 1541.9%	5,878 $69,000
Q2 2017 Aug 21, 2017	BUY	N/A	358	358 $4,000

Others Institutions Holding PHD

# of Institutions

44

Shares Held

3.94M

Call Options Held

0

Put Options Held

0

Relative Value Partners Group, LLC Northbrook, IL

666K
Shares

$6.4 Million
0.86% of portfolio
Lake Street Financial LLC

657K
Shares

$6.32 Million
1.05% of portfolio
Advisors Asset Management, Inc. Monument, CO

348K
Shares

$3.34 Million
0.07% of portfolio
Guggenheim Capital LLC Chicago, IL

335K
Shares

$3.23 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

321K
Shares

$3.08 Million
0.0% of portfolio

About Pioneer Floating Rate Fund, Inc.

Ticker PHD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Floating Rate Fund, Inc. is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans. It benchmarks the performance of its portfolio against the Barclays U.S. High Yield Lo...

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