Latest Institutional Purchases of Pioneer Floating Rate Fund, Inc. (PHD)
This list provides information on the latest institutional transactions involving Pioneer Floating Rate Fund, Inc. (PHD) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
59.2K+ 22.66% |
$555K - $592K
|
321K
$3.15M
|
|
|
Nov 01, 2024
Q3 2024
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
51.4KNew |
$481K - $513K
|
51.4K
$504K
|
|
|
Oct 22, 2024
Q3 2024
|
Lake Street Financial LLC
|
BUY
|
- |
37.8K+ 5.67% |
$354K - $377K
|
703K
$6.9M
|
|
|
Oct 29, 2024
Q3 2024
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
13.4K+ 10.82% |
$126K - $134K
|
138K
$1.35M
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
12.4KNew |
$116K - $124K
|
12.4K
$121K
|
|
|
Nov 05, 2024
Q3 2024
|
Kovack Advisors, Inc.
|
BUY
|
- |
10KNew |
$93.7K - $99.9K
|
10K
$98.1K
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
2.44KNew |
$22.9K - $24.4K
|
2.44K
$24K
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.77K+ 0.53% |
$16.5K - $17.6K
|
335K
$3.29M
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
56+ 0.93% |
$525 - $559
|
6.05K
$59.3K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
23+ 0.09% |
$216 - $230
|
26.1K
$256K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7+ 0.04% |
$65.6 - $69.9
|
16.4K
$161K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Jul 12, 2024
Q2 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
666KNew |
$6.35M - $6.6M
|
666K
$6.53M
|
|
|
Aug 05, 2024
Q2 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
13.2KNew |
$126K - $131K
|
13.2K
$130K
|
|
|
Aug 13, 2024
Q2 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
126New |
$1.2K - $1.25K
|
126
$1.24K
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13.3KNew |
$119K - $130K
|
13.3K
$130K
|
|
|
May 15, 2024
Q1 2024
|
Gen Wealth Partners Inc
Zeeland, MI |
BUY
|
- |
417New |
$3.75K - $4.09K
|
417
$4.09K
|
|
| Q4 2023 | |||||||
|
Feb 08, 2024
Q4 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
15.5KNew |
$131K - $144K
|
15.5K
$152K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
12KNew |
$102K - $112K
|
12K
$118K
|
|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
8.44K+ 34.03% |
$71.5K - $78.8K
|
33.2K
$326K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.29KNew |
$36.4K - $40.1K
|
4.29K
$42.1K
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.71KNew |
$22.9K - $25.3K
|
2.71K
$26.5K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
1.02KNew |
$8.64K - $9.53K
|
1.02K
$10K
|
|
| Q3 2023 | |||||||
|
Feb 14, 2024
Q3 2023
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
750New |
$6.46K - $6.91K
|
750
$7.36K
|
|
|
Oct 10, 2023
Q3 2023
|
Bartlett & Co. LLC
|
BUY
|
- |
750New |
$6.46K - $6.91K
|
750
$7.36K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
87.7KNew |
$728K - $776K
|
87.7K
$860K
|
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
55.9K+ 511.6% |
$465K - $495K
|
66.8K
$656K
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.5KNew |
$87.3K - $93K
|
10.5K
$103K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
10.3K+ 686.67% |
$85.6K - $91.2K
|
11.8K
$116K
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
48+ 3.2% |
$399 - $425
|
1.55K
$15.2K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
10KNew |
$84.7K - $94.3K
|
10K
$98.1K
|
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
3.56KNew |
$30.1K - $33.5K
|
3.56K
$34.9K
|
|
|
May 02, 2023
Q1 2023
|
Venturi Wealth Management, LLC
Austin, TX |
BUY
|
- |
1.78KNew |
$15.1K - $16.8K
|
1.78K
$17.5K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
270New |
$2.29K - $2.55K
|
270
$2.65K
|
|
|
May 15, 2023
Q1 2023
|
Fortis Capital Advisors, LLC
Reno, NV |
BUY
|
- |
270New |
$2.29K - $2.55K
|
270
$2.65K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
46New |
$390 - $414
|
46
$451
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
64.3KNew |
$554K - $619K
|
64.3K
$631K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
9.28K+ 111.77% |
$79.9K - $89.4K
|
17.6K
$173K
|
|
| Q2 2022 | |||||||
|
Jul 20, 2022
Q2 2022
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
13.5KNew |
$118K - $144K
|
13.5K
$133K
|
|
|
Aug 19, 2022
Q2 2022
|
Eagle Bay Advisors LLC
New York, NY |
BUY
|
- |
2.44KNew |
$21.3K - $26K
|
2.44K
$24K
|
|
| Q1 2022 | |||||||
|
May 09, 2022
Q1 2022
|
Trustcore Financial Services, LLC
|
BUY
|
- |
60.8K+ 120.94% |
$617K - $727K
|
111K
$1.09M
|
|
|
Apr 22, 2022
Q1 2022
|
Bogart Wealth, LLC
|
BUY
|
- |
2.7KNew |
$27.4K - $32.3K
|
2.7K
$26.5K
|
|
|
May 09, 2022
Q1 2022
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
2.53K+ 20.38% |
$25.7K - $30.3K
|
14.9K
$147K
|
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.17KNew |
$11.8K - $13.9K
|
1.17K
$11.4K
|
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
449New |
$4.56K - $5.37K
|
449
$4.4K
|
|
| Q4 2021 | |||||||
|
Feb 04, 2022
Q4 2021
|
Congress Wealth Management LLC
Boston, MA |
BUY
|
- |
41.8KNew |
$478K - $508K
|
41.8K
$410K
|
|
|
May 10, 2023
Q4 2021
|
Invesco Senior Secured Management Inc
New York, NY |
BUY
|
- |
6.99KNew |
$80K - $84.9K
|
6.99K
$68.5K
|
|
|
Feb 22, 2022
Q4 2021
|
Byrne Asset Management LLC
|
BUY
|
- |
1.65KNew |
$18.9K - $20.1K
|
1.65K
$16.2K
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
27New |
$297 - $322
|
27
$265
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
1.47KNew |
$14.9K - $16.8K
|
1.47K
$14.4K
|
|