Cetera Advisor Networks LLC Pioneer Floating Rate Fund, Inc. Transaction History

Cetera Advisor Networks LLC

$0
Q1 2024

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 14, 2024	BUY	$8.99 - $9.8 $119,387 - $130,144	13,280 New	13,280 $128,000
Q3 2020 Nov 13, 2020	SELL	$9.48 - $10.49 $39,237 - $43,418	-4,139 Closed	0 $0
Q2 2020 Aug 13, 2020	BUY	$7.52 - $9.74 $31,125 - $40,313	4,139 New	4,139 $39,000

Others Institutions Holding PHD

# of Institutions

45

Shares Held

3.99M

Call Options Held

0

Put Options Held

0

Lake Street Financial LLC

703K
Shares

$6.88 Million
1.16% of portfolio
Relative Value Partners Group, LLC Northbrook, IL

666K
Shares

$6.51 Million
0.86% of portfolio
Advisors Asset Management, Inc. Monument, CO

348K
Shares

$3.4 Million
0.07% of portfolio
Guggenheim Capital LLC Chicago, IL

335K
Shares

$3.28 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

321K
Shares

$3.14 Million
0.0% of portfolio

About Pioneer Floating Rate Fund, Inc.

Ticker PHD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Floating Rate Fund, Inc. is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans. It benchmarks the performance of its portfolio against the Barclays U.S. High Yield Lo...

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