Latest Institutional Transactions on Pioneer Floating Rate Fund, Inc. (PHD)
This table provides information on the latest institutional transactions involving Pioneer Floating Rate Fund, Inc. (PHD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 17, 2025
Q4 2024
|
Riverbridge Partners LLC
|
SELL
|
- |
-383- 0.7% |
$3.68K - $3.81K
|
54.3K
$525K
|
|
|
Jan 17, 2025
Q4 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
647+ 56.07% |
$6.22K - $6.44K
|
1.8K
$17.4K
|
|
|
Jan 15, 2025
Q4 2024
|
Lake Street Financial LLC
|
SELL
|
- |
-46.3K- 6.59% |
$445K - $461K
|
657K
$6.35M
|
|
|
Jan 13, 2025
Q4 2024
|
Capital Investment Advisors, LLC
|
BUY
|
- |
36+ 0.28% |
$346 - $358
|
13.1K
$126K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-26.8K- 8.46% |
$251K - $268K
|
290K
$2.8M
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.76K- 27.34% |
$44.6K - $47.6K
|
12.7K
$122K
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-19.6K- 21.79% |
$183K - $196K
|
70.2K
$679K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-7.33K- 11.94% |
$68.7K - $73.3K
|
54.1K
$522K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-26.5K- 14.7% |
$248K - $264K
|
154K
$1.48M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-252- 0.26% |
$2.36K - $2.52K
|
97.6K
$943K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
12.4KNew |
$116K - $124K
|
12.4K
$120K
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
1.77K+ 0.53% |
$16.5K - $17.6K
|
335K
$3.24M
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-314- 2.52% |
$2.94K - $3.14K
|
12.1K
$117K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
23+ 0.09% |
$216 - $230
|
26.1K
$252K
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-26.4K- 36.1% |
$247K - $264K
|
46.8K
$452K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.85K- 4.06% |
$17.3K - $18.5K
|
43.7K
$422K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.8K- 4.45% |
$26.2K - $28K
|
60.2K
$581K
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
59.2K+ 22.66% |
$555K - $592K
|
321K
$3.1M
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-11.3K- 3.16% |
$106K - $113K
|
348K
$3.36M
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-800- 5.78% |
$7.5K - $7.99K
|
13K
$126K
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
56+ 0.93% |
$525 - $559
|
6.05K
$58.4K
|
|
|
Nov 07, 2024
Q3 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-2.6K- 2.95% |
$24.3K - $26K
|
85.4K
$825K
|
|
|
Nov 05, 2024
Q3 2024
|
Kovack Advisors, Inc.
|
BUY
|
- |
10KNew |
$93.7K - $99.9K
|
10K
$96.6K
|
|
|
Nov 04, 2024
Q3 2024
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
2.44KNew |
$22.9K - $24.4K
|
2.44K
$23.6K
|
|
|
Nov 01, 2024
Q3 2024
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
51.4KNew |
$481K - $513K
|
51.4K
$496K
|
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-2.03K- 2.09% |
$19K - $20.2K
|
94.8K
$916K
|
|
|
Oct 29, 2024
Q3 2024
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
13.4K+ 10.82% |
$126K - $134K
|
138K
$1.33M
|
|
|
Oct 21, 2024
Q3 2024
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-800- 4.13% |
$7.5K - $7.99K
|
18.6K
$179K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7+ 0.04% |
$65.6 - $69.9
|
16.4K
$158K
|
|
|
Oct 16, 2024
Q3 2024
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-10.2K- 32.5% |
$95.4K - $102K
|
21.2K
$204K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Quarry LP
New York, NY |
SELL
|
- |
-50.1K- 89.85% |
$478K - $497K
|
5.66K
$54.7K
|
|
|
Aug 13, 2024
Q2 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
126New |
$1.2K - $1.25K
|
126
$1.22K
|
|
|
Aug 05, 2024
Q2 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
13.2KNew |
$126K - $131K
|
13.2K
$128K
|
|
|
Jul 12, 2024
Q2 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
666KNew |
$6.35M - $6.6M
|
666K
$6.43M
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Gen Wealth Partners Inc
Zeeland, MI |
BUY
|
- |
417New |
$3.75K - $4.09K
|
417
$4.03K
|
|
|
May 15, 2024
Q1 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-690- 1.36% |
$6.2K - $6.76K
|
50.2K
$485K
|
|
|
May 15, 2024
Q1 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-63.1K- 52.73% |
$567K - $618K
|
56.5K
$546K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13.3KNew |
$119K - $130K
|
13.3K
$128K
|
|
|
May 14, 2024
Q1 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-1K- 7.55% |
$8.99K - $9.8K
|
12.3K
$118K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-13K- 42.87% |
$117K - $128K
|
17.4K
$168K
|
|
| Q4 2023 | |||||||
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
4.29KNew |
$36.4K - $40.1K
|
4.29K
$41.5K
|
|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
8.44K+ 34.03% |
$71.5K - $78.8K
|
33.2K
$321K
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-25.6K- 10.54% |
$217K - $239K
|
217K
$2.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
12KNew |
$102K - $112K
|
12K
$116K
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-71.5K- 83.3% |
$606K - $668K
|
14.3K
$138K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
SELL
|
- |
-40.9K- 33.54% |
$346K - $382K
|
81K
$782K
|
|
|
Feb 08, 2024
Q4 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
15.5KNew |
$131K - $144K
|
15.5K
$149K
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
1.02KNew |
$8.64K - $9.53K
|
1.02K
$9.85K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-225- 45.45% |
$1.91K - $2.1K
|
270
$2.61K
|
|