Aqr Arbitrage LLC Pioneer Floating Rate Fund, Inc. Transaction History

Aqr Arbitrage LLC

$2.11 Billion
Q3 2024

Shares

15 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 15, 2024	SELL	$8.99 - $9.8 $566,828 - $617,899	-63,051 Reduced 52.73%	56,530 $547,000
Q4 2023 Feb 14, 2024	SELL	$8.47 - $9.34 $97,616 - $107,643	-11,525 Reduced 8.79%	119,581 $1.1 Million
Q3 2023 Nov 14, 2023	SELL	$8.62 - $9.21 $113,568 - $121,341	-13,175 Reduced 9.13%	131,106 $1.18 Million
Q2 2023 Aug 14, 2023	BUY	$8.31 - $8.85 $476,088 - $507,025	57,291 Added 65.86%	144,281 $1.25 Million
Q1 2023 May 15, 2023	BUY	$8.47 - $9.43 $68,420 - $76,175	8,078 Added 10.24%	86,990 $756,000
Q4 2022 Feb 14, 2023	BUY	$8.48 - $8.99 $158,126 - $167,636	18,647 Added 30.94%	78,912 $692,000
Q3 2022 Nov 14, 2022	BUY	$8.61 - $9.63 $212,589 - $237,774	24,691 Added 69.41%	60,265 $519,000
Q2 2022 Aug 15, 2022	BUY	$8.7 - $10.66 $309,493 - $379,218	35,574 New	35,574 $316,000
Q3 2020 Nov 16, 2020	SELL	$9.48 - $10.49 $99,843 - $110,480	-10,532 Closed	0 $0
Q2 2020 Aug 17, 2020	SELL	$7.52 - $9.74 $97,256 - $125,967	-12,933 Reduced 55.12%	10,532 $100,000
Q1 2020 May 15, 2020	SELL	$6.68 - $11.19 $43,086 - $72,175	-6,450 Reduced 21.56%	23,465 $180,000
Q4 2019 Feb 14, 2020	SELL	$10.32 - $10.97 $199,599 - $212,170	-19,341 Reduced 39.27%	29,915 $328,000
Q3 2019 Nov 14, 2019	BUY	$10.28 - $10.67 $50,999 - $52,933	4,961 Added 11.2%	49,256 $519,000
Q1 2019 May 14, 2019	BUY	$10.04 - $10.73 $77,237 - $82,545	7,693 Added 21.02%	44,295 $461,000
Q4 2018 Feb 14, 2019	BUY	$9.68 - $11.03 $354,307 - $403,720	36,602 New	36,602 $360,000

Others Institutions Holding PHD

# of Institutions

45

Shares Held

3.99M

Call Options Held

0

Put Options Held

0

Lake Street Financial LLC

703K
Shares

$6.84 Million
1.16% of portfolio
Relative Value Partners Group, LLC Northbrook, IL

666K
Shares

$6.47 Million
0.86% of portfolio
Advisors Asset Management, Inc. Monument, CO

348K
Shares

$3.38 Million
0.07% of portfolio
Guggenheim Capital LLC Chicago, IL

335K
Shares

$3.26 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

321K
Shares

$3.12 Million
0.0% of portfolio

About Pioneer Floating Rate Fund, Inc.

Ticker PHD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Floating Rate Fund, Inc. is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans. It benchmarks the performance of its portfolio against the Barclays U.S. High Yield Lo...

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