Raymond James Financial Services Advisors, Inc. Pioneer Floating Rate Fund, Inc. Transaction History

Raymond James Financial Services Advisors, Inc.

$73.5 Billion
Q3 2024

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2019 Aug 06, 2019	SELL	$10.31 - $10.84 $999,337 - $1.05 Million	-96,929 Closed	0 $0
Q1 2019 May 06, 2019	BUY	$10.04 - $10.73 $150,178 - $160,499	14,958 Added 18.25%	96,929 $1.01 Million
Q4 2018 Feb 11, 2019	BUY	$9.68 - $11.03 $82,396 - $93,887	8,512 Added 11.59%	81,971 $807,000
Q3 2018 Nov 14, 2018	SELL	$10.93 - $11.17 $22,657 - $23,155	-2,073 Reduced 2.74%	73,459 $810,000
Q2 2018 Jul 30, 2018	BUY	$11.17 - $11.8 $65,333 - $69,018	5,849 Added 8.39%	75,532 $844,000
Q1 2018 Apr 16, 2018	BUY	$11.35 - $11.76 $84,682 - $87,741	7,461 Added 11.99%	69,683 $812,000
Q4 2017 Feb 09, 2018	SELL	$11.4 - $12.19 $31,657 - $33,851	-2,777 Reduced 4.27%	62,222 $714,000
Q3 2017 Oct 26, 2017	BUY	$11.63 - $11.99 $29,400 - $30,310	2,528 Added 4.05%	64,999 $777,000
Q2 2017 Aug 15, 2017	BUY	N/A	62,471	62,471 $743,000

Others Institutions Holding PHD

# of Institutions

Shares Held

3.99M

Call Options Held

Put Options Held

Lake Street Financial LLC

703K
Shares

$6.95 Million
1.16% of portfolio
Relative Value Partners Group, LLC Northbrook, IL

666K
Shares

$6.58 Million
0.86% of portfolio
Advisors Asset Management, Inc. Monument, CO

348K
Shares

$3.43 Million
0.07% of portfolio
Guggenheim Capital LLC Chicago, IL

335K
Shares

$3.31 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

321K
Shares

$3.17 Million
0.0% of portfolio

View Full List

About Pioneer Floating Rate Fund, Inc.

Ticker PHD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Floating Rate Fund, Inc. is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans. It benchmarks the performance of its portfolio against the Barclays U.S. High Yield Lo...

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