Hennion & Walsh Asset Management, Inc. Pioneer Floating Rate Fund, Inc. Transaction History

Hennion & Walsh Asset Management, Inc.

$2.06 Billion
Q3 2024

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Oct 27, 2023	SELL	$8.62 - $9.21 $2,637 - $2,818	-306 Reduced 2.95%	10,059 $90,000
Q2 2023 Aug 09, 2023	SELL	$8.31 - $8.85 $8 - $8	-1 Reduced 0.01%	10,365 $90,000
Q1 2023 Apr 20, 2023	SELL	$8.47 - $9.43 $990 - $1,103	-117 Reduced 1.12%	10,366 $90,000
Q4 2022 Jan 12, 2023	SELL	$8.48 - $8.99 $1,221 - $1,294	-144 Reduced 1.36%	10,483 $92,000
Q3 2022 Nov 14, 2022	BUY	$8.61 - $9.63 $91,498 - $102,338	10,627 New	10,627 $92,000

Others Institutions Holding PHD

# of Institutions

45

Shares Held

3.99M

Call Options Held

0

Put Options Held

0

Lake Street Financial LLC

703K
Shares

$6.84 Million
1.16% of portfolio
Relative Value Partners Group, LLC Northbrook, IL

666K
Shares

$6.47 Million
0.86% of portfolio
Advisors Asset Management, Inc. Monument, CO

348K
Shares

$3.38 Million
0.07% of portfolio
Guggenheim Capital LLC Chicago, IL

335K
Shares

$3.26 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

321K
Shares

$3.12 Million
0.0% of portfolio

About Pioneer Floating Rate Fund, Inc.

Ticker PHD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Floating Rate Fund, Inc. is closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in senior secured floating-rate loans. It benchmarks the performance of its portfolio against the Barclays U.S. High Yield Lo...

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